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Frontier Thesis

Article by D.R. Owram

Published Online February 7, 2006

Last Edited December 16, 2013

The Frontier thesis was formulated 1893, when American historian Frederick Jackson Turner theorized that the availability of unsettled land throughout much of American history was the most important factor determining national development. Frontier experiences and new opportunities forced old traditions to change, institutions to adapt and society to become more democratic as class distinctions collapsed. The result was a unique American society, distinct from the European societies from which it originated. In Canada the frontier thesis was popular between the world wars with historians such as A.R.M. LOWER and Frank UNDERHILL and sociologist S.D. CLARK , partly because of a new sense of Canada's North American character.

Since WWII the frontier thesis has declined in popularity because of recognition of important social and cultural distinctions between Canada and the US. In its place a "metropolitan school" has developed, emphasizing Canada's much closer historical ties with Europe. Moreover, centres such as Montréal, Toronto and Ottawa had a profound influence on the settlement of the Canadian frontier. Whichever argument is emphasized, however, any realistic conclusion cannot deny that both the frontier and the ties to established centres were formative in Canada's development.

See also METROPOLITAN-HINTERLAND THESIS .

Recommended

Laurentian thesis, metropolitan-hinterland thesis.

How the Myth of the American Frontier Got Its Start

Frederick Jackson Turner’s thesis informed decades of scholarship and culture. Then he realized he was wrong

Colin Woodard

On the evening of   July 12, 1893, in the hall of a massive new Beaux-Arts building that would soon house the Art Institute of Chicago, a young professor named Frederick Jackson Turner rose to present what would become the most influential essay in the study of U.S. history.

It was getting late. The lecture hall was stifling from a day of blazing sun, which had tormented the throngs visiting the nearby Chicago World’s Columbian Exposition, a carnival of never-before-seen wonders, like a fully illuminated electric city and George Ferris’ 264-foot-tall rotating observation wheel. Many of the hundred or so historians attending the conference, a meeting of the American Historical Association (AHA), were dazed and dusty from an afternoon spent watching Buffalo Bill’s Wild West show at a stadium near the fairground’s gates. They had already sat through three other speeches. Some may have been dozing off as the thin, 31-year-old associate professor from the University of Wisconsin in nearby Madison began his remarks.

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Turner told them the force that had forged Americans into one people was the frontier of the Midwest and Far West. In this virgin world, settlers had finally been relieved of the European baggage of feudalism that their ancestors had brought across the Atlantic, freeing them to find their true selves: self-sufficient, pragmatic, egalitarian and civic-minded. “The frontier promoted the formation of a composite nationality for the American people,” he told the audience. “In the crucible of the frontier, the immigrants were Americanized, liberated and fused into a mixed race, English in neither nationality nor characteristics.”

The audience was unmoved.

In their dispatches the following morning, most of the newspaper reporters covering the conference didn’t even mention Turner’s talk. Nor did the official account of the proceedings prepared by the librarian William F. Poole for The Dial , an influential literary journal. Turner’s own father, writing to relatives a few days later, praised Turner’s skills as the family’s guide at the fair, but he said nothing at all about the speech that had brought them there.

Yet in less than a decade, Turner would be the most influential living historian in the United States, and his Frontier Thesis would become the dominant lens through which Americans understood their character, origins and destiny. Soon, Jackson’s theme was prevalent in political speech, in the way high schools taught history, in patriotic paintings—in short, everywhere. Perfectly timed to meet the needs of a country experiencing dramatic and destabilizing change, Turner’s thesis was swiftly embraced by academic and political institutions, just as railroads, manufacturing machines and telegraph systems were rapidly reshaping American life.

By that time, Turner himself had realized that his theory was almost entirely wrong.

American historians had long believed that Providence had chosen their people to spread Anglo-Saxon freedom across the continent. As an undergraduate at the University of Wisconsin, Turner was introduced to a different argument by his mentor, the classical scholar William Francis Allen. Extrapolating from Darwinism, Allen believed societies evolved like organisms, adapting themselves to the environments they encountered. Scientific laws, not divine will, he advised his mentee, guided the course of nations. After graduating, Turner pursued a doctorate at Johns Hopkins University, where he impressed the history program’s leader, Herbert Baxter Adams, and formed a lifelong friendship with one of his teachers, an ambitious young professor named Woodrow Wilson. The connections were useful: When Allen died in 1889, Adams and Wilson aided Turner in his quest to take Allen’s place as head of Wisconsin’s history department. And on the strength of Turner’s early work, Adams invited him to present a paper at the 1893 meeting of the AHA, to be held in conjunction with the World’s Congress Auxiliary of the World’s Columbian Exposition.

The resulting essay, “The Significance of the Frontier in American History,” offered a vivid evocation of life in the American West. Stripped of “the garments of civilization,” settlers between the 1780s and the 1830s found themselves “in the birch canoe” wearing “the hunting shirt and the moccasin.” Soon, they were “planting Indian corn and plowing with a sharp stick” and even shouting war cries. Faced with Native American resistance—Turner largely overlooked what the ethnic cleansing campaign that created all that “free land” might say about the American character—the settlers looked to the federal government for protection from Native enemies and foreign empires, including during the War of 1812, thus fostering a loyalty to the nation rather than to their half-forgotten nations of origin.

He warned that with the disappearance of the force that had shaped them—in 1890, the head of the Census Bureau concluded there was no longer a frontier line between areas that had been settled by European Americans and those that had not—Americans would no longer be able to flee west for an easy escape from responsibility, failure or oppression. “Each frontier did indeed furnish a new field of opportunity, a gate of escape from the bondage of the past,” Turner concluded. “Now … the frontier has gone, and with its going has closed the first period of American history.”

When he left the podium on that sweltering night, he could not have known how fervently the nation would embrace his thesis.

Like so many young scholars, Turner worked hard to bring attention to his thesis. He incorporated it into the graduate seminars he taught, lectured about it across the Midwest and wrote the entry for “Frontier” in the widely read Johnson’s Universal Cyclopædia. He arranged to have the thesis reprinted in the journal of the Wisconsin Historical Society and in the AHA’s 1893 annual report. Wilson championed it in his own writings, and the essay was read by hundreds of schoolteachers who found it reprinted in the popular pedagogical journal of the Herbart Society, a group devoted to the scientific study of teaching. Turner’s big break came when the Atlantic Monthly ’s editors asked him to use his novel viewpoint to explain the sudden rise of populists in the rural Midwest, and how they had managed to seize control of the Democratic Party to make their candidate, William Jennings Bryan, its nominee for president. Turner’s 1896 Atlantic Monthly essay , which tied the populists’ agitation to the social pressures allegedly caused by the closing of the frontier—soil depletion, debt, rising land prices—was promptly picked up by newspapers and popular journals across the country.

Meanwhile, Turner’s graduate students became tenured professors and disseminated his ideas to the up-and-coming generation of academics. The thrust of the thesis appeared in political speeches, dime-store western novels and even the new popular medium of film, where it fueled the work of a young director named John Ford who would become the master of the Hollywood western. In 1911, Columbia University’s David Muzzey incorporated it into a textbook—initially titled History of the American People —that would be used by most of the nation’s secondary schools for half a century.

Americans embraced Turner’s argument because it provided a fresh and credible explanation for the nation’s exceptionalism—the notion that the U.S. follows a path soaring above those of other countries—one that relied not on earlier Calvinist notions of being “the elect,” but rather on the scientific (and fashionable) observations of Charles Darwin. In a rapidly diversifying country, the Frontier Thesis denied a special role to the Eastern colonies’ British heritage; we were instead a “composite nation,” birthed in the Mississippi watershed. Turner’s emphasis on mobility, progress and individualism echoed the values of the Gilded Age—when readers devoured Horatio Alger’s rags-to-riches stories—and lent them credibility for the generations to follow.

But as a researcher, Turner himself turned away from the Frontier Thesis in the years after the 1890s. He never wrote it down in book form or even in academic articles. He declined invitations to defend it, and before long he himself lost faith in it.

For one thing, he had been relying too narrowly on the experiences in his own region of the Upper Midwest, which had been colonized by a settlement stream originating in New England. In fact, he found, the values he had ascribed to the frontier’s environmental conditioning were actually those of this Greater New England settlement culture, one his family and most of his fellow citizens in Portage, Wisconsin, remained part of, with their commitment to strong village and town governments, taxpayer-financed public schools and the direct democracy of the town meeting. He saw that other parts of the frontier had been colonized by other settlement streams anchored in Scots-Irish Appalachia or in the slave plantations of the Southern lowlands, and he noted that their populations continued to behave completely differently from one another, both politically and culturally, even when they lived in similar physical environments. Somehow settlers moving west from these distinct regional cultures were resisting the Darwinian environmental and cultural forces that had supposedly forged, as Turner’s biographer, Ray Allen Billington, put it, “a new political species” of human, the American. Instead, they were stubbornly remaining themselves. “Men are not absolutely dictated to by climate, geography, soils or economic interests,” Turner wrote in 1922. “The influence of the stock from which they sprang, the inherited ideals, the spiritual factors, often triumph over the material interests.”

Turner spent the last decades of his life working on what he intended to be his magnum opus, a book not about American unity but rather about the abiding differences between its regions, or “sections,” as he called them. “In respect to problems of common action, we are like what a United States of Europe would be,” he wrote in 1922, at the age of 60. For example, the Scots-Irish and German small farmers and herders who settled the uplands of the southeastern states had long clashed with nearby English enslavers over education spending, tax policy and political representation. Turner saw the whole history of the country as a wrestling match between these smaller quasi-nations, albeit a largely peaceful one guided by rules, laws and shared American ideals: “When we think of the Missouri Compromise, the Compromise of 1850, the Kansas-Nebraska Act, as steps in the marking off of spheres of influence and the assignment of mandates [between nations] … we see a resemblance to what has gone on in the Old World,” Turner explained. He hoped shared ideals—and federal institutions—would prove cohesive for a nation suddenly coming of age, its frontier closed, its people having to steward their lands rather than striking out for someplace new.

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Colin Woodard | | READ MORE

Colin Woodard is a journalist and historian, and the author of six books including Union: The Struggle to Forge the Story of United States Nationhood . He lives in Maine.

Excerpts from writings of Frederick Jackson Turner, 1890s-1920s

Frederick Jackson Turner is most famous for expounding the influential “Frontier Thesis” of American history, a thesis he first introduced in 1893 and which he expanded upon for the remainder of his scholarly career.   See the following link for a short biography.

In the settlement of America we have to observe how European life entered the continent, and how America modified and developed that life and reacted on Europe. . . . [T]he frontier is the line of most rapid and effective Americanization. The wilderness masters the colonist. It finds him a European in dress, industries, tools, modes of travel, and thought. It takes him from the railroad car and puts him in the birch canoe. It strips off the garments of civilization and arrays him in the hunting shirt and the moccasin. It puts him in the log cabin of the Cherokee and Iroquois and runs an Indian palisade around him. Before long he has gone to planting Indian corn and plowing with a sharp stick; he shouts the war cry and takes the scalp in orthodox Indian fashion. In short, at the frontier the environment is at first too strong for the man. He must accept the conditions which it furnishes or perish, and so he fits himself into the Indian clearings and follows the Indian trails.

Little by little he transforms the wilderness, but the outcome is not the old Europe . . .. The fact is, that here is a new product that is American. At first, the frontier was the Atlantic coast. It was the frontier of Europe in a very real sense. Moving westward, the frontier became more and more American. As successive terminal moraines result from successive glaciations, so each frontier leaves its traces behind it, and when it becomes a settled area the region still partakes of the frontier characteristics. Thus the advance of the frontier has meant a steady movement away from the influence of Europe, a steady growth of independence on American lines. And to study this advance, the men who grew up under these conditions, and the political, economic, and social results of it, is to study the really American part of our history.

. . [T]he frontier promoted the formation of a composite nationality for the American people. The coast was preponderantly English, but the later tides of continental immigration flowed across to the free lands. . . . In the crucible of the frontier the immigrants were Americanized, liberated, and fused into a mixed race, English   in neither nationality nor characteristics.   The process has gone on from the early days to our own.

From the conditions of frontier life came intellectual traits of profound importance. The works of travelers along each frontier from colonial days onward describe certain common traits, and these traits have, while softening down, still persisted as survivals in the place of their origin, even when a higher social organization succeeded. The result is that, to the frontier, the American intellect owes its striking characteristics. That coarseness and strength combined with acuteness and inquisitiveness, that practical, inventive turn of mind, quick to find expedients, that masterful grasp of material things, lacking in the artistic but powerful to effect great ends, that restless, nervous energy, that dominant individualism, working for good and for evil, and withal that buoyancy and exuberance which comes with freedom -- these are traits of the frontier, or traits called out elsewhere because of the existence of the frontier.

The last chapter in the development of Western democracy is the one that deals with its conquest over the vast spaces of the new West. At each new stage of Western development, the people have had to grapple with larger areas, with bigger combinations. The little colony of Massachusetts veterans that settled at Marietta received a land grant as large as the State of Rhode Island. The band of Connecticut pioneers that followed Moses Cleaveland to the Connecticut Reserve occupied a region as large as the parent State. The area which settlers of New England stock occupied on the prairies of northern Illinois surpassed the combined area of Massachusetts, Connecticut, and Rhode Island. Men who had become accustomed to the narrow valleys and the little towns of the East found themselves out on the boundless spaces of the West dealing with units of such magnitude as dwarfed their former experience. The Great Lakes, the Prairies, the Great Plains, the Rocky Mountains, the Mississippi and the Missouri, furnished new standards of measurement for the achievement of this industrial democracy. Individualism began to give way to coöperation and to governmental activity. Even in the earlier days of the democratic conquest of the wilderness, demands had been made upon the government for support in internal improvements, but this new West showed a growing tendency to call to its assistance the powerful arm of national authority. In the period since the Civil War, the vast public domain has been donated to the individual farmer, to States for education, to railroads for the construction of transportation lines.

Moreover, with the advent of democracy in the last fifteen years upon the Great Plains, new physical conditions have presented themselves which have accelerated the social tendency of Western democracy. The pioneer farmer of the days of Lincoln could place his family on a flatboat, strike into the wilderness, cut out his clearing, and with little or no capital go on to the achievement of industrial independence. Even the homesteader on the Western prairies found it possible to work out a similar independent destiny, although the factor of transportation made a serious and increasing impediment to the free working-out of his individual career. But when the arid lands and the mineral resources of the Far West were reached, no conquest was possible by the old individual pioneer methods. Here expensive irrigation works must be constructed, coöperative activity was demanded in utilization of the water supply, capital beyond the reach of the small farmer was required. In a word, the physiographic province itself decreed that the destiny of this new frontier should be social rather than individual.

Magnitude of social achievement is the watchword of the democracy since the Civil War. From petty towns built in the marshes, cities arose whose greatness and industrial power are the wonder of our time. The conditions were ideal for the production of captains of industry. The old democratic admiration for the self-made man, its old deference to the rights of competitive individual development, together with the stupendous natural resources that opened to the conquest of the keenest and the strongest, gave such conditions of mobility as enabled the development of the large corporate industries which in our own decade have marked the West. Thus, in brief, have been outlined the chief phases of the development of Western democracy in the different areas which it has conquered. There has been a steady development of the industrial ideal, and a steady increase of the social tendency, in this later movement of Western democracy. While the individualism of the frontier, so prominent in the earliest days of the Western advance, has been preserved as an ideal, more and more these individuals struggling each with the other, dealing with vaster and vaster areas, with larger and larger problems, have found it necessary to combine under the leadership of the strongest. This is the explanation of the rise of those preëminent captains of industry whose genius has concentrated capital to control the fundamental resources of the nation.

If now in the way of recapitulation, we try to pick out from the influences that have gone to the making of Western democracy the factors which constitute the net result of this movement, we shall have to mention at least the following:-- Most important of all has been the fact that an area of free land has continually lain on the western border of the settled area of the United States. Whenever social conditions tended to crystallize in the East, whenever capital tended to press upon labor or political restraints to impede the freedom of the mass, there was this gate of escape to the free conditions of the frontier. These free lands promoted individualism, economic equality, freedom to rise, democracy. Men would not accept inferior wages and a permanent position of social subordination when this promised land of freedom and equality was theirs for the taking. Who would rest content under oppressive legislative conditions when with a slight effort he might reach a land wherein to become a co-worker in the building of free cities and free States on the lines of his own ideal? In a word, then, free lands meant free opportunities. Their existence has differentiated the American democracy from the democracies which have preceded it, because ever, as democracy in the East took the form of highly specialized and complicated industrial society, in the West it kept in touch with primitive conditions, and by action and reaction these two forces have shaped our history.

In the next place, these free lands and this treasury of industrial resources have existed over such vast spaces that they have demanded of democracy increasing spaciousness of design and power of execution. Western democracy is contrasted with the democracy of all other times in the largeness of the tasks to which it has set its hand, and in the vast achievements which it has wrought out in the control of nature and of politics. It would be difficult to over-emphasize the importance of this training upon democracy. Never before in the history of the world has a democracy existed on so vast an area and handled things in the gross with such success, with such largeness of design, and such grasp upon the means of execution. In short, democracy has learned in the West of the United States how to deal with the problem of magnitude. The old historic democracies were but little states with primitive economic conditions.

But the very task of dealing with vast resources, over vast areas, under the conditions of free competition furnished by the West, has produced the rise of those captains of industry whose success in consolidating economic power now raises the question as to whether democracy under such conditions can survive. For the old military type of Western leaders like George Rogers Clark, Andrew Jackson, and William Henry Harrison have been substituted such industrial leaders as James J. Hill, John D. Rockefeller, and Andrew Carnegie.

The question is imperative, then, What ideals persist from this democratic experience of the West, and have they acquired sufficient momentum to sustain themselves under conditions so radically unlike those in the days of their origin? In other words, the question put at the beginning of this discussion becomes pertinent. Under the forms of the American democracy is there in reality evolving such a concentration of economic and social power in the hands of a comparatively few men as may make political democracy an appearance rather than a reality? The free lands are gone. The material forces that gave vitality to Western democracy are passing away. It is to the realm of the spirit, to the domain of ideals and legislation, that we must look for Western influence upon democracy in our own days.

Western democracy has been from the time of its birth idealistic. The very fact of the wilderness appealed to men as a fair, blank page on which to write a new chapter in the story of man's struggle for a hi,,her type of society. The Western wilds, from the Alleghanies to the Pacific, constituted the richest free gift that was ever spread out before civilized man. To the peasant and artisan of the Old World, bound by the chains of social class, as old as custom and as inevitable as fate, the West offered an exit into a free life and greater well-being among the bounties of nature, into the midst of resources that demanded manly exertion, and that gave in return the chance for indefinite ascent in the scale of social advance. "To each she offered gifts after his will." Never again can such an opportunity come to the sons of men. It was unique, and the thing is so near us, so much a part of our lives, that we do not even yet comprehend its full significance. The existence of this land of opportunity has made America the goal of idealists from the days of the Pilgrim Fathers. With all the materialism of the pioneer movements, this idealistic conception of the vacant lands as an opportunity for a new order of things is unmistakably present.

This, at least, is clear: American democracy is fundamentally the outcome of the experiences of the American people in dealing with the West. Western democracy through the whole of its earlier period tended to the production of a society of which the most distinctive fact was the freedom of the individual to rise under conditions of social mobility, and whose ambition was the liberty and well-being of the masses. This conception has vitalized all American democracy, and has brought it into sharp contrasts with the democracies of history, and with those modern efforts of Europe to create an artificial democratic order by legislation. The problem of the United States is not to create democracy, but to conserve democratic institutions and ideals.

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2 The Making of a National Identity: The Frontier Thesis

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Frederick Jackson Turner's frontier thesis became a significant force in shaping the national identity of the U.S. The ideologies incorporated into Turner's frontier thesis were not only meant to provide a historical interpretation of how the U.S. came into being but also satisfied the national need for a “usable past.” This frontier thesis was able to transmit a series of symbols that became imbedded in the nation's self‐perception and self‐understanding: Virgin land, wilderness, land and democracy, Manifest Destiny, chosen race. Race must be understood as an important piece of this developing national identity because the idea of “purity” of race was used as a rationalization to colonize, exclude, devalue, and even exterminate the native borderlands people.

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The American Yawp Reader

Frederick jackson turner, “significance of the frontier in american history” (1893).

Perhaps the most influential essay by an American historian, Frederick Jackson Turner’s address to the American Historical Association on “The Significance of the Frontier in American History” defined for many Americans the relationship between the frontier and American culture and contemplated what might follow “the closing of the frontier.”

In a recent bulletin of the Superintendent of the Census for 1890 appear these significant words: “Up to and including 1880 the country had a frontier of settlement, but at present the unsettled area has been so broken into by isolated bodies of settlement that there can hardly be said to be a frontier line. In the discussion of its extent, its westward movement, etc., it can not, therefore, any longer have a place in the census reports.” This brief official statement marks the closing of a great historic movement. Up to our own day American history has been in a large degree the history of the colonization of the Great West. The existence of an area of free land, its continuous recession, and the advance of American settlement westward, explain American development.

Behind institutions, behind constitutional forms and modifications, lie the vital forces that call these organs into life and shape them to meet changing conditions. The peculiarity of American institutions is, the fact that they have been compelled to adapt themselves to the changes of an expanding people—to the changes involved in crossing a continent, in winning a wilderness, and in developing at each area of this progress out of the primitive economic and political conditions of the frontier into the complexity of city life. Said Calhoun in 1817, “We are great, and rapidly—I was about to say fearfully—growing!” So saying, he touched the distinguishing feature of American life. All peoples show development; the germ theory of politics has been sufficiently emphasized. In the case of most nations, however, the development has occurred in a limited area; and if the nation has expanded, it has met other growing peoples whom it has conquered. But in the case of the United States we have a different phenomenon. Limiting our attention to the Atlantic coast, we have the familiar phenomenon of the evolution of institutions in a limited area, such as the rise of representative government; the differentiation of simple colonial governments into complex organs; the progress from primitive industrial society, without division of labor, up to manufacturing civilization. But we have in addition to this a recurrence of the process of evolution in each western area reached in the process of expansion. Thus American development has exhibited not merely advance along a single line, but a return to primitive conditions on a continually advancing frontier line, and a new development for that area. American social development has been continually beginning over again on the frontier. This perennial rebirth, this fluidity of American life, this expansion westward with its new opportunities, its continuous touch with the simplicity of primitive society, furnish the forces dominating American character. The true point of view in the history of this nation is not the Atlantic coast, it is the Great West. …

In this advance, the frontier is the outer edge of the wave—the meeting point between savagery and civilization. Much has been written about the frontier from the point of view of border warfare and the chase, but as a field for the serious study of the economist and the historian it has been neglected.

From the conditions of frontier life came intellectual traits of profound importance. The works of travelers along each frontier from colonial days onward describe certain common traits, and these traits have, while softening down, still persisted as survivals in the place of their origin, even when a higher social organization succeeded. The result is that to the frontier the American intellect owes its striking characteristics. That coarseness and strength combined with acuteness and inquisitiveness; that practical, inventive turn of mind, quick to find expedients; that masterful grasp of material things, lacking in the artistic but powerful to effect great ends; that restless, nervous energy; that dominant individualism, working for good and for evil, and withal that buoyancy and exuberance which comes with freedom—these are traits of the frontier, or traits called out elsewhere because of the existence of the frontier. Since the days when the fleet of Columbus sailed into the waters of the New World, America has been another name for opportunity, and the people of the United States have taken their tone from the incessant expansion which has not only been open but has even been forced upon them. He would be a rash prophet who should assert that the expansive character of American life has now entirely ceased. Movement has been its dominant fact, and, unless this training has no effect upon a people, the American energy will continually demand a wider field for its exercise. But never again will such gifts of free land offer themselves. For a moment, at the frontier, the bonds of custom are broken and unrestraint is triumphant. There is not  tabula rasa . The stubborn American environment is there with its imperious summons to accept its conditions; the inherited ways of doing things are also there; and yet, in spite of environment, and in spite of custom, each frontier did indeed furnish a new field of opportunity, a gate of escape from the bondage of the past; and freshness, and confidence, and scorn of older society, impatience of its restraints and its ideas, and indifference to its lessons, have accompanied the frontier. What the Mediterranean Sea was to the Greeks, breaking the bond of custom, offering new experiences, calling out new institutions and activities, that, and more, the ever retreating frontier has been to the United States directly, and to the nations of Europe more remotely. And now, four centuries from the discovery of America, at the end of a hundred years of life under the Constitution, the frontier has gone, and with its going has closed the first period of American history.

Source: Frederick Jackson Turner, The Frontier in American History, 1919.

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The Significance of the Frontier in American History (1893)

By Frederick J. Turner, 1893

Editor's Note: Please note, this is a short version of the essay subsequently published in Turner's essay collection, The Frontier in American History (1920). This text is closer to the original version delivered at the 1893 meeting of the American Historical Association in Chicago, published in Annual Report of the American Historical Association , 1893, pp. 197–227.

In a recent bulletin of the Superintendent of the Census for 1890 appear these significant words: “Up to and including 1880 the country had a frontier of settlement, but at present the unsettled area has been so broken into by isolated bodies of settlement that there can hardly be said to be a frontier line. In the discussion of its extent, its westward movement, etc., it can not, therefore, any longer have a place in the census reports.” This brief official statement marks the closing of a great historic movement. Up to our own day American history has been in a large degree the history of the colonization of the Great West. The existence of an area of free land, its continuous recession, and the advance of American settlement westward, explain American development.

Behind institutions, behind constitutional forms and modifications, lie the vital forces that call these organs into life and shape them to meet changing conditions. The peculiarity of American institutions is, the fact that they have been compelled to adapt themselves to the changes of an expanding people—to the changes involved in crossing a continent, in winning a wilderness, and in developing at each area of this progress out of the primitive economic and political conditions of the frontier into the complexity of city life. Said Calhoun in 1817, “We are great, and rapidly—I was about to say fearfully—growing!” 1 So saying, he touched the distinguishing feature of American life. All peoples show development; the germ theory of politics has been sufficiently emphasized. In the case of most nations, however, the development has occurred in a limited area; and if the nation has expanded, it has met other growing peoples whom it has conquered. But in the case of the United States we have a different phenomenon. Limiting our attention to the Atlantic coast, we have the familiar phenomenon of the evolution of institutions in a limited area, such as the rise of representative government; the differentiation of simple colonial governments into complex organs; the progress from primitive industrial society, without division of labor, up to manufacturing civilization. But we have in addition to this a recurrence of the process of evolution in each western area reached in the process of expansion. Thus American development has exhibited not merely advance along a single line, but a return to primitive conditions on a continually advancing frontier line, and a new development for that area. American social development has been continually beginning over again on the frontier. This perennial rebirth, this fluidity of American life, this expansion westward with its new opportunities, its continuous touch with the simplicity of primitive society, furnish the forces dominating American character. The true point of view in the history of this nation is not the Atlantic coast, it is the great West. Even the slavery struggle, which is made so exclusive an object of attention by writers like Prof. von Holst, occupies its important place in American history because of its relation to westward expansion.

In this advance, the frontier is the outer edge of the wave—the meeting point between savagery and civilization. Much has been written about the frontier from the point of view of border warfare and the chase, but as a field for the serious study of the economist and the historian it has been neglected.

The American frontier is sharply distinguished from the European frontier—a fortified boundary line running through dense populations. The most significant thing about the American frontier is, that it lies at the hither edge of free land. In the census reports it is treated as the margin of that settlement which has a density of two or more to the square mile. The term is an elastic one, and for our purposes does not need sharp definition. We shall consider the whole frontier belt, including the Indian country and the outer margin of the “settled area” of the census reports. This paper will make no attempt to treat the subject exhaustively; its aim is simply to call attention to the frontier as a fertile field for investigation, and to suggest some of the problems which arise in connection with it.

In the settlement of America we have to observe how European life entered the continent, and how America modified and developed that life and reacted on Europe. Our early history is the study of European germs developing in an American environment. Too exclusive attention has been paid by institutional students to the Germanic origins, too little to the American factors. The frontier is the line of most rapid and effective Americanization. The wilderness masters the colonist. It finds him a European in dress, industries, tools, modes of travel, and thought. It takes him from the railroad car and puts him in the birch canoe. It strips off the garments of civilization and arrays him in the hunting shirt and the moccasin. It puts him in the log cabin of the Cherokee and Iroquois and runs an Indian palisade around him. Before long he has gone to planting Indian corn and plowing with a sharp stick; he shouts the war cry and takes the scalp in orthodox Indian fashion. In short, at the frontier the environment is at first too strong for the man. He must accept the conditions which it furnishes, or perish, and so he fits himself into the Indian clearings and follows the Indian trails. Little by little he transforms the wilderness; but the outcome is not the old Europe, not simply the development of Germanic germs, any more than the first phenomenon was a case of reversion to the Germanic mark. The fact is, that here is a new product that is American. At first, the frontier was the Atlantic coast. It was the frontier of Europe in a very real sense. Moving westward, the frontier became more and more American. As successive terminal moraines result from successive glaciations, so each frontier leaves its traces behind it, and when it becomes a settled area the region still partakes of the frontier characteristics. Thus the advance of the frontier has meant a steady movement away from the influence of Europe, a steady growth of independence on American lines. And to study this advance, the men who grew up under these conditions, and the political, economic, and social results of it, is to study the really American part of our history.

Stages of Frontier Advance

In the course of the seventeenth century the frontier was advanced up the Atlantic river courses, just beyond the “fall line,” and the tidewater region became the settled area. In the first half of the eighteenth century another advance occurred. Traders followed the Delaware and Shawnese Indians to the Ohio as early as the end of the first quarter of the century. 2 Gov. Spotswood, of Virginia, made an expedition in 1714 across the Blue Ridge. The end of the first quarter of the century saw the advance of the Scotch-Irish and the Palatine Germans up the Shenandoah Valley into the western part of Virginia, and along the Piedmont region of the Carolinas. 3 The Germans in New York pushed the frontier of settlement up the Mohawk to German Flats. 4 In Pennsylvania the town of Bedford indicates the line of settlement. Settlements had begun on New River, a branch of the Kanawha, and on the sources of the Yadkin and French Broad. 5 The King attempted to arrest the advance by his proclamation of 1763, 6 forbidding settlements beyond the sources of the rivers flowing into the Atlantic; but in vain. In the period of the Revolution the frontier crossed the Alleghanies into Kentucky and Tennessee, and the upper waters of the Ohio were settled. 7 When the first census was taken in 1790, the continuous settled area was bounded by a line which ran near the coast of Maine, and included New England except a portion of Vermont and New Hampshire, New York along the Hudson and up the Mohawk about Schenectady, eastern and southern Pennsylvania, Virginia well across the Shenandoah Valley, and the Carolinas and eastern Georgia. 8 Beyond this region of continuous settlement were the small settled areas of Kentucky and Tennessee, and the Ohio, with the mountains intervening between them and the Atlantic area, thus giving a new and important character to the frontier. The isolation of the region increased its peculiarly American tendencies, and the need of transportation facilities to connect it with the East called out important schemes of internal improvement, which will be noted farther on. The “West,” as a self-conscious section, began to evolve.

From decade to decade distinct advances of the frontier occurred. By the census of 1820, 9 the settled area included Ohio, southern Indiana and Illinois, southeastern Missouri, and about one-half of Louisiana. This settled area had surrounded Indian areas, and the management of these tribes became an object of political concern. The frontier region of the time lay along the Great Lakes, where Astor’s American Fur Company operated in the Indian trade, 10 and beyond the Mississippi, where Indian traders extended their activity even to the Rocky Mountains; Florida also furnished frontier conditions. The Mississippi River region was the scene of typical frontier settlements. 11

The rising steam navigation 12 on western waters, the opening of the Erie Canal, and the westward extension of cotton 13 culture added five frontier states to the Union in this period. Grund, writing in 1836, declares: “It appears then that the universal disposition of Americans to emigrate to the western wilderness, in order to enlarge their dominion over inanimate nature, is the actual result of an expansive power which is inherent in them, and which by continually agitating all classes of society is constantly throwing a large portion of the whole population on the extreme confines of the State, in order to gain space for its development. Hardly is a new State or Territory formed before the same principle manifests itself again and gives rise to a further emigration; and so is it destined to go on until a physical barrier must finally obstruct its progress.” 14

In the middle of this century the line indicated by the present eastern boundary of Indian Territory, Nebraska, and Kansas marked the frontier of the Indian country. 15 Minnesota and Wisconsin still exhibited frontier conditions, 16 but the distinctive frontier of the period is found in California, where the gold discoveries had sent a sudden tide of adventurous miners, and in Oregon, and the settlements in Utah. 17 As the frontier has leaped over the Alleghanies, so now it skipped the Great Plains and the Rocky Mountains; and in the same way that the advance of the frontiersmen beyond the Alleghanies had caused the rise of important questions of transportation and internal improvement, so now the settlers beyond the Rocky Mountains needed means of communication with the East, and in the furnishing of these arose the settlement of the Great Plains and the development of still another kind of frontier life. Railroads, fostered by land grants, sent an increasing tide of immigrants into the far West. The United States Army fought a series of Indian wars in Minnesota, Dakota, and the Indian Territory.

By 1880 the settled area had been pushed into northern Michigan, Wisconsin, and Minnesota, along Dakota rivers, and in the Black Hills region, and was ascending the rivers of Kansas and Nebraska. The development of mines in Colorado had drawn isolated frontier settlements into that region, and Montana and Idaho were receiving settlers. The frontier was found in these mining camps and the ranches of the Great Plains. The superintendent of the census for 1890 reports, as previously stated, that the settlements of the West lie so scattered over the region that there can no longer be said to be a frontier line.

In these successive frontiers we find natural boundary lines which have served to mark and to affect the characteristics of the frontiers, namely: The “fall line;” the Alleghany Mountains; the Mississippi; the Missouri, where its direction approximates north and south; the line of the arid lands, approximately the ninety-ninth meridian; and the Rocky Mountains. The fall line marked the frontier of the seventeenth century; the Alleghanies that of the eighteenth; the Mississippi that of the first quarter of the nineteenth; the Missouri that of the middle of this century (omitting the California movement); and the belt of the Rocky Mountains and the arid tract, the present frontier. Each was won by a series of Indian wars.

The Frontier Furnishes a Field for Comparative Study of Social Development

At the Atlantic frontier one can study the germs of processes repeated at each successive frontier. We have the complex European life sharply precipitated by the wilderness into the simplicity of primitive conditions. The first frontier had to meet its Indian question, its question of the disposition of the public domain, of the means of intercourse with older settlements, of the extension of political organization, of religious and educational activity. And the settlement of these and similar questions for one frontier served as a guide for the next. The American student needs not to go to the “prim little townships of Sleswick” for illustrations of the law of continuity and development. For example, he may study the origin of our land policies in the colonial land policy; he may see how the system grew by adapting the statutes to the customs of the successive frontiers. 18 He may see how the mining experience in the lead regions of Wisconsin, Illinois, and Iowa was applied to the mining laws of the Rockies, 19 and how our Indian policy has been a series of experimentations on successive frontiers. Each tier of new States has found in the older ones material for its constitutions. 20 Each frontier has made similar contributions to American character, as will be discussed farther on.

But with all these similarities there are essential differences, due to the place element and the time element. It is evident that the farming frontier of the Mississippi Valley presents different conditions from the mining frontier of the Rocky Mountains. The frontier reached by the Pacific Railroad, surveyed into rectangles, guarded by the United States Army, and recruited by the daily immigrant ship, moves forward at a swifter pace and in a different way than the frontier reached by the birch canoe or the pack horse. The geologist traces patiently the shores of ancient seas, maps their areas, and compares the older and the newer. It would be a work worth the historian’s labors to mark these various frontiers and in detail compare one with another. Not only would there result a more adequate conception of American development and characteristics, but invaluable additions would be made to the history of society.

Loria, 21 the Italian economist, has urged the study of colonial life as an aid in understanding the stages of European development, affirming that colonial settlement is for economic science what the mountain is for geology, bringing to light primitive stratifications. “America,” he says, “has the key to the historical enigma which Europe has sought for centuries in vain, and the land which has no history reveals luminously the course of universal history.” There is much truth in this. The United States lies like a huge page in the history of society. Line by line as we read this continental page from west to east we find the record of social evolution. It begins with the Indian and the hunter; it goes on to tell of the disintegration of savagery by the entrance of the trader, the pathfinder of civilization; we read the annals of the pastoral stage in ranch life; the exploitation of the soil by the raising of unrotated crops of corn and wheat in sparsely settled farming communities; the intensive culture of the denser farm settlement; and finally the manufacturing organization with city and factory system. 22 This page is familiar to the student of census statistics, but how little of it has been used by our historians. Particularly in eastern States this page is a palimpsest. What is now a manufacturing State was in an earlier decade an area of intensive farming. Earlier yet it had been a wheat area, and still earlier the “range” had attracted the cattle-herder. Thus Wisconsin, now developing manufacture, is a State with varied agricultural interests. But earlier it was given over to almost exclusive grain-raising, like North Dakota at the present time.

Each of these areas has had an influence in our economic and political history; the evolution of each into a higher stage has worked political transformations. But what constitutional historian has made any adequate attempt to interpret political facts by the light of these social areas and changes? 23

The Atlantic frontier was compounded of fisherman, far trader, miner, cattle-raiser, and farmer. Excepting the fisherman, each type of industry was on the march toward the West, impelled by an irresistible attraction. Each passed in successive waves across the continent. Stand at Cumberland Gap and watch the procession of civilization, marching single file—the buffalo following the trail to the salt springs, the Indian, the fur-trader and hunter, the cattle-raiser, the pioneer farmer—and the frontier has passed by. Stand at South Pass in the Rockies a century later and see the same procession with wider intervals between. The unequal rate of advance compels us to distinguish the frontier into the trader’s frontier, the rancher’s frontier, or the miner’s frontier, and the farmer’s frontier. When the mines and the cow pens were still near the fall line the traders’ pack trains were tinkling across the Alleghanies, and the French on the Great Lakes were fortifying their posts, alarmed by the British trader’s birch canoe. When the trappers scaled the Rockies, the farmer was still near the mouth of the Missouri.

The Indian Trader’s Frontier

Why was it that the Indian trader passed so rapidly across the continent? What effects followed from the trader’s frontier? The trade was coeval with American discovery, The Norsemen, Vespuccius, Verrazani, Hudson, John Smith, all trafficked for furs. The Plymouth pilgrims settled in Indian cornfields, and their first return cargo was of beaver and lumber. The records of the various New England colonies show how steadily exploration was carried into the wilderness by this trade. What is true for New England is, as would be expected, even plainer for the rest of the colonies. All along the coast from Maine to Georgia the Indian trade opened up the river courses. Steadily the trader passed westward, utilizing the older lines of French trade. The Ohio, the Great Lakes, the Mississippi, the Missouri, and the Platte, the lines of western advance, were ascended by traders. They found the passes in the Rocky Mountains and guided Lewis and Clarke, 24 Fremont, and Bidwell. The explanation of the rapidity of this advance is connected with the effects of the trader on the Indian. The trading post left the unarmed tribes at the mercy of those that had purchased fire-arms—a truth which the Iroquois Indians wrote in blood, and so the remote and unvisited tribes gave eager welcome to the trader. “The savages,” wrote La Salle, “take better care of us French than of their own children; from us only can they get guns and goods.” This accounts for the trader’s power and the rapidity of his advance. Thus the disintegrating forces of civilization entered the wilderness. Every river valley and Indian trail became a fissure in Indian society, and so that society became honeycombed. Long before the pioneer farmer appeared on the scene, primitive Indian life had passed away. The farmers met Indians armed with guns. The trading frontier, while steadily undermining Indian power by making the tribes ultimately dependent on the whites, yet, through its sale of guns, gave to the Indians increased power of resistance to the farming frontier. French colonization was dominated by its trading frontier; English colonization by its farming frontier. There was an antagonism between the two frontiers as between the two nations. Said Duquesne to the Iroquois, “Are you ignorant of the difference between the king of England and the king of France? Go see the forts that our king has established and you will see that you can still hunt under their very walls. They have been placed for your advantage in places which you frequent. The English, on the contrary, are no sooner in possession of a place than the game is driven away. The forest falls before them as they advance, and the soil is laid bare so that you can scarce find the wherewithal to erect a shelter for the night.”

And yet, in spite of this opposition of the interests of the trader and the farmer, the Indian trade pioneered the way for civilization. The buffalo trail became the Indian trail, and this because the trader’s “trace;” the trails widened into roads, and the roads into turnpikes, and these in turn were transformed into railroads. The same origin can be shown for the railroads of the South, the far West, and the Dominion of Canada. 25 The trading posts reached by these trails were on the sites of Indian villages which had been placed in positions suggested by nature; and these trading posts, situated so as to command the water systems of the country, have grown into such cities as Albany, Pittsburg, Detroit, Chicago, St. Louis, Council Bluffs, and Kansas City. Thus civilization in America has followed the arteries made by geology, pouring an ever richer tide through them, until at last the slender paths of aboriginal intercourse have been broadened and interwoven into the complex mazes of modern commercial lines; the wilderness has been interpenetrated by lines of civilization growing ever more numerous. It is like the steady growth of a complex nervous system for the originally simple, inert continent. If one would understand why we are to-day one nation, rather than a collection of isolated states, he must study this economic and social consolidation of the country. In this progress from savage conditions lie topics for the evolutionist. 26

The effect of the Indian frontier as a consolidating agent in our history is important. From the close of the seventeenth century various intercolonial congresses have been called to treat with Indians and establish common measures of defense. Particularism was strongest in colonies with no Indian frontier. This frontier stretched along the western border like a cord of union. The Indian was a common danger, demanding united action. Most celebrated of these conferences was the Albany congress of 1754, called to treat with the Six Nations, and to consider plans of union. Even a cursory reading of the plan proposed by the congress reveals the importance of the frontier. The powers of the general council and the officers were, chiefly, the determination of peace and war with the Indians, the regulation of Indian trade, the purchase of Indian lands, and the creation and government of new settlements as a security against the Indians. It is evident that the unifying tendencies of the Revolutionary period were facilitated by the previous cooperation in the regulation of the frontier. In this connection may be mentioned the importance of the frontier, from that day to this, as a military training school, keeping alive the power of resistance to aggression, and developing the stalwart and rugged qualities of the frontiersman.

The Rancher’s Frontier

It would not be possible in the limits of this paper to trace the other frontiers across the continent. Travelers of the eighteenth century found the “cowpens” among the canebrakes and peavine pastures of the South, and the “cow drivers” took their droves to Charleston, Philadelphia, and New York. 27 Travelers at the close of the War of 1812 met droves of more than a thousand cattle and swine from the interior of Ohio going to Pennsylvania to fatten for the Philadelphia market. 28 The ranges of the Great Plains, with ranch and cowboy and nomadic life, are things of yesterday and of to-day. The experience of the Carolina cowpens guided the ranchers of Texas. One element favoring the rapid extension of the rancher’s frontier is the fact that in a remote country lacking transportation facilities the product must be in small bulk, or must be able to transport itself, and the cattle raiser could easily drive his product to market. The effect of these great ranches on the subsequent agrarian history of the localities in which they existed should be studied.

The Farmer’s Frontier

The maps of the census reports show an uneven advance of the farmer’s frontier, with tongues of settlement pushed forward and with indentations of wilderness. In part this is due to Indian resistance, in part to the location of river valleys and passes, in part to the unequal force of the centers of frontier attraction. Among the important centers of attraction may be mentioned the following: fertile and favorably situated soils, salt springs, mines, and army posts.

The frontier army post, serving to protect the settlers from the Indians, has also acted as a wedge to open the Indian country, and has been a nucleus for settlement. 29 In this connection mention should also be made of the Government military and exploring expeditions in determining the lines of settlement. But all the more important expeditions were greatly indebted to the earliest pathmakers, the Indian guides, the traders and trappers, and the French voyageurs, who were inevitable parts of governmental expeditions from the days of Lewis and Clarke. 30 Each expedition was an epitome of the previous factors in western advance.

Salt Springs

In an interesting monograph, Victor Hehn 31 has traced the effect of salt upon early European development, and has pointed out how it affected the lines of settlement and the form of administration. A similar study might be made for the salt springs of the United States. The early settlers were tied to the coast by the need of salt, without which they could not preserve their meats or live in comfort. Writing in 1752, Bishop Spangenburg says of a colony for which he was seeking lands in North Carolina, “They will require salt & other necessaries which they can neither manufacture nor raise. Either they must go to Charleston, which is 300 miles distant * * * Or else they must go to Boling’s Point in Va on a branch of the James & is also 300 miles from here * * * Or else they must go down the Roanoke—I know not how many miles—where salt is brought up from the Cape Fear.” 32 This may serve as a typical illustration. An annual pilgrimage to the coast for salt thus became essential. Taking flocks or furs and ginseng root, the early settlers sent their pack trains after seeding time each year to the coast. 33 This proved to be an important educational influence, since it was almost the only way in which the pioneer learned what was going on in the East. But when discovery was made of the salt springs of the Kanawha, and the Holston, and Kentucky, and central New York, the West began to be freed from dependence on the coast. It was in part the effect of finding these salt springs that enabled settlement to cross the mountains.

From the time the mountains rose between the pioneer and the seaboard, a new order of Americanism arose. The West and the East began to get out of touch of each other. The settlements from the sea to the mountains kept connection with the rear and had a certain solidarity. But the overmountain men grew more and more independent. The East took a narrow view of American advance, and nearly lost these men. Kentucky and Tennessee history bears abundant witness to the truth of this statement. The East began to try to hedge and limit westward expansion. Though Webster could declare that there were no Alleghanies in his politics, yet in politics in general they were a very solid factor.

The exploitation of the beasts took hunter and trader to the west, the exploitation of the grasses took the rancher west, and the exploitation of the virgin soil of the river valleys and prairies attracted the farmer. Good soils have been the most continuous attraction to the farmer’s frontier. The land hunger of the Virginians drew them down the rivers into Carolina, in early colonial days; the search for soils took the Massachusetts men to Pennsylvania and to New York. As the eastern lands were taken up migration flowed across them to the west. Daniel Boone, the great backwoodsman, who combined the occupations of hunter, trader, cattle-raiser, farmer, and surveyor—learning, probably from the traders, of the fertility of the lands on the upper Yadkin, where the traders were wont to rest as they took their way to the Indians, left his Pennsylvania home with his father, and passed down the Great Valley road to that stream. Learning from a trader whose posts were on the Red River in Kentucky of its game and rich pastures, he pioneered the way for the farmers to that region. Thence he passed to the frontier of Missouri, where his settlement was long a landmark on the frontier. Here again he helped to open the way for civilization, finding salt licks, and trails, and land. His son was among the earliest trappers in the passes of the Rocky Mountains, and his party are said to have been the first to camp on the present site of Denver. His grandson, Col. A. J. Boone, of Colorado, was a power among the Indians of the Rocky Mountains, and was appointed an agent by the Government. Kit Carson’s mother was a Boone. 34 Thus this family epitomizes the backwoodsman’s advance across the continent.

The farmer’s advance came in a distinct series of waves. In Peck’s New Guide to the West, published in Boston in 1837, occurs this suggestive passage:

Generally, in all the western settlements, three classes, like the waves of the ocean, have rolled one after the other. First comes the pioneer, who depends for the subsistence of his family chiefly upon the natural growth of vegetation, called the “range,” and the proceeds of hunting. His implements of agriculture are rude, chiefly of his own make, and his efforts directed mainly to a crop of corn and a “truck patch.” The last is a rude garden for growing cabbage, beans, corn for roasting ears, cucumbers, and potatoes. A log cabin, and, occasionally, a stable and corn-crib, and a field of a dozen acres, the timber girdled or “deadened,” and fenced, are enough for his occupancy. It is quite immaterial whether he ever becomes the owner of the soil. He is the occupant for the time being, pays no rent, and feels as independent as the “lord of the manor.” With a horse, cow, and one or two breeders of swine, he strikes into the woods with his family, and becomes the founder of a new county, or perhaps state. He builds his cabin, gathers around him a few other families of similar tastes and habits, and occupies till the range is somewhat subdued, and hunting a little precarious, or, which is more frequently the case, till the neighbors crowd around, roads, bridges, and fields annoy him, and he lacks elbow room. The preemption law enables him to dispose of his cabin and cornfield to the next class of emigrants; and, to employ his own figures, he “breaks for the high timber,” “clears out for the New Purchase,” or migrates to Arkansas or Texas, to work the same process over.

The next class of emigrants purchase the lands, add field to field, clear out the roads, throw rough bridges over the streams, put up hewn log houses with glass windows and brick or stone chimneys, occasionally plant orchards, build mills, schoolhouses, court-houses, etc., and exhibit the picture and forms of plain, frugal, civilized life.

Another wave rolls on. The men of capital and enterprise come. The settler is ready to sell out and take the advantage of the rise in property, push farther into the interior and become, himself, a man of capital and enterprise in turn. The small village rises to a spacious town or city; substantial edifices of brick, extensive fields, orchards, gardens, colleges, and churches are seen. Broadcloths, silks, leghorns, crapes, and all the refinements, luxuries, elegancies, frivolities, and fashions are in vogue. Thus wave after wave is rolling westward; the real Eldorado is still farther on.

A portion of the two first classes remain stationary amidst the general movement, improve their habits and condition, and rise in the scale of society.

The writer has traveled much amongst the first class, the real pioneers. He has lived many years in connection with the second grade; and now the third wave is sweeping over large districts of Indiana, Illinois, and Missouri. Migration has become almost a habit in the west. Hundreds of men can be found, not over 50 years of age, who have settled for the fourth, fifth, or sixth time on a new spot. To sell out and remove only a few hundred miles makes up a portion of the variety of backwoods life and manners. 35

Omitting those of the pioneer farmers who move from the love of adventure, the advance of the more steady farmer is easy to understand. Obviously the immigrant was attracted by the cheap lands of the frontier, and even the native farmer felt their influence strongly. Year by year the farmers who lived on soil whose returns were diminished by unrotated crops were offered the virgin soil of the frontier at nominal prices. Their growing families demanded more lands, and these were dear. The competition of the unexhausted, cheap, and easily tilled prairie lands compelled the farmer either to go west and continue the exhaustion of the soil on a new frontier, or to adopt intensive culture. Thus the census of 1890 shows, in the Northwest, many counties in which there is an absolute or a relative decrease of population. These States have been sending farmers to advance the frontier on the plains, and have themselves begun to turn to intensive farming and to manufacture. A decade before this, Ohio had shown the same transition stage. Thus the demand for land and the love of wilderness freedom drew the frontier ever onward.

Having now roughly outlined the various kinds of frontiers, and their modes of advance, chiefly from the point of view of the frontier itself, we may next inquire what were the influences on the East and on the Old World. A rapid enumeration of some of the more noteworthy effects is all that I have time for.

Composite Nationality

First, we note that the frontier promoted the formation of a composite nationality for the American people. The coast was preponderantly English, but the later tides of continental immigration flowed across to the free lands. This was the case from the early colonial days. The Scotch Irish and the Palatine Germans, or “Pennsylvania Dutch,” furnished the dominant element in the stock of the colonial frontier. With these peoples were also the freed indented servants, or redemptioners, who at the expiration of their time of service passed to the frontier. Governor Spottswood of Virginia writes in 1717, “The inhabitants of our frontiers are composed generally of such as have been transported hither as servants, and, being out of their time, settle themselves where laud is to be taken up and that will produce the necessarys of life with little labour.” 36 Very generally these redemptioners were of non-English stock. In the crucible of the frontier the immigrants were Americanized, liberated, and fused into a mixed race, English in neither nationality or characteristics. The process has gone on from the early days to our own. Burke and other writers in the middle of the eighteenth century believed that Pennsylvania 37 was “threatened with the danger of being wholly foreign in language, manners, and perhaps even inclinations.” The German and Scotch-Irish elements in the frontier of the South were only less great. In the middle of the present century the German element in Wisconsin was already so considerable that leading publicists looked to the creation of a German state out of the commonwealth by concentrating their colonization. 38 Such examples teach us to beware of misinterpreting the fact that there is a common English speech in America into a belief that the stock is also English.

Industrial Independence

In another way the advance of the frontier decreased our dependence on England. The coast, particularly of the South, lacked diversified industries, and was dependent on England for the bulk of its supplies. In the South there was even a dependence on the Northern colonies for articles of food. Governor Glenn, of South Carolina, writes in the middle of the eighteenth century: “Our trade with New York and Philadelphia was of this sort, draining us of all the little money and bills we could gather from other places for their bread, flour, beer, hams, bacon, and other things of their produce, all which, except beer, our new townships begin to supply us with, which are settled with very industrious and thriving Germans. This no doubt diminishes the number of shipping and the appearance of our trade, but it is far from being a detriment to us.” 39 Before long the frontier created a demand for merchants. As it retreated from the coast it became less and less possible for England to bring her supplies directly to the consumer’s wharfs, and carry away staple crops, and staple crops began to give way to diversified agriculture for a time. The effect of this phase of the frontier action upon the northern section is perceived when we realize how the advance of the frontier aroused seaboard cities like Boston, New York, and Baltimore, to engage in rivalry for what Washington called “the extensive and valuable trade of a rising empire.”

Effects on National Legislation

The legislation which most developed the powers of the National Government, and played the largest part in its activity, was conditioned on the frontier. Writers have discussed the subjects of tariff, land, and internal improvement, as subsidiary to the slavery question. But when American history comes to be rightly viewed it will be seen that the slavery question is an incident. In the period from the end of the first half of the present century to the close of the civil war slavery rose to primary, but far from exclusive, importance. But this does not justify Dr. von Holst (to take an example) in treating our constitutional history in its formative period down to 1828 in a single volume, giving six volumes chiefly to the history of slavery from 1828 to 1861, under the title “Constitutional History of the United States.” The growth of nationalism and the evolution of American political institutions were dependent on the advance of the frontier. Even so recent a writer as Rhodes, in his History of the United States since the compromise of 1850, has treated the legislation called out by the western advance as incidental to the slavery struggle.

This is a wrong perspective. The pioneer needed the goods of the coast, and so the grand series of internal improvement and railroad legislation began, with potent nationalizing effects. Over internal improvements occurred great debates, in which grave constitutional questions were discussed. Sectional groupings appear in the votes, profoundly significant for the historian. Loose construction increased as the nation marched westward. 40 But the West was not content with bringing the farm to the factory. Under the lead of Clay—“Harry of the West”—protective tariffs were passed, with the cry of bringing the factory to the farm. The disposition of the public lands was a third important subject of national legislation influenced by the frontier.

The Public Domain

The public domain has been a force of profound importance in the nationalization and development of the Government. The effects of the struggle of the landed and the landless States, and of the ordinance of 1787, need no discussion. 41 Administratively the frontier called out some of the highest and most vitalizing activities of the General Government. The purchase of Louisiana was perhaps the constitutional turning point in the history of the Republic, inasmuch as it afforded both a new area for national legislation and the occasion of the downfall of the policy of strict construction. But the purchase of Louisiana was called out by frontier needs and demands. As frontier States accrued to the Union the national power grew. In a speech on the dedication of the Calhoun monument Mr. Lamar explained: “In 1789 the States were the creators of the Federal Government; in 1861 the Federal Government was the creator of a large majority of the States.”

When we consider the public domain from the point of view of the sale and disposal of the public lands we are again brought face to face with the frontier. The policy of the United States in dealing with its lands is in sharp contrast with the European system of scientific administration. Efforts to make this domain a source of revenue, and to withhold it from emigrants in order that settlement might be compact, were in vain. The jealousy and the fears of the East were powerless in the face of the demands of the frontiersmen. John Quincy Adams was obliged to confess: “My own system of administration, which was to make the national domain the inexhaustible fund for progressive and unceasing internal improvement, has failed.” The reason is obvious; a system of administration was not what the West demanded; it wanted land. Adams states the situation as follows: “The slaveholders of the South have bought the cooperation of the western country by the bribe of the western lands, abandoning to the new Western States their own proportion of the public property and aiding them in the design of grasping all the lands into their own hands.” Thomas H. Benton was the author of this system, which he brought forward as a substitute for the American system of Mr. Clay, and to supplant him as the leading statesman of the West. Mr. Clay, by his tariff compromise with Mr. Calhoun, abandoned his own American system. At the same time he brought forward a plan for distributing among all the States of the Union the proceeds of the sales of the public lands. His bill for that purpose passed both Houses of Congress, but was vetoed by President Jackson, who, in his annual message of December, 1832, formally recommended that all public lands should be gratuitously given away to individual adventurers and to the States in which the lands are situated. 42

“No subject,” said Henry Clay, “which has presented itself to the present, or perhaps any preceding, Congress, is of greater magnitude than that of the public lands.” When we consider the far-reaching effects of the Government’s land policy upon political, economic, and social aspects of American life, we are disposed to agree with him. But this legislation was framed under frontier influences, and under the lead of Western statesmen like Benton and Jackson. Said Senator Scott of Indiana in 1841: “I consider the preemption law merely declaratory of the custom or common law of the settlers.”

National Tendencies of the Frontier

It is safe to say that the legislation with regard to land, tariff, and internal improvements—the American system of the nationalizing Whig party—was conditioned on frontier ideas and needs. But it was not merely in legislative action that the frontier worked against the sectionalism of the coast. The economic and social characteristics of the frontier worked against sectionalism. The men of the frontier had closer resemblances to the Middle region than to either of the other sections. Pennsylvania had been the seed-plot of frontier emigration, and, although she passed on her settlers along the Great Valley into the west of Virginia and the Carolinas, yet the industrial society of these Southern frontiersmen was always more like that of the Middle region than like that of the tide-water portion of the South, which later came to spread its industrial type throughout the South.

The Middle region, entered by New York harbor, was an open door to all Europe. The tide-water part of the South represented typical Englishmen, modified by a warm climate and servile labor, and living in baronial fashion on great plantations; New England stood for a special English movement—Puritanism. The Middle region was less English than the other sections. It had a wide mixture of nationalities, a varied society, the mixed town and county system of local government, a varied economic life, many religious sects. In short, it was a region mediating between New England and the South, and the East and the West. It represented that composite nationality which the contemporary United States exhibits, that juxtaposition of non-English groups, occupying a valley or a little settlement, and presenting reflections of the map of Europe in their variety. It was democratic and nonsectional, if not national; “easy, tolerant, and contented;” rooted strongly in material prosperity. It was typical of the modern United States. It was least sectional, not only because it lay between North and South, but also because with no barriers to shut out its frontiers from its settled region, and with a system of connecting waterways, the Middle region mediated between East and West as well as between North and South. Thus it became the typically American region. Even the New Englander, who was shut out from the frontier by the Middle region, tarrying in New York or Pennsylvania on his westward march, lost the acuteness of his sectionalism on the way. 43

The spread of cotton culture into the interior of the South finally broke down the contrast between the “tide-water” region and the rest of the State, and based Southern interests on slavery. Before this process revealed its results the western portion of the South, which was akin to Pennsylvania in stock, society, and industry, showed tendencies to fall away from the faith of the fathers into internal improvement legislation and nationalism. In the Virginia convention of 1829–30, called to revise the constitution, Mr. Leigh, of Chesterfield, one of the tide-water counties, declared:

One of the main causes of discontent which led to this convention, that which had the strongest influence in overcoming our veneration for the work of our fathers, which taught us to contemn the sentiments of Henry and Mason and Pendleton, which weaned us from our reverence for the constituted authorities of the State, was an overweening passion for internal improvement. I say this with perfect knowledge, for it has been avowed to me by gentlemen from the West over and over again. And let me tell the gentleman from Albemarle (Mr. Gordon) that it has been another principal object of those who set this ball of revolution in motion, to overturn the doctrine of State rights, of which Virginia has been the very pillar, and to remove the barrier she has interposed to the interference of the Federal Government in that same work of internal improvement, by so reorganizing the legislature that Virginia, too, may be hitched to the Federal car.

It was this nationalizing tendency of the West that transformed the democracy of Jefferson into the national republicanism of Monroe and the democracy of Andrew Jackson. The West of the war of 1812, the West of Clay, and Benton, and Harrison, and Andrew Jackson, shut off by the Middle States and the mountains from the coast sections, had a solidarity of its own with national tendencies. 44 On the tide of the Father of Waters, North and South met and mingled into a nation. Interstate migration went steadily on—a process of cross-fertilization of ideas and institutions. The fierce struggle of the sections over slavery on the western frontier does not diminish the truth of this statement; it proves the truth of it. Slavery was a sectional trait that would not down, but in the West it could not remain sectional. It was the greatest of frontiersmen who declared: “I believe this Government can not endure permanently half slave and half free. It will become all of one thing or all of the other.” Nothing works for nationalism like intercourse within the nation. Mobility of population is death to localism, and the western frontier worked irresistibly in unsettling population. The effects reached back from the frontier and affected profoundly the Atlantic coast and even the Old World.

Growth of Democracy

But the most important effect of the frontier has been in the promotion of democracy here and in Europe. As has been indicated, the frontier is productive of individualism. Complex society is precipitated by the wilderness into a kind of primitive organization based on the family. The tendency is anti-social. It produces antipathy to control, and particularly to any direct control. The tax-gatherer is viewed as a representative of oppression. Prof. Osgood, in an able article, 45 has pointed out that the frontier conditions prevalent in the colonies are important factors in the explanation of the American Revolution, where individual liberty was sometimes confused with absence of all effective government. The same conditions aid in explaining the difficulty of instituting a strong government in the period of the confederacy. The frontier individualism has from the beginning promoted democracy.

The frontier States that came into the Union in the first quarter of a century of its existence came in with democratic suffrage provisions, and had reactive effects of the highest importance upon the older States whose peoples were being attracted there. An extension of the franchise became essential. It was western New York that forced an extension of suffrage in the constitutional convention of that State in 1821; and it was western Virginia that compelled the tide-water region to put a more liberal suffrage provision in the constitution framed in 1830, and to give to the frontier region a more nearly proportionate representation with the tide-water aristocracy. The rise of democracy as an effective force in the nation came in with western preponderance under Jackson and William Henry Harrison, and it meant the triumph of the frontier—with all of its good and with all of its evil elements. 46 An interesting illustration of the tone of frontier democracy in 1830 comes from the same debates in the Virginia convention already referred to. A representative from western Virginia declared:

But, sir, it is not the increase of population in the West which this gentleman ought to fear. It is the energy which the mountain breeze and western habits impart to those emigrants. They are regenerated, politically I mean, sir. They soon become working politicians; and the difference, sir, between a talking and a working politician is immense. The Old Dominion has long been celebrated for producing great orators; the ablest metaphysicians in policy; men that can split hairs in all abstruse questions of political economy. But at home, or when they return from Congress, they have negroes to fan them asleep. But a Pennsylvania, a New York, an Ohio, or a western Virginia statesman, though far inferior in logic, metaphysics, and rhetoric to an old Virginia statesman, has this advantage, that when he returns home he takes off his coat and takes hold of the plow. This gives him bone and muscle, sir, and preserves his republican principles pure and uncontaminated.

So long as free land exists, the opportunity for a competency exists, and economic power secures political power. But the democracy born of free land, strong in selfishness and individualism, intolerant of administrative experience and education, and pressing individual liberty beyond its proper bounds, has its dangers as well as it benefits. Individualism in America has allowed a laxity in regard to governmental affairs which has rendered possible the spoils system and all the manifest evils that follow from the lack of a highly developed civic spirit. In this connection may be noted also the influence of frontier conditions in permitting lax business honor, inflated paper currency and wild-cat banking. The colonial and revolutionary frontier was the region whence emanated many of the worst forms of an evil currency. 47 The West in the war of 1812 repeated the phenomenon on the frontier of that day, while the speculation and wild-cat banking of the period of the crisis of 1837 occurred on the new frontier belt of the next tier of States. Thus each one of the periods of lax financial integrity coincides with periods when a new set of frontier communities had arisen, and coincides in area with these successive frontiers, for the most part. The recent Populist agitation is a case in point. Many a State that now declines any connection with the tenets of the Populists, itself adhered to such ideas in an earlier stage of the development of the State. A primitive society can hardly be expected to show the intelligent appreciation of the complexity of business interests in a developed society. The continual recurrence of these areas of paper-money agitation is another evidence that the frontier can be isolated and studied as a factor in American history of the highest importance. 48

Attempts to Check and Regulate the Frontier

The East has always feared the result of an unregulated advance of the frontier, and has tried to check and guide it. The English authorities would have checked settlement at the headwaters of the Atlantic tributaries and allowed the “savages to enjoy their deserts in quiet lest the peltry trade should decrease.” This called out Burke’s splendid protest:

If you stopped your grants, what would be the consequence? The people would occupy without grants. They have already so occupied in many places. You cannot station garrisons in every part of these deserts. If you drive the people from one place, they will carry on their annual tillage and remove with their flocks and herds to another. Many of the people in the back settlements are already little attached to particular situations. Already they have topped the Appalachian mountains. From thence they behold before them an immense plain, one vast, rich, level meadow; a square of five hundred miles. Over this they would wander without a possibility of restraint; they would change their manners with their habits of life; would soon forget a government by which they were disowned; would become hordes of English Tartars; and, pouring down upon your unfortified frontiers a fierce and irresistible cavalry, become masters of your governors and your counselers, your collectors and comptrollers, and of all the slaves that adhered to them. Such would, and in no long time must, be the effect of attempting to forbid as a crime and to suppress as an evil the command and blessing of Providence, “Increase and multiply.” Such would be the happy result of an endeavor to keep as a lair of wild beasts that earth which God, by an express charter, has given to the children of men.

But the English Government was not alone in its desire to limit the advance of the frontier and guide its destinies. Tidewater Virginia 49 and South Carolina 50 gerrymandered those colonies to insure the dominance of the coast in their legislatures. Washington desired to settle a State at a time in the Northwest; Jefferson would reserve from settlement the territory of his Louisiana purchase north of the thirty-second parallel, in order to offer it to the Indians in exchange for their settlements east of the Mississippi. “When we shall be full on this side,” he writes, “we may lay off a range of States on the western bank from the head to the mouth, and so range after range, advancing compactly as we multiply.” Madison went so far as to argue to the French minister that the United States had no interest in seeing population extend itself on the right bank of the Mississippi, but should rather fear it. When the Oregon question was under debate, in 1824, Smyth, of Virginia, would draw an unchangeable line for the limits of the United States at the outer limit of two tiers of States beyond the Mississippi, complaining that the seaboard States were being drained of the flower of their population by the bringing of too much land into market. Even Thomas Becton, the man of widest views of the destiny of the West, at this stage of his career declared that along the ridge of the Rocky mountains “the western limits of the Republic should be drawn, and the statue of the fabled god Terminus should be raised upon its highest peak, never to be thrown down.” 51 But the attempts to limit the boundaries, to restrict land sales and settlement, and to deprive the West of its share of political power were all in vain. Steadily the frontier of settlement advanced and carried with it individualism, democracy, and nationalism, and powerfully affected the East and the Old World.

Missionary Activity

The most effective efforts of the East to regulate the frontier came through its educational and religious activity, exerted by interstate migration and by organized societies. Speaking in 1835, Dr. Lyman Beecher declared: “It is equally plain that the religious and political destiny of our nation is to be decided in the West,” and he pointed out that the population of the West “is assembled from all the States of the Union and from all the nations of Europe, and is rushing in like the waters of the flood, demanding for its moral preservation the immediate and universal action of those institutions which discipline the mind and arm the conscience, and the heart. And so various are the opinions and habits, and so recent and imperfect is the acquaintance, and so sparse are the settlements of the West, that no homogeneous public sentiment can be formed to legislate immediately into being the requisite institutions. And yet they are all needed immediately in their utmost perfection and power. A nation is being ‘born in a day.’ * * * But what will become of the West if her prosperity rushes up to such a majesty of power, while those great institutions linger which are necessary to form the mind and the conscience and the heart of that vast world. It must not be permitted. * * * Let no man at the East quiet himself and dream of liberty, whatever may become of the West. * * * Her destiny is our destiny.” 52

With the appeal to the conscience of New England, he adds appeals to her fears lest other religious sects anticipate her own. The New England preacher and school-teacher left their mark on the West. The dread of Western emancipation from New England’s political and economic control was paralleled by her fears lest the West cut loose from her religion. Commenting in 1850 on reports that settlement was rapidly extending northward in Wisconsin, the editor of the Home Missionary writes: “We scarcely know whether to rejoice or mourn over this extension of our settlements. While we sympathize in whatever tends to increase the physical resources and prosperity of our country, we can not forget that with all these dispersions into remote and still remoter corners of the land the supply of the means of grace is becoming relatively less and less.” Acting in accordance with such ideas, home missions were established and Western colleges were erected. As seaboard cities like Philadelphia, New York, and Baltimore strove for the mastery of Western trade, so the various denominations strove for the possession of the West. Thus an intellectual stream from New England sources fertilized the West. Other sections sent their missionaries; but the real struggle was between sects. The contest for power and the expansive tendency furnished to the various sects by the existence of a moving frontier must have had important results on the character of religious organization in the United States. The multiplication of rival churches in the little frontier towns had deep and lasting social effects. The religious aspects of the frontier make a chapter in our history which needs study.

Intellectual Traits

From the conditions of frontier life came intellectual traits of profound importance. The works of travelers along each frontier from colonial days onward describe certain common traits, and these traits have, while softening down, still persisted as survivals in the place of their origin, even when a higher social organization succeeded. The result is that to the frontier the American intellect owes its striking characteristics. That coarseness and strength combined with acuteness and inquisitiveness; that practical, inventive turn of mind, quick to find expedients; that masterful grasp of material things, lacking in the artistic but powerful to effect great ends; that restless, nervous energy; 53 that dominant individualism, working for good and for evil, and withal that buoyancy and exuberance which comes with freedom—these are traits of the frontier, or traits called out elsewhere because of the existence of the frontier. Since the days when the fleet of Columbus sailed into the waters of the New World, America has been another name for opportunity, and the people of the United States have taken their tone from the incessant expansion which has not only been open but has even been forced upon them. He would be a rash prophet who should assert that the expansive character of American life has now entirely ceased. Movement has been its dominant fact, and, unless this training has no effect upon a people, the American energy will continually demand a wider field for its exercise. But never again will such gifts of free land offer themselves. For a moment, at the frontier, the bonds of custom are broken and unrestraint is triumphant. There is not tabula rasa. The stubborn American environment is there with its imperious summons to accept its conditions; the inherited ways of doing things are also there; and yet, in spite of environment, and in spite of custom, each frontier did indeed furnish a new field of opportunity, a gate of escape from the bondage of the past; and freshness, and confidence, and scorn of older society, impatience of its restraints and its ideas, and indifference to its lessons, have accompanied the frontier. What the Mediterranean Sea was to the Greeks, breaking the bond of custom, offering new experiences, calling out new institutions and activities, that, and more, the ever retreating frontier has been to the United States directly, and to the nations of Europe more remotely. And now, four centuries from the discovery of America, at the end of a hundred years of life under the Constitution, the frontier has gone, and with its going has closed the first period of American history.

Since the meeting of the American Historical Association, this paper has also been given as an address to the State Historical Society of Wisconsin, December 14, 1893. I have to thank the Secretary of the Society, Mr. Reuben G. Thwaites, for securing valuable material for my use in the preparation of the paper.

1. Abridgment of Debates of Congress, v., p. 706.

2. Bancroft (1860 ed.), III, pp. 344, 345, citing Logan MSS.; [Mitchell] Contest in America, etc. (1752), p. 237.

3. Kercheval, History of the Valley; Bernheim, German Settlements in the Carolinas; Winsor, Narrative and Critical History of America, V, p. 304; Colonial Records of North Carolina, IV, p. xx; Weston, Documents Connected with the History of South Carolina, p. 82; Ellis and Evans, History of Lancaster County, Pa., chs. iii, xxvi.

4. Parkman, Pontiac, II; Griffis, Sir William Johnson, p. 6; Simms’s Frontiersmen of New York.

5. Monette, Mississippi Valley, I, p. 311.

6. Wis. Hist. Cols., XI, p. 50; Hinsdale, Old Northwest, p. 121; Burke, “Oration on Conciliation,” Works (1872 ed.), I, p. 473.

7. Roosevelt, Winning of the West, and citations there given; Cutler’s Life of Cutler.

8. Scribner’s Statistical Atlas, xxxviii, pl. 13; MacMaster, Hist. of People of U. S., I, pp. 4, 60, 61; Imlay and Filson, Western Territory of America (London, 1793); Rochefoucault-Liancourt, Travels Through the United States of North America (London, 1799); Michaux’s “Journal,” in Proceedings American Philosophical Society, XXVI, No. 129; Forman, Narrative of a Journey Down the Ohio and Mississippi in 1780–‘90 (Cincinnati, 1888); Bartram, Travels Through North Carolina, etc. (London, 1792); Pope, Tour Through the Southern and Western Territories, etc. (Richmond, 1792); Weld, Travels Through the States of North America (London, 1799); Baily, Journal of a Tour in the Unsettled States of North America, 1796–‘97 (London, 1856); Pennsylvania Magazine of History, July, 1886; Winsor, Narrative and Critical History of America, VII, pp. 491, 492, citations.

9. Scribner’s Statistical Atlas, xxxix.

10. Turner, Character and Influence of the Indian Trade in Wisconsin (Johns Hopkins University Studies, Series IX), pp. 61 ff.

11. Monette, History of the Mississippi Valley, II; Flint, Travels and Residence in Mississippi; Flint, Geography and History of the Western States; Abridgment of Debates of Congress, VII, pp. 397, 398, 404; Holmes, Account of the U. S.; Kingdom, America and the British Colonies (London, 1820); Grund, Americans, II, chs. i, iii, vi (although writing, in 1836, he treats of conditions that grew out of western advance from the era of 1820 to that time); Peck, Guide for Emigrants (Boston, 1831); Darby, Emigrants’ Guide to Western and Southwestern States and Territories; Dana, Geographical Sketches in the Western Country; Kinzie, Waubun; Keating, Narrative of Long’s Expedition; Schoolcraft, Discovery of the Sources of the Mississippi River, Travels in the Central Portions of the Mississippi Valley, and Lead Mines of the Missouri; Andreas, History of Illinois, I, 86-99; Hurlbut, Chicago Antiquities; McKenney, Tour to the Lakes; Thomas, Travels through the Western Country, etc. (Auburn, N. Y., 1819).

12. Darby, Emigrants’ Guide, pp. 272 ff.; Benton, Abridgment of Debates, VII, p, 397.

13. De Bow’s Review, IV, p. 254; XVII, p. 428.

14. Grund, Americans, II, p. 8.

15. Peck, New Guide to the West (Cincinnati, 1848), ch. IV; Parkman, Oregon Trail; Hall, The West (Cincinnati, 1848); Pierce, Incidents of Western Travel; Murray, Travels in North America; Lloyd, Steamboat Directory (Cincinnati, 1856); “Forty Days in a Western Hotel” (Chicago), in Putnam’s Magazine, December, 1894; Mackay, The Western World, II, ch. II, III; Meeker, Life in the West; Bogen, German in America (Boston, 1851); Olmstead, Texas Journey; Greeley, Recollections of a Busy Life; Schouler, History of the United States, V, 261–267; Peyton, Over the Alleghanies and Across the Prairies (London, 1870); Loughborough, The Pacific Telegraph and Railway (St. Louis, 1849); Whitney, Project for a Railroad to the Pacific (New York, 1849); Peyton, Suggestions on Railroad Communication with the Pacific, and the Trade of China and the Indian Islands; Benton, Highway to the Pacific (a speech delivered in the U. S, Senate, December 16, 1850).

16. A writer in The Home Missionary (1850), p. 239, reporting Wisconsin conditions, exclaims: “Think of this, people of the enlightened East. What an example, to come from the very frontiers of civilization!” But one of the missionaries writes: “In a few years Wisconsin will no longer be considered as the West, or as an outpost of civilization, any more than western New York, or the Western Reserve.”

17. Bancroft (H. H.), History of California, History of Oregon, and Popular Tribunals; Shinn, Mining Camps.

18. See the suggestive paper by Prof. Jesse Macy, The Institutional Beginnings of a Western State.

19. Shinn, Mining Camps.

20. Compare Thorpe, in Annals American Academy of Political and Social Science, September, 1891; Bryce, American Commonwealth (1888), II, p. 689.

21. Loria, Analisi della Proprieta Capitalista, II., p. 15.

22. Compare Observations on the North American Land Company, London, 1796, pp. xv,144; Logan, History of Upper South Carolina, I, pp, 149–151; Turner, Character and Influence of Indian Trade in Wisconsin, p. 18; Peck, New Guide for Emigrants (Boston, 1837), ch. iv; Compendium Eleventh Census, I, p. xl.

23. See pages 220, 221, 223, post, for illustrations of the political accompaniments of changed industrial conditions.

24. But Lewis and Clarke were the first to explore the route from the Missouri to the Columbia.

25. Narrative and Critical History of America, VIII, p.10; Sparks’ Washington Works, IX, pp. 303, 327; Logan, History of Upper South Carolina, I; McDonald, Life of Kenton, p. 72; Cong. Record, XXIII, p. 57.

26. On the effect of the fur trade in opening the routes of migration, see the author’s Character and Influence of the Indian Trade in Wisconsin.

27. Lodge, English Colonies, p. 152 and citations; Logan, Hist. of Upper South Carolina, I, p. 151.

28. Flint, Recollections, p. 9.

29. See Monette, Mississippi, I, p. 344.

30. Cones’, Lewis and Clarke’s Expedition, I, pp. 2, 253–259; Benton, in Cong. Record, XXIII, p. 57.

31. Hehn, Das Salz (Berlin, 1873).

32. Col. Records of N. C., V, p. 3.

33. Findley, History of the Insurrection in the Four Western Counties of Pennsylvania in the Year 1,794 (Philadelphia, 1796), p. 35.

34. Hale, Daniel Boone (pamphlet).

35. Compare Baily, Tour in the Unsettled Parts of North America (London, 1856), pp. 217–219, where a similar analysis is made for 1796. See also Collot, Journey in North America (Paris, 1826), p. 109; Observations on the North American Land Company (London, 1796), pp. XV, 144; Logan, History of Upper South Carolina.

36. “Spottswood Papers,” in Collections of Virginia Historical Society, I, II.

37. [Burke], European Settlements, etc. (1765 ed.), II, p. 200.

38. Everest, in Wisconsin Historical Collections, XII, pp. 7 ff.

39. Weston, Documents connected with History of South Carolina, p. 61.

40. See, for example, the speech of Clay, in the House of Representatives, January 30, 1824.

41. See the admirable monograph by Prof. H. B. Adams, Maryland’s Influence on the Land Cessions; and also President Welling, in Papers American Historical Association, III, p. 411.

42. Adams Memoirs, IX, pp. 247, 248.

43. Author’s article in The Ægis (Madison, Wis.), November 4, 1892.

44. Compare Roosevelt, Thomas Benton, ch. i.

45. Political Science Quarterly, II, p. 457. Compare Sumner, Alexander Hamilton, Chs. ii–vii.

46. Compare Wilson, Division and Reunion, pp. 15, 24.

47. On the relation of frontier conditions to Revolutionary taxation, see Sumner, Alexander Hamilton, Ch. iii.

48. I have refrained from dwelling on the lawless characteristics of the frontier, because they are sufficiently well known. The gambler and desperado, the regulators of the Carolinas and the vigilantes of California, are types of that line of scum that the waves of advancing civilization bore before them, and of the growth of spontaneous organs of authority where legal authority was absent. Compare Barrows, United States of Yesterday and To-morrow; Shinn, Mining Camps; and Bancroft, Popular Tribunals. The humor, bravery, and rude strength, as well as the vices of the frontier in its worst aspect, have left traces on American character, language, and literature, not soon to be effaced.

49. Debates in the Constitutional Convention, 1829–1830.

50. [McCrady] Eminent and Representative Men of the Carolinas, I, p.43; Calhoun’s Works, I, pp. 401–406.

51. Speech in the Senate, March 1, 1825; Register of Debates, I, 721.

52. Plea for the West (Cincinnati, 1835), pp. 11 ff.

53. Colonial travelers agree in remarking on the phlegmatic characteristics of the colonists. It has frequently been asked how such a people could have developed that strained nervous energy now characteristic of them. Compare Sumner, Alexander Hamilton, p. 98, and Adams’s History of the United States, I, p. 60; IX, pp. 240, 241. The transition appears to become marked at the close of the war of 1812, a period when interest centered upon the development of the West, and the West was noted for restless energy. Grund, Americans, II., ch. i.

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Frontier theory: Boundary issues

Giddy up for a grand theory of u.s everything..

One weird trick for understanding U.S. history

All the way back in 1893, at a conference in Chicago, the historian Frederick Jackson Turner introduced what’s become one of the single most influential theories of U.S. history.

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Reading from a paper he’d only just finished that morning — as rumor has it — Turner argued that American history had always taken shape around an expanding “western wilderness.” Our fledgling east-coast democracy never governed this frontier, he said. Instead, the frontier governed us, molding key institutions and our overall culture in its image. Think of a man-bites-dog joke, only with Stetsons and stallions. Turner called this his “Frontier Thesis.” Nowadays, it’s also called “frontierism” and “frontier theory.”

There’s no single explanation of history, of course. Turner himself disavowed monocausal thinking, while critics have decried his Eurocentric bias. Still, Turner’s thesis remains a compelling narrative of our nation’s past and a useful framework for understanding the present day. Once you begin to conceive of U.S. history in terms of an ever-shifting frontier — be it physical, sociological, or technological — then you’ve got a framework for understanding some very complex realities.

So, get along little doggies. We’re gonna hit the dusty trail, applying Turner’s thesis to all 250 years of American history, below.

By the digits  

60%: Number of U.S college history departments teaching frontier theory by the time of Frederick Jackson Turner’s death in 1932

160: Acres of land awarded to individual homesteaders under the Homestead Act of 1862

300,000: Approximate number of people who journeyed to California to take part in the Gold Rush of 1849

$15 million: Amount the U.S. spent on the Louisiana Purchase, which doubled the size of the country

270 million: Total acres of land distributed to homesteaders as a whole under the Homestead Act

Origin story

It’s a little wild and a little strange

The U.S. has always had a problem with boundaries. From the arrival of European settlers in the 17th century to the 19th-century concept of Manifest Destiny, the push westward represented an opportunity for exploration and fortune-seeking. But this colonization came at a grave cost to indigenous peoples, erasing native territories and cultures. The Indian Removal Act of 1830, for instance, forcibly relocated thousands of Native Americans from their ancestral lands to make way for white settlement.

As the physical frontier of the American West began to close in the late 19th century with the completion of the transcontinental railroad, new frontiers emerged. The turn of the 20th century saw the rise of industrialization and urbanization, with cities — ironically or not —representing both civilization and frontiers because they offered new opportunities and possibilities for individuals and society.

Later, the exploration of space became a new frontier of American endeavor, culminating in the Apollo 11 Moon landing in 1969. The advent of the internet in the 1990s introduced yet another frontier, revolutionizing communication and commerce. This digital frontier continues to emerge with the rise of artificial intelligence, virtual reality, and altered reality, where deep fakes and disinformation allow for what the Stanford-based researcher Renée DiResta calls an “Information World War.”

Today, Americans stand at the threshold of fresh frontiers, navigating the complexities of climate change and the potential of biotechnology. Like ye olde pioneers, or Captain Kirk more recently, we must confront these uncharted spaces with courage, curiosity, and a pinch of skepticism about what exactly constitutes progress.

“The existence of an area of free land, its continuous recession, and the advance of American settlement westward, explain American development.” —   Frederick Jackson Turner, “ The Significance of the Frontier in American History ”

What frontier emerged after the closing of the Western frontier in the late 19th century?

A. The Space Frontier

B. The Internet Frontier

C. The Frontier of Artificial Intelligence

D. All of the above

Journey onward through the rest of this email to find the answer.

Brief history

  15,000 years ago: Some of the earliest inhabitants of North America form communities, cultivate plants, and hunt animals.

1607: Some 100 men arrive at Jamestown, Virginia, founding the first permanent European settlement in America.

1830: The Indian Removal Act authorizes the forced relocation of Native American tribes from their ancestral lands in the southeastern U.S. to territories west of the Mississippi River, leading to the Trail of Tears.

1890: The U.S. Census Bureau officially declares the frontier closed.

1893: Frederick Jackson Turner delivers a paper on his “Frontier Thesis” at a history conference.

2020: Greg Grandin wins a Pulitzer for his book, The End of the Myth , which uses frontier theory to explain the struggle for civil rights and present-day political turmoil.

The “ golden spike ,” symbolizing the completion of the First Transcontinental Railroad, was driven by Leland Stanford, the president of the Central Pacific Railroad, on May 10, 1869, at Promontory Summit, Utah. This event marked the culmination of a monumental engineering feat that connected the eastern and western halves of the U.S. by rail for the first time.

Watch this!

Turner’s thesis as a... pickup line?

This funny TikTok suggests a knowledge of frontier theory could help your dating life.

Take me down this 🐰 hole!

In this article , writers Nathan Sanders and Bruce Schneier explore how frontier theory offers a lens through which we can envision the vast potential of AI as a new frontier of human exploration — and, at the same time, how this framing also prompts us to confront its ethical implications, exploitative tendencies, downsides, and drawbacks.

Which frontier theory would you like to study?

• AI love: Exploring digital dating with our bot-based soulmates.
• Mars or bust: Riding shotgun in Elon Musk’s Tesla to the red planet.
• Eternal youth: Entering the realm of ageless beauty via juice and surgery.
• TikTok stardom: Conquering the entertainment frontier one viral dance move at a time.

Give us your thoughts !

💬 Let’s talk!

In last week’s obsession poll on pollen , 37% of you said you have Benadryl on speed dial this allergy season; 35% of you don’t have allergies; and 28% of you only get an itch or two.

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🤔 What did you think of today’s email?

💡 What should we obsess over next?

Today’s email was written by Catherine Baab-Muguira (died of dysentery on the Oregon Trail) and edited and produced by Morgan Haefner (is looking for the next frontier in kickball skills).

The correct answer to the pop quiz is D., All of the above .

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Frontier Thesis

"The emergence of western history as an important field of scholarship can best be traced to the famous paper Frederick Jackson Turner delivered at a meeting of the American Historical Association in 1893. It was entitled "The Significance of the Frontier in American History." The "Turner thesis" or "frontier thesis," as his argument quickly became known, shaped both popular and scholarly views of the West (and of much else) for two generations. Turner stated his thesis simply. The settlement of the West by white people - "the existence of an area of free land, its continuous recession, and the advance of American settlement westward" - was the central story of American history. The process of westward expansion had transformed a desolate and savage land into modem civilization. It had also continually renewed American ideas of democracy and individualism and had, therefore, shaped not just the West but the nation as a whole. "What the Mediterranean Sea was to the Greeks, breaking the bonds of custom, offering new experiences, calling out new institutions and activities, that, and more, the ever retreating frontier has been to the United States." The Turner thesis shaped the writing of American history for a generation, and it shaped the writing of western American history for even longer. " (quoted from "Where Historians Disagree: The 'Frontier' and the West" in Alan Brinkley, American History: A Survey, Chapter 16)

• Turner thesis text
• Turner biography from The West by PBS

http://www.ndsu.nodak.edu/instruct/isern/103/turner.htm

Turner's thesis can be considered:

• as a reflection of the 1890s,
• as a statement of American expansionism,
• as an idea in American thought,
• as an historical philosophy, and
• as the site of debate over the meaning of the "frontier" in American culture.  

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Frontier Thesis

The Frontier Thesis or Turner Thesis , is the argument advanced by historian Frederick Jackson Turner in 1893 that American democracy was formed by the American frontier. He stressed the process—the moving frontier line—and the impact it had on pioneers going through the process. He also stressed results, especially that American democracy was the primary result, along with egalitarianism , a lack of interest in high culture , and violence. "American democracy was born of no theorist's dream; it was not carried in the Sarah Constant to Virginia, nor in the Mayflower to Plymouth. It came out of the American forest, and it gained new strength each time it touched a new frontier," said Turner. In the thesis, the American frontier established liberty by releasing Americans from European mindsets and eroding old, dysfunctional customs. The frontier had no need for standing armies, established churches, aristocrats or nobles, nor for landed gentry who controlled most of the land and charged heavy rents. Frontier land was free for the taking. Turner first announced his thesis in a paper entitled " The Significance of the Frontier in American History ", delivered to the American Historical Association in 1893 in Chicago. He won wide acclaim among historians and intellectuals. Turner elaborated on the theme in his advanced history lectures and in a series of essays published over the next 25 years, published along with his initial paper as The Frontier in American History.

Turner's emphasis on the importance of the frontier in shaping American character influenced the interpretation found in thousands of scholarly histories. By the time Turner died in 1932, 60% of the leading history departments in the U.S. were teaching courses in frontier history along Turnerian lines.

Full article ...

Books/Sources

• The Frontier Thesis: Valid Interpretation of American History? - Ray Allen Billington
• The Turner Thesis: Concerning the Role of the Frontier in American History (Problems in American civilization)... - George Rogers Taylor
• Block 6 Lecture 1 Turner's Frontier Thesis
• 7 1 c 6 TURNER'S THESIS OF EXPANSION OF FRONTIER 7 1 C 6

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Valerie Hu: Biology & Society

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Biology & Society Sunnyvale, Calif.

What is your main extracurricular activity and why is it important to you? 

When I came to Cornell, I knew I wanted to get involved in initiatives that aligned with my personal values of justice and mercy and served a community beyond the one on campus. I joined the Parole Preparation Project (now Cornell University Parole Initiative) and began working with an incarcerated person in preparation for a Parole Board hearing that determines whether he can be released on parole. Along with two other student volunteers, I liaised with community partners to establish a plan for re-entry, gathered various legal and medical documents for the parole packet, and met regularly with the parole applicant in a maximum-security correctional facility to practice for his hearing. Three and a half years later, I now consider the incarcerated applicant I work with not only a teammate and coworker, but also a friend. Through working together, we have found common ground in the pursuit of justice, the importance of family and the role of faith and prayer in guiding our lives. This year, I became a teaching assistant for the Cornell Prison Education Program, going to Auburn Correctional Facility once a week to teach incarcerated students within a French club and an anthropology course, which has allowed me to explore my interests in the intersection of education and incarceration. Due to Cornell’s resources and investment in community engagement, I had the unique opportunity to work within facilities that reveal the immense inequalities in America’s criminal legal system and to play a role in working toward a more equitable world.

What Cornell memory do you treasure the most?         

The Cornell memories I treasure the most are the evenings I’ve hosted potlucks or dinners with large groups of people at my apartment because they embody the best parts of my time at Cornell: community and bringing people together. I’ve invited close friends and acquaintances from my classes, faith community, work and clubs, many of whom do not know each other and otherwise wouldn’t cross paths, and new friendships have been formed. On these evenings, my kitchen and living room are full of conversations and laughter, and the area sometimes gets so warm because of the number of people that we have to open a window even in the winter, while we share food and discover unlikely common ground.

What are the most valuable skills you gained from your Arts & Sciences education?     

I learned how to critically examine the things I see and learn, rather than take them at face value and accept the status quo. I came into college accustomed to the type of learning that consisted of knowing facts and successfully regurgitating them on a test or essay. My eyes were opened to the beauty of academic discourse and debate in one of my first classes at Cornell. For each class topic, we read multiple scientific articles that built upon each other or disagreed with one another. As we discussed the strengths and weaknesses of each scientist’s research findings, I developed critical thinking and analysis skills. I learned not to take at face value every piece of information I am given within the context of a classroom, but gained the courage and confidence to challenge and critique other viewpoints while developing my own.    

What have you accomplished as a Cornell student that you are most proud of?

While working as an investigator at the public defender’s office in D.C., I wondered about a paradoxical observation I made: that people who have had negative experiences with the police seem to call the police a lot. At the beginning of my junior year, I had the opportunity to turn that curiosity into a semester-long research paper for Professor Joseph Margulies’ Crime and Punishment class. I began interviewing young people who have had negative encounters with law enforcement about times they have called the police. The class project evolved beyond the semester into an independent study, and eventually into my senior honors thesis. I’m most proud of my research because I learned that a small seed of curiosity can grow and mature into a full-fledged thesis project. Through my thesis, I’ve been able to combine my interests in social justice with academic pursuits, and I learned how to conduct research that has implications for public policy and social change.

Who or what influenced your Cornell education the most?     

Cru has undoubtedly influenced my Cornell education more than anything else. I came into college with an abundance of questions about meaning and purpose, both generally and personally. Through the Cru community, I have become close friends with people from so many more backgrounds, cultures, and life experiences than I thought possible. Together, we have wrestled with difficult and existential questions. The diverse set of friends offering input and encouragement has been invaluable to my growth, as I figure out who I am and why I’m here. We have also supported each other through some of the most challenging times of sorrow and loss that tested the strength and genuineness of our beliefs. The Cru community has taught me to be resilient in the face of difficulties and to find hope in something bigger than myself. I learned how to allow my personal values to fuel every pursuit —academic, extracurricular, spiritual and personal — and every moment of my life, from the biggest highlights to the utterly mundane.

Every year, our faculty nominate graduating Arts & Sciences students to be featured as part of our Extraordinary Journeys series.  Read more about the Class of 202 4.

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'One of my first art history courses helped me discover my passion for Indigenous studies'

5/17/2024 A&S Communications

History of Art Minneapolis, Minn.  

What Cornell memory do you treasure the most?         

I will never forget what it was like to come back to Cornell sophomore year and see the quads and streets of campus flooded with students. As someone who came to Cornell first during Covid, I had very different welcome to campus. Sophomore year, we began to return to normalcy and to see all of the students (still masked and social distancing) really brought campus alive. I remember feeling really excited then for my next three years in such a vibrant space.

What are the most valuable skills you gained from your Arts & Sciences education?      

Arts & Sciences allowed me the freedom to explore the many facets of my interests. While art history was my primary major, I had the ability to engage with my other interests in religious studies and Indigenous studies. I found my interests often overlapping and sought the intersections between disciplines, both in terms of how I was thinking and engaging the material/sources. As a result, I feel that my educational journey benefited from the richness of opportunity that as an A&S student I was able to capitalize on.   

What have you accomplished as a Cornell student that you are most proud of?

My study abroad was a defining period in my college experience. I had the privilege of spending my junior spring at the University of Oxford and while there I was challenged in new ways. Not only was adapting to a new environment a great experience, but also school itself was a big change. I had to learn how to learn in a new more independent way than I had ever before. This type of educational experience really pushed me to grow academically and personally in important ways that have influenced my trajectory today. This abroad experience also ties into one of my most proud accomplishments at Cornell. This past year I have been working on a senior honors thesis in history of art. Any research project and piece of writing at the magnitude of a senior thesis is daunting and quite the commitment. Studying at Oxford, for me, really helped me lay the groundwork for successfully working on such a large independent project. This thesis has taught me a lot about my research interests, but has also showed me what is possible by giving me the confidence that I could have a longer career in academia.

Who or what influenced your Cornell education the most?     

Prof. Jolene Rickard has been very influential throughout my time at Cornell. She was my professor for one of my very first art history courses and through that course really helped me discover my passion for Indigenous studies. After that course, Prof. Rickard has been a mentor and one of my biggest supporters here at Cornell, writing many letters of recommendations for study abroad and grad schools. Recently, Prof. Rickard has also served as my honors thesis advisor. In this role, she has been a critical guide through the intersections of Indigenous studies and art history, teaching me so much and exposing me to a wealth of scholarship I had previously not explored. Without her teaching and support throughout my four years at Cornell I would almost certainly be in a very different position, and for that I am immeasurably thankful.

Where do you dream to be in 10 years?

My goal for 10 years from now is to have graduated from law school and to be practicing as an attorney in the Federal Indian law and Tribal affairs space. I do not know what that will look like yet, and there are a lot of steps left for me to get there, but I am excited for what the next few years bring and how life will evolve.  

Every year, our faculty nominate graduating Arts & Sciences students to be featured as part of our Extraordinary Journeys series.  Read more about the Class of 202 4.

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'Universities play a substantial role in fostering the civic responsibility of students'

Elizabeth Rene: Government & American Studies

A&S Communications

Elizabeth Rene

Government & American Studies Los Angeles, Calif.

Why did you choose Cornell?

Having grown up in Los Angeles, though I never experienced the Rodney King riots firsthand, I’ve always been fascinated by social movements. The Willard Straight Hall takeover in 1969, for instance, has also always been of much interest to me, where students were able to get their demands met by faculty who had largely defaulted on their role in terms of supporting minority students. Given Cornell has had a history of students advocating for political change through demonstration, I took particular interest in applying here. I believe that universities play a substantial role in fostering the civic responsibility of students, however, this can only be truly achieved by empowering students to actively contribute for social change.

What was your favorite class and why?  

My favorite class was definitely Civil Disobedience, which is taught by Professor Alexander Livingston, who I was lucky to have advise my thesis. In high school, my understanding of government did not necessarily go further than what material was published in outdated textbooks. A lot of the material in high school portrayed our government as a flawless beacon of democracy. Of course, you don't even have to look that far back in history to find that this is far from the case. The summer prior to starting Cornell, I had to leave work early as the nation rightfully erupted in demonstrations following the killing of George Floyd. This instance of protest, I felt, spoke to the profound gap this country has between the democratic principles it preaches and the practices of discrimination it nevertheless continues to permit. My reason for finding Civil Disobedience so engaging was that it did not shy away from acknowledging this gap. Instead, it focused on the ways the narrative of the Civil Rights movement gets sanitized, while nonviolent protestors continue to face repression from authorities.

What are the most valuable skills you gained from your Arts & Sciences education?  

Cornell instilled in me the notion that everything is done on the basis of your own intuition. At first, this can seem quite daunting. However, I quickly learned that this skill is beneficial for making the most of the resources you have around you — whether it's establishing relationships with professors, joining clubs or simply going to a dining hall with your friend. I also learned that it is completely normal to change paths or interests throughout your undergraduate experience. Prior to Cornell, I was completely immersed in track & field and was pretty set on running under a Division 1 program. However, as I picked up different interests during freshman year and wanted to commit more time to law school preparation, I made the tough decision of quitting the team at Cornell. By no means have I stopped running, as I love running with friends through Ithaca trails. I simply decided I wanted to shift my energy elsewhere.       

What have you accomplished as a Cornell student that you are most proud of?

I just submitted my thesis on the originalism of Clarence Thomas and Antonin Scalia. I was definitely daunted by the amount of work at first, but with the support and guidance of my thesis advisor, I not only improved my writing but also was able to further explore areas of constitutional law that I am passionate about. 

Who or what influenced your Cornell education the most?  

The vibrant community surrounding me, within both clubs and classes, probably had the greatest influence on my Cornell education. Interacting with students from diverse majors and backgrounds exposed me to many different perspectives and passions. I've consistently found inspiration not only in professors but also in the student body. In tandem, both foster an environment of intellectual collaboration and growth.   

Every year, our faculty nominate graduating Arts & Sciences students to be featured as part of our Extraordinary Journeys series.  Read more about the Class of 202 4.

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Green Chemistry

Green polyphenol-based photothermal interfacial evaporation systems toward solar water production.

In recent years, photothermal interface water evaporation technology has shown great application prospects due to its advantages of sustainability and high efficiency. With the rapid development of this frontier field, a variety of photothermal materials have been developed and widely explored. Among them, polyphenol-based photothermal materials are drawing great attentions in the development of high-performance interface evaporators with their advantages of being green, economical, versatile, and scalable, leading the next hotspot and frontier. It is therefore an urgent need to update the wider scientific community on recent advances in this field. In this review, three distinct functions of polyphenols including adhesion, secondary reactivity and photothermal property are firstly discussed, since these functions are vital for designing photothermal interface evaporation systems (PIES). Furthermore, structure-activity relationships and the unique advantages of polyphenols in constructing PIES are emphasized in this part. Subsequently, according to the main functions of polyphenols in PIES, the roles of polyphenols are introduced and categorized into four application forms: (a) As intermediate layers to introduce photothermal materials; (b) Realizing hydrophilic modification in PIES; (c) As photothermal materials without substrates in PIES; (d) As photothermal coatings. Then some representative applications of polyphenols such as achieving confinement capillarity, designing complex 3D evaporators, constructing multifunctional PIES are highlighted, which can further exhibit the distinct advantages of green polyphenol-based photothermal materials in improving water evaporation performance. Finally, the challenges and opportunities for the future development of polyphenol-based interfacial water treatment for freshwater production are discussed.

• This article is part of the themed collection: 2023 Green Chemistry Reviews

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X. Lliu, H. You, M. Xie, Q. Zeng, Z. Li, M. Feng, Q. Sun, X. Lu, F. He and Z. Wang, Green Chem. , 2024, Accepted Manuscript , DOI: 10.1039/D4GC01486C

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