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Thesis / dissertation formatting manual (2024).

• Filing Fees and Student Status
• Submission Process Overview
• Electronic Thesis Submission
• Paper Thesis Submission
• Formatting Overview
• Fonts/Typeface
• Pagination, Margins, Spacing
• Paper Thesis Formatting
• Preliminary Pages Overview

Copyright Page

• Dedication Page
• Table of Contents
• List of Figures (etc.)
• Acknowledgements
• Text and References Overview
• Figures and Illustrations
• Using Your Own Previously Published Materials
• Using Copyrighted Materials by Another Author
• Open Access and Embargoes
• Copyright and Creative Commons
• Ordering Print (Bound) Copies
• Tutorials and Assistance
• FAQ This link opens in a new window

The use of copyright notice is the prerogative of the copyright owner and does not require advance permission from, or registration with, the U.S. Copyright Office. The use of such notice is highly recommended , because it informs the public that the work is protected by copyright, identifies the copyright owner, and shows the year of first publication.

Generally speaking:

• You should include a copyright statement for yourself for this manuscript.
• You must list copyright holders ​if any portion of your manuscript has been previously published (by you or by another author). See  https://guides.lib.uci.edu/gradmanual/previously-published-overview  
• If a copyright statement is not being included, insert a blank page as a substitute. The UCI Libraries strongly recommends that you include a copyright statement.
• Please read the Copyrighted Materials sections (found in the tabs on the left-hand side of this page) for more information.

The notice must contain the following three elements:

• The symbol © (the letter in a circle), or the word "Copyright"
• The year of publication (i.e., the year in which you are filing your manuscript)
• The name of the copyright owner (i.e., your name as it appears on the title page)

Example: © 2015 John Doe

Copyright Page Example

Here is an example Copyright Page if the thesis/dissertation author is the only copyright holder listed.

If you need to list other copyright holders for other material included in your manuscript, those should be listed above your copyright for your graduate manuscript. Here is an example of a copyright page section with multiple copyrights listed:

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Graduate Thesis Submission Guide

• Thesis Guide
• Formatting Requirements
• Submitting Your Thesis
• Managing References
• Database Pro Tips
• Avoiding Plagiarism This link opens in a new window
• Discoverability, Embargo, and the Scholarly Conversation
• Open Access Images
• Requesting Permission for Copyrighted Materials
• Thesis Collection This link opens in a new window

Copyright and Your Thesis

Respecting copyright — and understanding the basics of copyrighted-related issues — is an important aspect of your thesis-writing process and an issue that will continue to arise throughout your academic and creative career. We know copyright can be intimidating and hard to make sense of: after all, discussions of copyright often stray into complex legal, creative, and ethical terrain. While it isn't necessary for you to be a copyright expert, it is essential that you understand copyright issues as they relate to including and referencing the work(s) of others in your thesis. 

With that in mind, here are our overarching recommendations as you consider which third party materials to include in your thesis: 

• Use open access works and/or works covered by Creative Commons Licenses
• Ensure your use of copyrighted materials counts as "fair use" (in other words, repurpose, reinterpret, or otherwise "transform" the copyrighted work in question)
• Request permission for copyrighted works
• Remove potentially problematic materials entirely from your thesis

We recommend you follow the above guidelines in the order that they're listed ; that is, seek out open access works first to avoid any potential copyright infringements. If you are unable to do so, seek fair use for copyrighted materials. If each of these strategies is unsuccessful, your last resort may be to request permission for copyrighted work[s], or to remove problematic third party content from your thesis entirely if this option fails. The following three subpages — Open Access Images, Fair Use, and Requesting Permission for Copyrighted Materials — breaks each of these issues down into greater detail. 

• Image Use and Copyright for your Thesis (Slides)

Why Does Copyright Matter?

For the purposes of your thesis, you don't need to be an expert in copyright law. However, understanding the major issues and questions around copyright will help you make informed decisions about your thesis and protect it from copyright challenges once it's published. Understanding and respecting copyright is also about giving credit where it's due, an essential aspect of Pratt's Academic Integrity Policy . So while respecting copyright has to do with protecting your thesis from infringement challenges, on a deeper level it also has to do with pursuing your academic and creative work with integrity and acknowledgement of other's contributions.

The following excerpt from Kenneth Crews' article  Copyright and Your Dissertation or Thesis  summarizes this sentiment well: 

" Finishing your dissertation is exhausting and gratifying. You have invested countless days of research, followed by hours of writing late into the night. You made exciting breakthroughs, and you aspire to a career of further research. You probably did not expect to indulge in copyright at this stage of your study. However, attention to copyright can help avoid pitfalls and reveal opportunities to further your scholarly goals. Given the way that the law operates, copyright law most certainly protects your dissertation as well as the quotations, photographs, music, diagrams, and many other works that you have included in your doctoral study. The decisions you make about copyright can directly affect the quality of your work, your ability to publish your dissertation, and your opportunities for building upon your years of research throughout your career. Attending to the fundamentals of copyright can be important for your scholarship, regardless of your discipline or field of expertise ." (Crews, 2013). 

Copyright Checklist

The following checklist — also summarized from Kenneth Crews' article — should be referred to throughout the process of researching and writing your thesis. Though you might be tempted to put these considerations off until later, remember: any preparation or planning done early on will make things much easier as you get closer to submitting your thesis.  

• Do a thorough sweep or your thesis draft and identify all third-party materials you plan to include in your final project. Common third party materials include images, sources from the Web, and long quotations (over 1.5 pages, single-spaced) from published works. 
• Ask yourself, " Are any of these materials open access ?" If yes, they have no copyright restrictions.
• Ask, " Does my inclusion of this material count as fair use ?" 
• Ask, " Do any of these materials have Creative Commons Licenses ?" Creative Commons Licenses allow for free distribution of otherwise copyrighted works (with proper attribution).  
• For any materials that don't meet the above conditions, ask, " Do I have permission to use these ?" If not, refer to the "Requesting Permission for Copyrighted Materials" page of this guide. 
• Ask, " Am I including any materials that I've created but that have been previously published elsewhere ?" Even if you are the original author of these materials, you will need permission to include them in your thesis. 

Resources and Further Reading

We've provided relevant excerpts from these resources throughout this guide, and have also included them in their entirety below for you to review.  

• ProQuest Copyright Guide The following guide by ProQuest offers guidelines for avoiding copyright infringement and introduces the kinds of materials or sources that require copyright permissions. This document also includes a sample Permission Form and instructions to follow when requesting permission from copyright owners.
• ProQuest - Copyright and Your Dissertation or Thesis This article by Kenneth Crews offers a more extensive overview of copyright and its significance, before discussing the fundamentals of copyright — both protecting your own and respecting others' — as they relate to your thesis. Though not required reading, Crews' article has a wealth of useful information that will strengthen your understanding of copyright as you research and write your thesis.
• Pratt Institute Academic Integrity Policy Copyright issues directly relate to Pratt's Academic Integrity Policy, as each stress the importance of crediting and acknowledging the contributions other writers, artists, and thinkers have made to your work. "Giving credit where it's due" is a central aspect of academic integrity and an essential element of your thesis.
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Thesis and Dissertation Guide

• « Thesis & Dissertation Resources
• The Graduate School Home

• Introduction
• Copyright Page
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• List of Abbreviations
• List of Symbols
• Non-Traditional Formats
• Font Type and Size
• Spacing and Indentation
• Tables, Figures, and Illustrations
• Formatting Previously Published Work
• Internet Distribution
• Open Access

Registering Copyright

Using copyrighted materials.

• Use of Your Own Previously Published Materials
• Submission Steps
• Submission Checklist
• Sample Pages

IV. Copyrighting

A copyright is an intangible right granted to the author or originator of certain literary or artistic productions, under which they are invested for a limited period with the sole, exclusive privilege of making copies and publishing and selling them.

Copyright protection automatically exists from the time the work is created in fixed form. There is no requirement that the work be published or registered to obtain protection under copyright law. The copyright of any work immediately becomes the property of the author who created the work, unless it is a work-for-hire, or unless ownership has been assigned by written agreement.

Receipt of a submitted and approved thesis or dissertation in The Graduate School results in the publication of the document by the University Library at UNC-Chapel Hill. As such, each student grants the University a limited, non-exclusive, royalty-free license to reproduce the student's work, in whole or in part, in electronic form to be posted in the University Library database and made available to the general public at no charge. This does not mean that UNC-Chapel Hill owns the copyright to your work (you do), but the University has the right to reproduce and distribute your work. Public universities often require students to allow reproduction and distribution of academic work to support the dissemination of intellectual thought and discovery. Please review the Copyright Policy of the University of North Carolina at Chapel Hill for additional information.

Regardless of whether or not you register copyright for your thesis or dissertation, UNC-Chapel Hill requires that you include a copyright notice following the title page. See Section I of this Guide and the sample copyright page for the format of this notice. Including this page helps to establish that you are the owner of the work. It also protects you, as the copyright holder, from anyone claiming innocent infringement or unintentional violation of copyright.

You may wish to register your copyright with the U.S. Copyright Office at the Library of Congress. As mentioned above, copyright registration is not a condition to copyright protection. There are, however, advantages to registration, especially if you have a claim of infringement of your copyright. Registration may be made at any time within the life of the copyright, but there are advantages to filing for registration within three months of publication. For more information on registration, consult the website of the U.S. Copyright Office .

There are two main ways for you to file for copyright of your thesis or dissertation:

• You may empower ProQuest to file the application on your behalf. When you submit your thesis or dissertation, ProQuest charges a fee for this service ($55, subject to change). The service includes preparing an application in your name, submitting your application fee, depositing the required copy or copies of the manuscript, and mailing you the completed certificate of registration from the Library of Congress.
• Alternately, you may file for copyright directly. Visit the following U.S. Copyright website for more information about registering your work . There is a copyright fee for filing copyright directly with the U.S. Copyright Office ($35, subject to change).

Any copyrighted materials used in your work, beyond brief excerpts, may be used only with the written permission of the copyright owner. Book and journal publishers normally hold the copyright for all materials they publish. Therefore, even if you are the sole or one of several authors of material in a published book or journal, you must obtain written permission from the copyright holder if you are including this material in your document. Remember that use of reproductions or excerpts of other media, such as music, graphic images, or computer software may also require permissions.

Your letter to the copyright holder needs to make clear that you seek written permission to preserve (on microfilm and digitally) and publish (in print and digital form) your thesis or dissertation through ProQuest and that ProQuest may sell, on demand, for scholarly purposes, single copies of your work, which includes the copyright holder's material. Your letter must also seek written permission for the document to be submitted in electronic format to UNC-Chapel Hill where it will be placed in a database and made available through the University Library to the general public at no charge via the Internet.

You are responsible for securing all necessary permissions and paying any permission fees in advance of using copyrighted materials in your work.

Use of Your Own Previously Published Material

Some academic programs permit you to include articles or other materials that you have previously published, that have been accepted (or submitted, in press, or under review) for publication, or that have been otherwise presented to the public within the body of your thesis or dissertation. In all such instances the following guidelines apply:

• If the material is co-authored, your academic program must approve its inclusion in your thesis or dissertation.
• If the material is copyrighted (if you are the sole author but the copyright is held by the publisher), you must fulfill the conditions specified in the section above on using copyrighted materials .
• The material, if included in the body of your text, must conform to all formatting guidelines outlined in this Guide. See the Formatting Previously Published Work section for details.

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• Dissertation Copyright
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• Sample Dissertation Title Page

Copyrighting your Dissertation

In the United States, you automatically own the copyright in your original creative authorship, such as your dissertation, once it is fixed in a tangible form ( i.e. , written down or recorded). United States law does not require you to include a copyright notice on your dissertation or to  formally register  with the U.S. Copyright Office in order to secure copyright protection over your work. However, there are some benefits to including a copyright notice and registering your work. See the  Copyright Guide  for more information or to schedule a consultation.

Including a Copyright Page in your Dissertation

Including a copyright page in your dissertation is optional but recommended. For details on how to format the copyright page, consult the  PhD Dissertation Formatting Guide  and the  PhD Dissertation Formatting Checklist .

Dissertations Based on Joint Work

• For dissertations based on joint work with other researchers, a unique and separate dissertation must be presented by each degree candidate. You must include a concise account of your unique contribution to the joint work, and remainder of the dissertation must be authored solely by you. Authorship of an entire dissertation by more than one degree candidate is not allowed.

Using Your Own Previously Published Material in Your Dissertation

University of Pennsylvania  policy  allows you to include your own previously published work or articles submitted for publication as part of the dissertation with the following conditions:

• You must obtain approval of the dissertation committee and Graduate Group Chairperson.
• You must obtain written permission from the copyright owner, which may be the journal, publisher, and/or any co-authors, unless you are the sole copyright holder (depends on your publishing agreement).
• You must upload any permission letters in ETD Administrator as an  Administrative Document  titled “Permission Letter – Do Not Publish.”
• Your dissertation must be formatted as a single document with consistent formatting and styles throughout. If you are using multiple previously published articles, make sure to make the formatting consistent with the rest of the document.

When using previously published or in press work, you must disclose this information in your dissertation in the following format :

• Under the Chapter title, list the full citation for the previously published/in-press article in the citation style used in your Bibliography.
• If it is a jointly authored article, describe your contribution to the work in a separate sentence.

Using Other Copyrighted Material in Your Dissertation

If you use third party copyrighted material (images, quotations, datasets, figures), you are responsible for re-use of that material (see the  Policy on Unauthorized Copying of Copyrighted Media ). In many cases, you may be able to use copyrighted material under the “ fair use ” provision of U.S. copyright law. Consult the  PhD Dissertation Formatting Guide  and the  PhD Dissertation Formatting Checklist  for information on how to submit written permission from a copyright holder. Typically, you will need to request a permission letter and upload the letter as an  Administrative Document  in  ETD Administrator .

If you still have questions regarding copyright and “fair use” refer to the  Penn Libraries Copyright Guide  or email  [email protected]  for further support.

Patent and Intellectual Property

Any inventions that you make as part of your research for your degree and disclosed as part of your dissertation, and any patent or other intellectual property rights arising therefrom, are governed by the policies of the University of Pennsylvania, including the  Patent and Tangible Research Property Policies and Procedures  and  Policy Relating to Copyrights and Commitment of Effort for Faculty.  For more information, please contact the  Penn Center for Innovation .

There are strict deadlines under U.S. and international law regarding the timing for filing patent applications and the public availability of your dissertation. Contact the  Penn Center for Innovation  to discuss whether there might be a patentable invention disclosed in your dissertation prior to deposit of your dissertation.

Frequently Asked Questions

Do i have copyright over my dissertation .

Yes. According to US Copyright law, you have copyright immediately and automatically over any of your new, original works in a “fixed, tangible form” ( i.e. , written down, recorded, etc.). You do not need to register or to include a copyright symbol © or any other formal marks to secure your copyright, though there are some benefits to doing so. See the  Copyright Guide  for more information or email  [email protected]  for further support.

Should I register the copyright in my dissertation with the U.S. Copyright Office? 

It depends on what you want to do with your dissertation. There are  some benefits to registering the copyright  in your dissertation depending on your future goals. However, keep in mind that you automatically have copyright over your dissertation without formally registering. To learn more about formally registering the copyright in your dissertation, see the  Copyright Guide  or schedule a consultation.  

Should I pay ProQuest to register my copyright?

Note that you already have copyright over your dissertation, but if you would like to  formally register your copyright with the U.S. Copyright Office , you can pay ProQuest to do it for you (you will have the option in ETD Administrator). For less cost, you can register it yourself on the  copyright.gov  web page. Information on registering your copyright is available in the  Copyright Guide . Please keep in mind that if portions of your dissertation are comprised of previously published co-authored material,  you cannot  register your copyright through ProQuest. 

What is a Creative Commons license?

A copyright license grants permission for someone else to use your copyrighted work.  A  Creative Commons  license is one type of copyright license. It works hand in hand with your copyright. It is not an independent type of copyright. By using a Creative Commons license you are telling the world under what circumstances they are able to use your work without asking your permission each and every time.  You can only add a Creative Commons license to your work if you are the copyright holder, and have not transferred your rights to someone else (like a publisher).

You may choose to apply a Creative Commons license to your dissertation by adding it to the copyright notice page; see the  PhD Dissertation Formatting Guide  for an example. V isit the  Creative Commons website  to review all the licenses in full detail and select one that fits your needs. 

Refer to the  Services for Authors Guide  or  schedule a consultation  to learn more about using a Creative Commons license on your dissertation.

I want to use copyrighted materials in my dissertation. Is that okay?

It depends. If the materials you wish to incorporate into your dissertation are copyrighted, you will need to do a  fair use analysis  for each item you use to determine if you can proceed without getting permission. If you do not feel that you can make a good “fair use” case, you will need to  request permission  from the copyright holder and provide all permission letters as  Administrative Documents  in ETD Administrator. Just because you are using the work for educational purposes does not automatically mean that your work is “fair use” or that you have permission to use the work.  Request a consultation  to learn more about fair use and other copyright considerations.

I want to use my own previously published materials in my dissertation. Is that okay?

It depends. If the materials you may wish to incorporate into your dissertation are published in a journal or other publication, you may need to seek permission from the journal, publisher, or any co-authors. These permission letters must be uploaded as supplementary material in ETD Administrator before the deposit date. Please refer to your publication agreement for further information.

Additionally, using previously published materials as part of your dissertation requires approval of the dissertation committee and Graduate Group Chairperson.

I would like to know more about publishing, copyright, open access, and other/related issues. How can I find out more?

The Penn Libraries offers a range of workshops and presentations on these topics (and other digital skills related topics)  throughout the year . Groups can request a number of these workshops for classes or other group settings. For personal discussions about copyright, fair use, Creative Commons, scholarly publishing, and other related topics, please  contact your subject librarian  for support and further referrals. For more general information about these and related topics, review the  Penn Libraries’ guides  by keyword or subject.

/images/cornell/logo35pt_cornell_white.svg" alt="thesis copyright statement"> Cornell University --> Graduate School

Fair use, copyright, patent, and publishing options.

• Is information that you plan to include from others considered “fair use” and are you acknowledging these sources correctly?
• Embargo of online copies
• Creative Commons license
• Has a patent application been filed (or will one be) on the basis of your thesis or dissertation research?
• Register for copyright?
• Supplementary materials
• Make your work discoverable on search engines?
• Make your work accessible to people with visual disabilities

1. Is information that you plan to include from others considered “fair use” and are you acknowledging these sources correctly?

You are responsible for acknowledging any facts, ideas, or materials of others that you include in your work. You must follow the guidelines for acknowledging the work of others in the “Code of Academic Integrity and Acknowledging the Work of Others” (published in the Policy Notebook for the Cornell Community ) .

If you use any copyrighted material in the dissertation or thesis, it is your responsibility to give full credit to the author and publisher of work quoted. The acknowledgment should be placed in a footnote at the bottom of the first page of the paper or chapter. Additionally, you must determine whether use of the material can be classified as a “fair use” by performing an analysis of your use of each copyrighted item. The Cornell Copyright Information Center’s Fair Use Checklist ) is a helpful tool for performing this analysis. (See also, Copyright Law and the Doctoral Dissertation: Guidelines to Your Legal Rights and Responsibilities , published by ProQuest, or The Chicago Manual of Style , published by the University of Chicago Press.)

If your use of material is not considered a “fair use,” you must obtain written permission from the copyright owner. Two copies of each permission letter must be submitted with the dissertation or thesis. ProQuest has specific requirements for the content of the permission letter. For these guidelines, consult the ProQuest Doctoral Dissertation Agreement form (published by ProQuest).

If you have already published or had accepted for publication part of your own dissertation or thesis material in a journal, depending on the terms of your publication agreement, it may be necessary to write to that journal and obtain written authorization to use the material in your dissertation.

2. Embargo of online copies

The value of your dissertation extends well beyond your graduation requirements. It’s important that you make an informed decision about providing online access, via ProQuest and eCommons, to your work. This decision can expand the visibility and impact of your work, but it can also shape the options available to you for publishing subsequent works based on your dissertation.

ProQuest’s ProQuest Dissertations and Theses (PQDT) database indexes almost all dissertations published in the U.S. and provides subscription access online to the full text of more recent dissertations. ProQuest also sells print copies of dissertations, paying royalties to authors, when they exceed a minimum threshold. Authors retain copyright in the works they submit to ProQuest.

eCommons is a service of the Cornell University Library that provides long-term, online access to Cornell-related content of enduring value. Electronic theses and dissertations deposited in eCommons, unless subject to embargo, are freely accessible to anyone with an internet connection. When submitting to eCommons, you retain copyright in your work. Ph.D. dissertations and master’s theses submitted to ProQuest are automatically submitted to eCommons, subject to the same embargo you select for ProQuest.

Electronic copies of dissertations in PQDT or eCommons may be made accessible immediately upon submission or after an embargo period of six months, one year, or two years. You may wish to consider an embargo period which helps address publishers’ interests in being the first to publish scholarly books or articles, while also ensuring that scholarship is accessible to the general public within a reasonable period of time. Your decision should be made in consultation with your special committee.

3. Creative Commons license

Creative Commons licenses provide authors with a straightforward and standardized means of prospectively granting certain permissions to potential users of the author’s material. Authors may request proper attribution, permit copying and the creation of derivative works, request that others share derivative works under the same terms, and allow or disallow commercial uses. Authors may even choose to place their works directly into the public domain. You will have the option of selecting a Creative Commons license when you upload your dissertation or thesis to ProQuest, and your choice will automatically be applied to the copy of your work in eCommons.

4. Has a patent application been filed (or will one be) on the basis of your thesis or dissertation research?

Cornell University Policy 1.5 governs inventions and related property rights. Inventions made by faculty, staff, and students must be disclosed to the Center for Technology Licensing at Cornell University (CTL). Theses and dissertations describing patentable research should be withheld from publication, in order to avoid premature public disclosure.

Use the delayed release (embargo) option if a patent application is or will be in process, noting the reason for the delay as “patent pending.” If you have any questions, please contact Cornell’s Center for Technology Licensing at 607-254-4698 or [email protected] .

5. Register for copyright?

Copyright law involves many complex issues that are relevant to you as a graduate student, both in protecting your own work and in referencing the work of others. Discussion of copyright in this publication is not meant to substitute for the legal advice of qualified attorneys. A more detailed discussion of copyright law can be found in the publication from ProQuest entitled Copyright Law and the Doctoral Dissertation: Guidelines to Your Legal Rights and Responsibilities by Kenneth D. Crews.

Copyright protection automatically exists from the time the work is created in fixed form and the copyright immediately becomes the property of the author. Registration with the United States Copyright Office is not required to secure copyright; rather it is a legal formality to place on public record the basic facts of a particular copyright. Although not a condition of copyright protection itself, registering the copyright is ordinarily necessary before any infringement suits can be filed in court.

To register a copyright for your dissertation or thesis, register online or download printable forms . You may also request forms by mail from the Information Section, U.S. Copyright Office, Library of Congress, Washington, D.C. 20559, or contact them by telephone at 202-707-3000.

Doctoral candidates: You may authorize ProQuest to file, on your behalf, an application for copyright registration. This option will be presented to you as part of the submission process.

6. Supplementary materials

If supplementary materials (audio, video, datasets, etc., up to 2GB per file) are part of your thesis or dissertation, you may submit them as supplementary files during the online submission process. For help selecting long-lived file formats, note ProQuest’s guidance in their document, “Preparing Your Manuscript for Submission (Including Supplemental Files).” File formats for which ProQuest does not guarantee migration may still have a high likelihood of preservation in Cornell’s digital repository; please see the eCommons help page for further guidance.

Do not embed media files in the PDF version of your thesis or dissertation, as this can significantly increase the size of the file and make it difficult to download and access. Include a description of each supplementary file in the abstract of your thesis or dissertation. You may include an additional supplementary file containing more detailed information about the supplementary materials as a “readme” file or other form of documentation; this is particularly advisable for data sets or code. The Research Data Management Service Group ( [email protected] ) offers assistance in preparing and documenting data sets for online distribution.

7. Make your work discoverable on search engines?

ProQuest offers authors the option of making their graduate work discoverable through major search engines including Yahoo, Google, Google Scholar, and Google Books. If you chose the Search Engine option on their dissertation “paper” publishing agreement or within ProQuest’s PROQUEST ETD Administrator (electronic submission service), you can expect to have your work appear in the major search engines.

If you change your mind and do not want your work to be made available through search engines, you can contact customer service at [email protected] or 800-521-0600 ext. 77020. In addition, if you did not initially adopt this option but now want your works made available through this service, contact the customer service group to change your selection.

Please note that search engines index content in eCommons, regardless of the choice you make for ProQuest.

8. Make your work accessible to people with visual disabilities

When creating a PDF version of your thesis or dissertation it is important to keep in mind that readers may use assistive technology such as screen readers to access your document.  Follow best practices to ensure that your thesis or dissertation is accessible to everyone.  These resources may be helpful:

• Cornell CIT’s guidance for creating accessible PDFs
• Checking accessibility using Acrobat Pro
• Embedding alternative text for images in Word
• Save a Word doc as an accessible PDF

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Copyright and your Thesis

Copyright statement.

Any reuse of copyrighted materials within your thesis or dissertation must be accompanied by written permission by the copyright holder.

Use of Previously Published Works in a Thesis or Dissertation

The Graduate School grants students permission to use their previously published works in their thesis or dissertation using an article-based thesis structure (see Thesis & Dissertation Structures and Formatting ). If you plan to include previously published works into your thesis, you should gain approval at the departmental level. Your advisor is aware of departmental thesis structure requirements.

During the submission process to an academic journal, you may have transferred the copyright of your work to the publisher. You must obtain written permission from the copyright holder if you are including your previously owned work in your thesis. You, the author, will be responsible for securing all permissions and pay any fees associated with obtaining these permissions to reuse your work. You will need to upload these permission letters as Copyright Permissions when you upload your thesis to HammerRR.

All reused publications will need to be formatted to conform to University requirements. All previously published works and works submitted for review shall warrant an acknowledgment in your thesis document. Many publishers require a specific statement which you should place three (3) single spaces below the title of the chapter.

Copyright and Fair Use

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Copyright and Your Thesis or Dissertation

Using copyrighted materials, using your own previously published material, registering copyright.

• Keeping Control of Your Copyright
• Seeking Permission
• About the Public Domain
• About Fair Use
• Additional Resources
• Need Additional Assistance
• About this Guide

A copyright is an intangible right granted to you as the author of your thesis or dissertation. You have the sole and exclusive privilege of making copies, publishing or selling your thesis or dissertation. Currently, this protection lasts for your lifetime plus an addition 70 years. These exclusive privileges belong to you unless you have transferred them to someone else via a written agreement or your work is a “work-for-hire.”

Copyright protection automatically exists from the time you place your thesis or dissertation in fixed form. A fixed form can be a digital file such as a word processing document, PDF file, or a printed page. There is no requirement to publish or register your thesis or dissertation to obtain protection under copyright law. The copyright of any work immediately becomes the property of the author who created the work, unless as stated above it is a work-for-hire, or unless ownership has been assigned by written agreement.

Submission of your approved thesis or dissertation results in the publication of the document by Curtis Laws Wilson Library. As such, you grant the University a limited, non-exclusive, royalty-free license to reproduce your thesis or dissertation, in whole or in part, in electronic form to be posted in Scholars' Mine, our institutional repository, and made available to the general public at no charge. This does not mean that the University owns the copyright to your work (you do), but the University has the right to reproduce and distribute your work. The University requires this to support the dissemination of intellectual thought and discovery.

Regardless of whether or not you register copyright for your thesis or dissertation, you should include a copyright notice in your thesis or dissertation. Including the notice helps to establish that you are the owner of the work. It also protects you, as the copyright holder, from anyone claiming innocent infringement or unintentional violation of copyright.

Any materials belonging to someone else used in your thesis or dissertation, beyond brief excerpts, may be used only with the written permission of the copyright owner. Publishers of books and journals hold the copyright for all materials they publish. Therefore, even if you are the sole or one of several authors of material in a published book or journal, you must obtain written permission from the copyright holder if you are including this material in your document. Also the use of reproductions or excerpts of other media, such as music, graphic images, or computer software will also require permissions.

Your letter to the copyright holder needs to make clear that you seek written permission to preserve (on microfilm and digitally) and publish (in print and digital form) your thesis or dissertation through ProQuest and that ProQuest may sell, on demand, for scholarly purposes, single copies of your work, which includes the copyright holder's material. Your letter must also seek written permission for the document to be submitted in electronic format to Curtis Laws Wilson Library where it will be placed in our institutional repository, Scholars' Mine, and made available at no charge to the general public  via the Internet.

You are responsible for securing all necessary permissions and paying any permission fees in advance of using copyrighted materials in your work. It is recommended that copies of the written permission you receive be placed in the appendix of your thesis or dissertation.

Some academic programs here at Missouri S&T permit you to include articles or other materials that you have previously published, that have been accepted (or submitted, in press, or under review) for publication, or that have been otherwise presented to the public within the body of your thesis or dissertation. This is referred to as the "Publication Option." In all such instances the following guidelines apply:

• If the material is co-authored, your thesis or dissertation advisor must approve its inclusion in your thesis or dissertation.

If the material is copyrighted (if you are the sole author but the copyright is held by the publisher), you must fulfill the conditions specified above on using copyrighted materials. If you are unsure of the copyright status you should review the copyright transfer agreement you signed with the publisher and  consult with the Scholarly Communications Librarian.   The material, if included in the body of your text, must conform to all formatting guidelines.

You can register your copyright with the U.S. Copyright Office at the Library of Congress. As mentioned above, copyright registration is not a condition for copyright protection. However, there are advantages to registration if you have a claim of infringement of your copyright. You can register at any time within the life of the copyright, but there are advantages to filing for registration within three months of publication. For more information on registration, consult the website of the U.S. Copyright Office or contact the Scholarly Communications Librarian.

There are two main ways for you to register your copyright:

• You may request ProQuest to file the application for you when you submit your thesis or dissertation. ProQuest charges a fee for this service. The service includes preparing an application in your name, submitting your application fee, depositing the required copy or copies of the manuscript, and mailing you the completed certificate of registration from the Library of Congress.  
• Alternately, you can register your copyright directly at the U.S. Copyright website. There is also a copyright fee for filing copyright directly with the U.S. Copyright Office.
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Copyright for Graduate Students: Theses and Dissertations

• Public Domain
• Creative Commons Licensing
• Obtaining Copyright Permission
• International Materials
• State and Federal Governmental Materials
• University Policies on Copyright
• Depositing Your Dissertation/Thesis in IDEALS

Copyright Questions?

Copyright law can be difficult and confusing. This webpage is meant to provide you with guidance, but not legal advice.

Should you have further questions, please do not hesitate to ask Sara Benson, the Copyright Librarian, for assistance. Sara can be reached at 217-333-4200 or [email protected]

Scholarly Communication and Publishing

Some Copyright Ground Rules

• General Concepts
• What Does Copyright Protect?
• A work created today (or, more specifically, after 1989) is protected under copyright  as soon as it’s created  and is (generally) protected for the lifetime of the creator, plus 70 years (could be even longer for some works).
• There is no special symbol  (such as the copyright symbol) necessary on the protected work since 1989--it is protected simply because someone created it and wrote it down or recorded it.
• If more than one person created a work, they might be  joint owners of a work  (see "Copyright Ownership" on the right).
• When copyright expires, the work becomes  public domain .
• Ideas can’t be copyrighted, only the tangible expression in a fixed medium of the idea can.  
• Facts can't be copyrighted, either.
• You may use any copyrighted material under the  “ fair use ”  doctrine, within fair use guidelines.
• If something  looks copyrighted, assume it is.
• Copyright protects an author's right to reproduce (copy), distribute (license), make derivatives of the work, publicly display and perform the work
• This means that if you wish to make a copy of a copyrighted work (unless it is considered a  " fair use ")  you must  get permission  from the owner of the work
• You also generally cannot publicly display a copyrighted work (say a movie or work of art) unless you have permission to do so or a recognized  "copyright exception"  exists

Copyright Ownership

• The Author Is The Initial Owner
• Ownership Can Be Assigned or Transferred
• Works Can Be Made Available Under Terms More Favorable Than Copyright Allows
• Joint Ownership of A Copyrighted Work

If you wrote an essay or article, you are the owner of that article unless and until you contract away your rights (such as in a publishing agreement).

Giving away the bundle of rights that constitute copyright is often called a grant. If the transfer is exclusive it has to be in writing. In books/articles, this usually occurs in a publishing agreement.

The Creative Commons has developed a series of licenses that allows copyright holders to retain control over their works, but still make them available under terms more favorable than copyright allows.  Essentially, under the creative commons licenses, owners of copyright have allowed others to use their work with certain limitations specified in the creative commons license.

More information about the  creative commons  license is available on their website at  www.creativecommons.org .

 A work is considered joint if it meets these conditions:

both or all the authors intend that their contributions be merged into a single work;

this intention exists at the time of creation of the work.

No written contract is necessary to create a joint work. Each author owns an undivided portion of the entire work.  So, one author can grant another person permission to use the work without the agreement of the author author.  The only obligation is to share in any profits received. 

For some additional information about copyright in the music industry, please see the LibGuide on  Copyright Resources for Music .

The Basics of Copyright

Common Questions & Answers

Q: Should I put some sort of copyright notice on my work?

A:  It is wise to do so because even though it is not required, many people misunderstand basic copyright law rules. So, putting a notice on your work will remind others not to use it unless they have an exception applies to general copyright rules or they have obtained your permission first.  

Q:  As long as something is for educational use, I'm not violating copyright laws, right?

A: Unfortunately, no. Although there is a limited exception for face-to-face teaching, not all educational uses of copyrighted works will fall under that exception and fair use is decided on a case-by-case (not a blanket exception) basis.

Q:  How do I know FOR SURE that something is a fair use?

A:  That's a tough one. Unfortunately, it is hard to know when something is a fair use for sure because, ultimately, the court decides fair use cases on a case-by-case basis. Generally, we should exercise our good faith judgment and consider risk assessment when making fair use determinations.  But, this does not mean that we shouldn't exercise our fair use rights.  We should do so in a considered way.

Q: What role does licensing play in specific copyright questions?

A: A very large role. Essentially, you can contract away (through licensing) any of your copyright rights. So, for instance, if I write a journal article but if I assign my copyright entirely to the journal publisher, then I no longer have any right to share my article either publicly or privately without the permission of the journal.

The content for this page originated with the School of Music's Copyright LibGuide .  

Except where otherwise indicated, original content in this guide is licensed under a   Creative Commons Attribution (CC BY) 4.0 license . You are free to share, adopt, or adapt the materials. We encourage broad adoption of these materials for teaching and other professional development purposes, and invite you to customize them for your own needs.

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Copyright & your thesis.

This guide includes basic information related to copyright and your thesis.

The content in this guide has been adapted (with permission) from the  Faculty of Graduate Studies at the University of British Columbia .

Copyright ownership

Electronic theses are subject to the same copyright protection as paper documents. Students hold copyright to their theses regardless of the method of submission. For more information, see  What are Queen's University's policies regarding ownership of Intellectual Property?  in the Schools of Graduate Studies Intellectual Property Guidelines.

Publishing your thesis elsewhere

You own the copyright to your thesis as a whole and are free to publish your thesis if you wish. If your thesis includes copyrighted works like figures, tables, etc. the publisher may request that you get permission to publish.

You should be aware that many former students in North America are contacted by publishing companies which search the Internet for theses. The companies then contact writers expressing specific interest in his or her thesis, and offer to publish it. You are free to do this if you wish, but you should research the company first to ensure that it is a reputable academic publisher. There are usually discussions between former students online which can give you an insight into the value of publishing with a particular company.

Use of copyrighted material

According to Library and Archives Canada, “students should ensure that the use of copyrighted materials from other sources in their theses meet the requirements of the Copyright Act. Some written permission may be required” ( Thesis Canada ).

When you submit the final copy of your thesis, you must sign the Queen’s Thesis Licence Agreement confirming that if you have copyrighted material in your thesis, it either complies with the "fair dealing" provisions of the Copyright Act, or you have obtained permission to use it.

Please retain the original permission forms or letters for your records in case of a challenge.

So, what are those “requirements” that you may have to worry about for your thesis?

Copyright is an area of intellectual property law that protects forms of creative expression. It gives creators and owners of literary, dramatic, musical and artistic works the exclusive right to “reproduce the work … in any material form whatever” ( Copyright Act,  s. 3). Creators and owners also get the right to distribute, translate, and adapt their work and to authorize any of the rights listed previously.

Copyright protection applies regardless of whether the work in question is published (such as a book or an annual report) or not (such as an internal company memo), and whether someone has made it available to the public (such as on a website) or not. This protection expires 70 years after the death of the originator, regardless of who holds copyright at that time.

This means that, if your thesis includes someone else’s work (e.g. figures, graphs, photos, images, art work etc.), you will have to abide by the requirements of the Copyright Act in order to use these works.

When is permission not required?

Copyright does not cover everything. The copyright act lists a number of limitations and exceptions to copyright that may apply to the works you are using in your thesis or project.  

The Copyright Compliance and Administration Policy outlines a number of situations where it is lawful to copy copyrighted works without permission or payment.

• Material in which Copyright does not Subsist  – Copyright does not protect facts and ideas.
• Material in the Public Domain  - Works in which the term of copyright has expired can be copied without permission or payment.  This means the works of creators who have been dead for more than 70 years, no matter where they resided or published their work.
• Insubstantial Portions  – Copying an insubstantial amount of a work is not a violation of the Copyright Act and does not trigger the requirement of permission or payment.  What will constitute a substantial part of a work is assessed from a quantitative and qualitative point of view. Regardless of the quantity of the work copied, if that part is distinctive, valuable or an essential part of the work, the copying will infringe the owner’s copyright. Examples of insubstantial use include selected sentences, paragraphs, verses or choruses from an article, book, poem or song .
• Works with Implicit or Explicit Consent to Copy  – Material specifically presented for public use – including Open Access publications, works placed in Institutional Repositories and works covered by Creative Commons Licenses – may typically be copied with minimal restrictions.  When copying material posted on the Internet, a user should check what use rights the copyright owner permits.

The fair dealing exception

Exceptions are situations where copyrighted works can be reproduced without getting permission or providing compensation to a copyright holder. The most relevant exception for writing your thesis is called  Fair Dealing  ( s. 29 ), which would allow you to copy works for use in your thesis as long as the copying is  fair  and is  for the purpose of research, private study, education, parody, satire, criticism, review or news reporting.  For the last three categories, you must mention the source of the image and the name of the author, performer, maker or broadcaster.

Note:  It is good academic practice to cite sources, but such citing does not remove the obligation to obtain formal permission to use copyrighted material that is not covered under "fair dealing".

While copyright law in Canada does not include specific criteria for determining  fairness ,  the  CCH v. Law Society of Upper Canada   Supreme Court decision set out a number of criteria that represent the most authoritative test available in Canada. 

These criteria are:

• The Purpose of the Dealing
• The Character of the Dealing
• The Amount of the Dealing
• Alternatives to the Dealing
• The Nature of the Work
• The Effect of the Dealing on the Work

To learn more about fair dealing and to do a fair dealing evaluation, try our  f air dealing evaluator (BETA) . Using this tool, you can learn how to apply these six criteria to determine “fairness” when dealing with copyrighted materials.  You can also generate a time-stamped PDF for your records.

What if fair dealing does not apply in my situation?

Permission is required when the material you are using in your thesis:

• constitutes a substantial portion of a copyrighted work, and;
• would not fall within fair dealing.

Permission is always necessary if you are including full articles that have been published elsewhere (i.e. a manuscript style thesis). Please use the  Permission of Co-Authors  from to get permission and signatures from your co-authors and publishers. 

Getting permission

If you are not certain that your use of copyrighted material is covered under fair dealing, Ask Us . We can help you do a fair dealing analysis and/or help obtain written permission from copyright holders in order to use their work in your thesis. In most cases, this is willingly given; however, obtaining letters or completed forms may take a long time. Send out your requests for permission as early as possible.

Permission from co-authors is always necessary if you are including full articles that have been published elsewhere (i.e. a manuscript style thesis). Please use the Permission of Co-Authors from to get permission and signatures from your co-authors. In most cases, publishers will allow for journal articles and book chapters to be included in manuscript style theses without additional permissions. Check your publication agreements, the author rights section of the publisher site or the  SHERPA RoMEO  website for more information about what your publisher allows.

Note: Your thesis must be as complete as possible. Removal of material is only acceptable if you are not able to obtain permission after you have made reasonable attempts to do so, or if a fee will be charged for use of the material.

Best protection against accusations of copyright violation

For your best protection against accusations of copyright violation, you should request either:

• an original signed letter on the copyright holder's letterhead.

For manuscript style theses, use the Permission of Co-Authors form to get permission and signatures from your co-authors and publishers. 

Permission from a website

Many journal websites include statements of permission for author's material to be used in a thesis. In such cases, you should make a copy of the agreement or print out the web page and keep the printout for your records.

Keeping proof of permission

You should keep copies of all letters and forms granting you permission to use copyrighted material. Please do not include permissions in your thesis.

How to Obtain Permission

From journals.

Check the journal's website, if there is one. It may provide one or more of the following:

• Advance permission for specific uses.
• Advance permission to journal authors who have signed over copyright
• Information on how to request permission
• Information on uses that are specifically prohibited

SHERPA and Eprints both maintain online databases where you can look up journals and find their policies on use of your published papers in a thesis.

If permission to use copyrighted material in a thesis is given on a website, print out the web page that states this and keep it with your records.

Contact the Copyright Holder

Include the following information in your request.

Introduce yourself clearly

Tell the copyright holder that you are a graduate student preparing a thesis or dissertation for submission as part of the requirements for your degree at Queen's.

Identify the work you are seeking permission to use

Give standard reference information for the work, including figure/table number, if any, and page numbers. You can briefly describe the context in which you propose to use the work in your thesis.

Tell the copyright holder:

• that your thesis will be available in the Queen's Library's electronic collection and will be available online to the public, and
• that you will be granting non-exclusive licences listed on  Queen's Thesis Deposit License  page. Send the copyright holder copies of these licence agreements.

Ask for specific action

• Request a reply by a given date.
• Offer to send the copyright holder a copy of your completed work.
• Keep copies of request letters and all correspondence.
• Keep emails.

If you are requesting permission, the process can take some time, so we recommend starting early.  If you do plan on publishing your work in more than one place (eg. in a journal   and in QSpace), permission will likely be required for all works that you use.

The following tips and tools can help you get permission:

• Rightslink  is a tool that easily allows you to request permission for re-publication. In cases where they cannot give permission, they also often list the contact information for the rightsholder.
• Many publisher websites will include information about how to request permission (e.g., Oxford Journals ).  You can also look up individual publisher policies on the SHERPA RoMEO website.
• Proquest and Kenneth Crews have put together a guide that includes  a sample permissions letter  that you can use and modify for requesting permission. 

If permission is denied and you do not have a strong argument for fair dealing, we recommend removing the work and replacing it with a description, a full citation, the location of the source, and an explanation that the source has been removed due to copyright restrictions.

Citing sources

You must include full citations for any copyrighted material you have in your thesis regardless of source, including photos, pictures, charts, graphs and tables.

Each citation must include the copyright symbol, name of the copyright holder (who may or may not be the author), and, if applicable, a statement that the use of the material or adaptation (in the case of adapted graphics) is by permission of the copyright holder.

Journal of XYZ, 2009, by permission. Journal of XYZ, 2009, adapted by permission. (For adapted graphics.) Sometimes copyright holders will ask you to use a specific wording in your citation. If so, it's important to follow their instructions exactly, word for word.

Unable to get permission?

When your use of copyrighted material is not covered under "fair dealing" and you are unable to obtain permission or there is a charge for obtaining permission that you are unwilling to pay, you can remove the copyrighted material and leave a blank space.

Note: Your thesis must be as complete as possible. Removal of material is only acceptable if you are denied permission, if a fee will be charged for use of the material, or if you receive no response from the copyright holder after making a reasonable effort at contact.

This space must contain the following:

• A statement that the material has been removed because of copyright restrictions
• A description of the material and the information it contained
• A full citation of the original source of the material

Example: Figure 3 has been removed due to copyright restrictions. It was a diagram of the apparatus used in performing the experiment, showing the changes made by the investigating team. Original source: Wu, G. and Thompson, J.R. (2008) Effect of Ketone Bodies on Dairy Cattle. Biochem J. 255:139-144.

The brief description of the figure removed is important as it gives the reader a chance to follow the thesis argument without needing to look up the actual figures. If possible, including a link to an online source is very useful.

For help locating resources, using the library, or to request a research consultation, try our Ask Us service.

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• Copyright and research

Copyright and your thesis

Researchers own copyright in their thesis. Under copyright, researchers have certain rights in their thesis such as:

• reproduction rights.
• publishing rights.
• communication rights, such as making the thesis available online.

As authors, researchers also have moral rights over their theses.

In some cases, research agreements or publishing agreements may affect the rights of a researcher's work, such as determining if a thesis can be made available on open access or if a thesis is connected to an embargo period.

Making a thesis available on open access

Before making a thesis available on open access, check that there are no legal or contractual qualifiers connected to the planned Open Access material release. Below are some possible examples:

• The clearance of any third-party material rights when they are included in the thesis.
• Any agreements/contracts, involving pre-published works.
• Any pending patent applications.
• The terms of research or funding agreements.
• The inclusion of any politically or legally sensitive information.

Dealing with copyright material created by other people

Seek permission from the copyright owner before including third-party copyright material in a thesis, unless there is a licence, agreement or exception that allows the inclusion of the third-party works in the thesis. Permission does not need to be sought if:

• Copyright in the work has  expired .
• An  insubstantial portion is included, for example, quotes from a book or journal article. Be careful if using quotes or excerpts from short works such as songs, poems or pieces of music as small portions are less likely to be considered insubstantial.
• An express  license allows the inclusion of the work, in the thesis, e.g. a contract, website conditions.
• Creative Commons material, copyright owner has explicitly waived copyright, etc.
• Use is covered under  fair dealing provisions .

Particular care should be taken if the thesis includes music, sound recordings or films as clearing the rights for this material can be difficult.

If unable to clear the rights for third party copyright material, it may be possible to publish a redacted version of the thesis on open access. A redacted version is one with any uncleared copyright material removed. For more information see the section on redacted version of your thesis.

Make sure that all third-party copyright material is acknowledged in theses, include full bibliographic citations.

Seeking permission to use copyright material

It is important to start the process of obtaining permission, as soon as possible when seeking permission to clear the rights to use third-party copyright material. Obtaining permission is an often lengthy and complex process. Sometimes a licensing fee may have to be paid, as it may not be possible to obtain permission.

All permission requests must be in writing. Keep copies of all permission documents as records of what permissions have been obtained. These records are considered legal documents and need to be kept for the copyright length of the thesis or as long as the thesis remains in open access. The University may request access to these permission documents.

Theses may need to be embargoed or published in redacted versions, where the third -party material has been removed while permission is being obtained or because permission cannot be obtained.

Refer to the Requesting permission from a copyright owner to reproduce material page for information on how to seek permission to use third-party copyright material.

Listing third party copyright material

The preparation of graduate research theses' rules requires the listing of all third-party copyright material included in theses and whether permissions from the copyright owners has been obtained. These permissions will be included in any open access version of theses. Third-party copyright includes:

• Audio-visual material, including sound recordings – both musical and non-musical – or films.

When creating the list of third-party copyright material included in a thesis, please use the template for listing third party copyright material (DOCX 13.5 KB) .

• University of Michigan Library
• Research Guides

Copyright for Dissertations

• Using Others' Content
• Copyright in Your Dissertation
• Publishing Your Dissertation

Copyright Questions?

The University of Michigan Library Copyright Office provides help with copyright questions for University of Michigan faculty, staff and students. Please email us with questions or visit our website for more information.

Legal Advice

The information presented here is intended for informational purposes and should not be construed as legal advice. If you have specific legal questions pertaining to the University of Michigan, please contact the Office of the General Counsel .

If you require legal advice in your personal capacity, the lawyer referral services operated by the Washtenaw County Bar Association and the State Bar of Michigan may be helpful to you.

Using Third-Party Materials in Your Dissertation

If you use materials (such as text, images, sound recordings, etc.) created by a third party in your dissertation, you need to consider whether copyright law allows your use of those materials. In some cases, even reusing your own published articles can raise copyright concerns, if you have transferred your copyright to someone else, like your publisher. Even when copyright permits your use of a work, contract law may prevent it. When you agree to terms of use in order to gain access to a copy of a work (such as a letter in an archive or a newspaper article in an online database), those terms also control what you can do with the work.

You can proceed without copyright permission if you are using something that is not  copyrightable  or is in the  public domain . You also don't need permission if you are using it in a way that does not implicate one of the  rights of copyright holders  or is permitted by a  user’s right , such as fair use. If none of these circumstances applies, you need a  license  to use the work. In some cases, an existing license may cover your use. In others, you will need to get a new license from the copyright holder. For more information on these subjects, please see our  Copyright Basics  and  Obtaining Copyright Permissions  guides.

In addition to the copyright issues, it is also vital to follow attribution norms within your discipline. For more information about the distinction between plagiarism and copyright infringement, see below.

Contracts at Libraries, Archives, and Museums

Some institutions require you to sign an agreement before accessing their collections. That agreement may limit your ability to use their materials. These agreements are valid even when the materials are in the public domain or using the materials would qualify as fair use. For instance, if you agree to get permission from the institution before publishing any images of items from its collection, you are bound by that agreement.

To avoid trouble on this issue,

• Ask up front what the terms are and whether you can use the materials in your dissertation;
• Carefully read the terms of any agreements you sign; and
• Keep a copy of the terms, noting the materials to which they apply.

Fair Use in Dissertations

Fair use allows certain uses of copyrighted material without permission from the copyright holder. There are four factors to consider when determining whether your use is a fair one. You must consider all the factors, but not all the factors have to favor fair use for the use to be fair. The outline below explains how the fair use factors and their subfactors apply to using third-party material in a University of Michigan dissertation.

First Factor: "The purpose and character of the use, including whether such use is of a commercial nature or is for nonprofit educational purposes"

Uses that fall under one of the favored purposes listed in the fair use statute (17 U.S.C. § 107) or have a nonprofit educational purpose will weigh in favor of fair use. Favored purposes include scholarship, research, criticism, and comment. Since uses in dissertations often have these purposes, this subfactor favors fair use.

Uses that are commercial weigh against fair use. Most uses in dissertations are not for commercial purposes, but that may change if you publish your dissertation with ProQuest or another commercial entity.

Uses that are transformative weigh in favor of fair use. A use is transformative when the use adds new meaning or message to the original work, giving it a new purpose. For example, imagine you are writing your dissertation about the impacts of advertising directed to children. You include a toy advertisement and analyze how it reached a child audience. The original purpose of the advertisement was to increase demand for the toy, while your purpose is for scholarship and critique, making your use transformative. Quoting another scholar's analysis of the advertisement would not necessarily be transformative, though it is still often fair use.

Second Factor: "The nature of the copyrighted work"

If the work used is creative, that will weigh against fair use. If the work used is factual, that will weigh in favor of fair use. The outcome of this subfactor varies depending on the work used.

If the work used is unpublished, that will weigh against fair use. However, the fair use statute explicitly states that the unpublished nature of a work will not bar fair use if the use is otherwise fair. The outcome of this subfactor varies depending on the work used.

Third Factor: "The amount and substantiality of the portion used in relation to the copyrighted work as a whole"

Using all or much of the original work will weigh against fair use. The outcome of this subfactor varies depending on the use.

Using the most important part of the original work (the "heart") will weigh against fair use, even if it is only a small amount of the work. The outcome of this subfactor varies depending on the use.

The third factor is neutralized if the amount used is necessary for a transformative purpose, even if the entire original work is used. For instance, the third factor would be neutralized in the use of the toy advertisement described above — all of the advertisement has to be used in order to achieve the transformative use.

Fourth Factor: "The effect of the use upon the potential market for or value of the copyrighted work"

Uses that decrease demand for the original work by providing a substitute will weigh against fair use. In many cases, using a work in your dissertation will not provide a substitute for the original work, but the outcome of this subfactor can vary depending on the use.

Uses that decrease demand for the original work by criticizing it (as with a negative film review) have no impact on the fourth factor.

If the licensing market for the use you are making is "traditional, reasonable, or likely to develop," that will weigh against fair use.

Resources on Fair Use

• Fair Use Checklist This checklist from the Columbia Copyright Advisory Office helps users consider the factors and subfactors of the fair use analysis.
• Codes of Best Practices in Fair Use These codes document the shared best practices of communities that rely on fair use, including fair use for online video, fair use of images for teaching, research, and study, fair use for OpenCourseWare, fair use for documentary filmmakers, fair use for the visual arts, and fair use for academic and research libraries.
• Summaries of Fair Use Cases This set of case summaries from Stanford is a good resource for learning about fair use law.
• US Copyright Office Fair Use Index This index of fair use cases is searchable by media format, case outcome, jurisdiction, and date. It is helpful for learning about legal precedents and judicial interpretation of the fair use doctrine.
• Fair Use for Nonfiction Authors This guide, published by the Authors Alliance, explains when fair use applies to the use of sources in nonfiction works such as scholarly articles. It has been endorsed by the American Council of Learned Societies and the Association for Information Science and Technology.

Using Material Under an Existing License

A Creative Commons license makes it easy for you to know how you can use a work. Images licensed under Creative Commons licenses can be particularly useful if you need a generic rather than specific image. Because the rights holder has already given everyone permission to use the image under the terms of the license, you do not need to evaluate fair use or seek permission in order to use it.

When you use a work licensed under one of the Creative Commons licenses, you need to comply with the license requirements (unless your use is otherwise permitted, e.g., by fair use). All Creative Commons licenses require attribution. Using the work without giving attribution means you do not meet the legal conditions of the license. However, the licenses are deliberately flexible about the requirements for that attribution. The  Best Practices for Attribution  are outlined on the Creative Commons wiki. Our guide to  Creative Commons licenses has more information on this topic.

Creative Commons Resources

When works are marked with code generated by the Creative Commons License Chooser , that mark is machine readable. A number of search tools allow users to limit their search by license.

• CC Search CC Search enables users to search across multiple platforms for content licensed under one of the Creative Commons licenses.
• Google: Find Free-to-Use Images This page explains how to use Google's search engines to find images, text, and videos that are licensed under Creative Commons licenses.

Copyright Infringement vs. Plagiarism

Copyright infringement and plagiarism are related but distinct concepts. Plagiarism is using the work of another without attribution. Copyright infringement is any reproduction, distribution, modification, performance, or display of a copyrighted work without the permission of the rights holder that does not fall under fair use or another user's right.

It is possible to plagiarize even when you have cleared permission for all the copyrighted works. Similarly, it is possible to infringe copyright even when you have given careful attribution. In addition to resolving the copyright issues, you must follow attribution norms within your discipline in order to avoid plagiarizing others' work. 

U.S. copyright law does not require citation in a particular form. However, following academic citation norms can help improve your fair use analysis. Check with your dissertation advisor for help figuring out what citation style you should use in your dissertation.

The Rackham Dissertation Handbook (PDF)  says sources that must be cited include, but are not limited to:

language or wording either taken directly or paraphrased from another source, whether published or not; concepts, interpretations, techniques, methods, test instruments or procedures borrowed or adapted from another work, whether published or not; charts, graphs or figures borrowed or adapted from another source, whether published or not; photographs, films, recordings, digital material or other images from another source; and data, surveys or results of any kind from any other inquiry or investigation.

The Sweetland Center for Writing provides a number of resources on plagiarism and how to avoid it, including Beyond Plagiarism: Best Practices for the Responsible Use of Sources .

• UNSW Library
• Library guides

Copyright at UNSW

• Copyright and your thesis
• Moral rights
• Copyright protected materials
• Copyright duration
• Rights of copyright owners
• Using copyright materials
• Copyright ownership
• Fair dealing
• Disability access
• Open access
• Events and public performances
• Plagiarism and contract cheating
• Copyright infringements
• Quoting materials in your research
• Publishing your research
• UNSWorks institutional repository
• Copyright and conferences
• Text works for teaching
• Artworks and images for teaching
• TV and radio broadcasts for teaching
• Film and video for teaching
• Music and sound recordings for teaching
• Recording lectures, guest lectures and PowerPoints
• Managing copyright in your thesis
• Requesting permission
• Incorporating publications into your thesis
• Depositing your thesis in UNSWorks

UNSW students generally own copyright in their own works, including UNSW postgraduate students’ research theses.  There are exceptions to these rules, and they can be found in the UNSW intellectual property policy

When researching and writing your thesis, you may include third party copyright material such as quotes, tables, photographs, illustrations or diagrams. When using third party copyright material, you must ensure that you comply with copyright law. Under the fair dealing provision for research or study , within the Copyright Act, a reasonable portion of third party copyright material can be used in the version of your thesis submitted for examination. 

If third party copyright materials are reproduced in the public version of your thesis, you generally need permission from the copyright owner.  This permission is in addition to the normal academic practice of citing resources. 

UNSW requires a digital copy of theses to be deposited into the University's open access repository, UNSWorks. As part of the depositing process, you must declare that you obtained permission from any third party copyright materials within your thesis. More information about thesis submission can be found at Graduate Research . 

For this reason, it is important for students to carefully consider what third party copyright material they include in their thesis and allow time to obtain permission from copyright owners, if required.

For more information about thesis examination processes for all higher degree research programs at UNSW, see Thesis examination procedure .

Generally, substantial third party copyright material may be included without copyright owner's permission if:

• Copyright has expired
• A fair dealing exception covers the use 
• An insubstantial portion is used
• The material has a licence to allow for re-use

When researching and writing a thesis, it is likely that third party copyright material is used. 

Generally, research students can rely on the fair dealing for research or study when using copyright materials in the version of their thesis they turn in for examination as part of their degree program.  

Deciding whether a use is ‘fair’ is determined largely by how much of the work has been copied. 

A reasonable portion is generally considered to be:

• 10% or one chapter if the work is a published edition of 10 pages or more
• 10% of the words if the work is electronic
• one article in a single edition of a periodical publication (a journal or newspaper)
• more than one article in a single edition of a periodical publication if the same subject matter

Artistic works, unpublished material, films, and sound recordings do not have the same 10% provision. To be able to use these types of materials, you need to consider whether the use is fair and reasonable.    It is generally considered ‘reasonable’ under the fair dealing for research or study to reproduce a whole of an ‘artistic works’ (including maps, diagrams, graphs, etc.) that accompany and illustrate/explain a text for research or study purposes. If including a substantial amount of material that has been sourced from e-books or e-journals provided by the Library, best practice is to check the licence terms of these resources and request permission to include these resources in both your thesis for examination as well as the public version of your thesis. 

Copyright in the public version of your thesis

While the fair dealing for research or study allows for the use of copyright materials in the version submitted for examination, the research or study exception does not cover the use of copyright materials in the public version submitted to UNSWorks (UNSW’s institutional repository). If copyright materials are reproduced and communicated in the public version of their thesis, permission is generally required, unless an exception or licence applies. 

When can copyright material be used without seeking permission?

There are some circumstances where other people’s material can be used without permission. These include:

• when the copyright has expired or the copyright owner has waived their rights (Public Domain) 
• when a fair dealing exception covers the use 
• the amount used is insubstantial (i.e. brief quote / extract from a publication). See,  Quoting materials  
• materials with a Creative Commons licence attached
• materials copied from a website where the terms and conditions allow re-use for your intended purposes
• library subscribed resources where the publisher allows for the copyright material to be included in the public version of your thesis 

When using other people’s copyright material, remember to attribute the work and abide by any terms attached to licences.

What copyright materials requires permission for reuse?

Permission is generally required if a substantial portion of the third party material has been used.  Whether a portion is considered substantial or not is judged on both a qualitative and quantitative basis.

Examples of the type of materials that require permission for the public version of your thesis are as follows:

If the use of copyright material does not fall in one of the categories mentioned above, then student would either need to seek permission or redact the copyright material from the public facing version of their thesis that is deposited into UNSWorks. Find out more about requesting permission here .  

When writing your thesis, it is important to start the process of obtaining permission as soon as possible as it can take some time to gain the necessary permissions.  There are a number of ways to approach seeking permission:

• Use Rightslink for permissions for the use  images in books/journals; journal articles and book chapters Many commercial publishers direct permission requests to the Copyright Clearance Centre – RightsLink service.  It important that when requesting permission that the intended use is to post the thesis in an open institutional repository.
• If you are unable to gain permission via RightsLink then you need to locate the copyright owner/s. A guide to locating the copyright owner can be found on the Australia Copyright Council Information Sheet: Permission How to Get It
• If the copyright owner is a publisher, then they normally would have a ‘request copyright permission’ type link on their website. 

To request permission from a copyright owner you should: 

• check to see if the publisher has an online permission form on their website 
• if the publisher does not have a form, this Copyright permission request template  can be used as a guide to request permission
• include a detailed description of material to be used and the amount of the material you wish to use 
• state clearly that you are seeking permission to use the work for non-commercial purposes and that a copy of your thesis will be made publicly available online in UNSWorks (UNSW’s institutional repository).
• be conscious that the copyright owner has the right to say no 
• be aware that a copyright owner may charge a fee or ask you to sign a licence agreement 

Remember to allow plenty of time, as it may take months for the permission to be granted.  

It also important to retain copies of permissions you have received. Copyright permission granted by publishers and copyright owners can be included in the master copy of your thesis that is submitted to the Library, however they should be removed from the public version. Refer to Depositing Your Thesis for more information. 

Removing third party copyright material from the public version of your thesis

If it is not possible to obtain permission for the reuse of certain copyright material in the public facing version of a thesis, then those material should be removed. In the place of the redacted materials, you may include a short statement such as:

• “Figure (Text/Chart/Diagram etc.) has been removed due to copyright restrictions”. 
• “Content can be access via [insert name of publication, URL etc.]”  

If you plan to incorporate your own research publications into your research, it may be possible if the research and its publication occurred during the candidature of your degree. You will need the necessary permission from the publishers and any co-authors, and if you are using a publication/s in lieu of a chapter/s in your thesis, approval from your primary supervisor and School Postgraduate Research Coordinator is also required. Some faculties may also have discipline-specific guidelines that should be consulted. 

For more information about incorporating publications into your thesis, see Thesis Examination Procedure  and the UNSW Thesis Format Guide .

Publisher agreements often assign the publisher all rights to the work, although each publisher's policy differs. If you plan to incorporate articles in your thesis, the terms can be negotiated with the publisher prior to signing the agreement. For more information, see Publishing your research . 

If you haven’t negotiated rights prior to publication and need to request permission from the publisher:

• check to see if the publisher has an online permission form on their website
• if the publisher does not have a form, this  UNSW copyright permission template  can be used to request permission
• tell them the amount of the work you wish to use (e.g. the whole work or a part/section)
• state clearly that you are seeking permission to use the work for non-commercial purposes
• consider asking permission for future use of the material (e.g. conference presentations)
• be conscious that the copyright owner has the right to say no
• be aware that a copyright owner may charge a fee or ask you to sign a licence agreement
• allow plenty of time, as it may take months for the permission to be granted

UNSWorks is the UNSW Open Access institutional repository which enables UNSW researchers to make their research outputs freely available and accessible. 

In accordance with UNSW’s Open Access Policy, when depositing your thesis into UNSWorks, you grant UNSW a licence to make the thesis freely available online under a Creative Commons licence. 

As of 1 December 2021, all deposited theses will have a Creative Commons Attribution ( CC BY ) licence applied. This licence allows users to copy, share and adapt the material provided appropriate attribution is given to the creator. The licence also allows for commercial use.

Theses submitted prior to 1 Dec 2021, will have a Creative Commons Attribution-NonCommercial-NoDerivatives Licence ( CC BY-NC-ND ).

As the creator of the work, you retain copyright in the thesis as well as the right to use the thesis in future works (i.e. future articles, books, conference presentations).

As part of the depositing process, you must declare that you have obtained permission for any third party copyright materials within your thesis. If you have been unable to obtain permission, the third party copyright material must be removed from the public version of your thesis.

Find out more about requesting permissions for third party copyright materials within your thesis. 

UNSW staff and students can contact [email protected] for assistance with a copyright query or to arrange a copyright information session.

Related resources

Depositing your thesis

Copyright log (257KB DOCX)

Australian Copyright Council Information Sheet: Permission: How to Get It

• Last Updated: May 17, 2024 4:26 PM

Thesis Information: Copyright

• Introduction
• Reviewing Literature
• Supervisors
• Māori Postgraduates

Copyright and your thesis - a bundle of rights

Think of your thesis as a bundle of material from different sources, where copyright in each element may be owned by different people or organisations. Most of it will be your work, of course, but most theses contain images, diagrams, tables, data and words created by others. You can use these within certain limits, as explained below, but beyond those limits you may need permission. This takes time so don't leave it until the last minute. Don't worry, there's expert advice and support available from:

• Manager, Copyright & Open Access , and 
• Subject Librarians

After reading this guide, you might like to refer to the very detailed NZ Copyright Guidelines for Research Students 2nd ed. 2012.

You own your own work

As a student, you own copyright in your own work. This is made explicit in the University's Intellectual Property Rights of Graduate Research Students Policy . Note that there are some important provisos, such as when your research is externally funded.

In general, if you write text, make diagrams, create software, collect data, etc., then you own the copyright in those things. However, there can be grey areas, for example if you're using a survey tool developed by your supervisor or you're collecting data that is part of a larger set gathered by a research lab over many years. If you are unsure about who owns what talk to your supervisor or the University's copyright officer.

It's a really good idea, as suggested in the IP Rights policy, to develop an agreement in writing with your supervisor. Even when there is no commercial value in your work – which is true in most cases – it is still important to clarify expectations about what you create as part of your research. Think about what each of you might expect to happen after study: who can do what with the data you gather or materials you create? What will you or they publish based on the research? The important thing is to talk about it, agree, and put that agreement in writing in some form.

Access to your thesis via OUR Archive

The Submission tab of this guide goes into detail about the process for depositing the electronic version of your thesis, including details about permissions you gained for using others' work.

When you deposit your thesis you fill out an Author Declaration form, which includes a section called "Access to my thesis."

• Choosing the open access means your thesis will be free-to-read for anyone with an internet connection. They can read it, download a copy to their device, and quote or critique your work, as anyone can with any work.
• See below on choosing how to licence your work. 
• It's key to understand that copyright protects the expression of ideas, not ideas themselves. In publishing your ideas anywhere (e.g. even in a journal or a book), it is the article or book itself that is protected by copyright, not the ideas expressed or explained in it. 
• Removing barriers to your work has been shown to improve its impact through more diverse readership and citations . 
• You can choose to make your thesis abstract-only for six months, after which it will become free-to-read.
• Embargoing your thesis is different from choosing the abstract-only option for six months and requires approval.

Licensing your work

Your thesis is just like a book: hopefully people will want to read and reuse it. As copyright owner, you can decide whether you want to retain all rights or licence your work with an open access licence. Your options are:

• All rights reserved . All published books have a page called the "verso". This is the page that will say something like "All rights reserved (C) Jane Suzuki 2024. No part of this work may be copied without permission." For your thesis, you are automatically the copyright holder, even if you don't write any of this on it. The default copyright rules apply: you retain the standard rights under NZ copyright law as having the exclusive right to copy, share, adapt, translate, perform or otherwise communicate your work. However, as explained above, people can read it and download a personal copy or take out quotes. 
• Open Access / Creative Commons . Alternatively, you could choose to licence your thesis with a Creative Commons licence, which are a simple, legally-robust international standard by which you can tell other people about how they can access and reuse your work. For more explanation, watch the video below or see CC BY: what does it mean for scholarly articles?  
• How do I apply my choice of licence, whether it's all rights reserved or Creative Commons? It's as simple as writing the words, like the all rights reserved example above. If you go with Creative Commons, you can use their tool to select a licence and the text/logo that you can include on your own verso page in your thesis.

Creative Commons explained

Creative Commons Aotearoa NZ. (2011).  Creative Commons Licenses explained. < https://www.youtube.com/watch?v=HyWdeNQ7fo0 >

Using the work of others

You will probably use things created by others in your thesis: images, diagrams, tables, maps, data, video, audio, etc. This is sometimes referred to as 'third party' copyright. You can sometimes use others' work without seeking permission but it depends on a few factors, as explained below.

And remember, if you co-authored a work with someone, they own a share of the copyright and need to grant permission too.

Copying where you don't need permission

• Open access
• Public domain
• Fair Dealing (Criticism & Review)
• Website terms

You don't always need permission to copy someone else's work. Use the tabs above, going from left to right, to see what might apply to material you want to include in your thesis.

Open Access material

You'll find more and more content on the web being made available under open licences that allow reuse. An individual work, such as a journal article, may include a copyright statement that allows reuse, such as this online article (find the word 'copyright' on the page) or printed on its PDF version ; sometimes websites include blanket statements that cover all the material on that site, such as Statistics NZ .

TIP: always check a website for a 'terms of use' or 'copyright' page and see what it says. If it says 'all rights reserved' or similar then you need to think about whether your use is fair dealing or to seek permission, as explained below.

Public domain (aka copyright has expired)

Copyright does expire, of course, which renders these questions null and void. However, working out whether copyright has expired is notoriously difficult, even for experts. It's best to get advice on this from the people listed as contacts above.

Fair dealing

Fair dealing (or 'fair use' in some parts of the world) is a key concept in copyright law. It allows any person to use copyrighted material in certain ways where you would otherwise have to seek the permission of the copyright holder. There are important limits and it is your decision as to whether your use would qualify as fair or not.

For research and private study you can make a single, working copy of a legally obtained original, though there would be limits to this (e.g. a chapter or 10% of a book; for rarer or older material you might be able to copy more - ask a librarian).

For the purpose of criticism or review (i.e. what you might do in your thesis), you might be able to copy someone else's work. Short quotations, properly attributed, are acceptable. It's trickier with things like images, which are a whole work in and of themselves, diagrams, tables, etc. Ask yourself these questions:

• Am I critiquing the work in some way or reviewing it? e.g. putting it in the context of other work in the discipline or comparing it to my own research results in this thesis. This question is critical: if you're just copying to save yourself some work and not commenting on it you should seek permission.
• Is the work commercially available for reuse?  Many publishers provide a means to licence use of their content in theses and books.
• Is the copying substantial?
• Could I just describe the thing in words or provide a link for readers and avoid copying altogether?

More on fair dealing:

• What is fair dealing with copyright material? (University website)
• Who puts the 'fair' in fair dealing? (External website)

Check a website's terms of use

Even websites that say they are all rights reserved sometimes say that certain uses are OK or that copying within certain limits are OK. Check the terms of use. For example, the American Psychological Association clearly explains what you need to seek permission for and what you don't (e.g. it says that up to three figures or tables are OK).

Copying where you need permission

• Seeking permission
• Whom do I ask?
• Recording Permission
• Thesis Deposit and Permissions

If your use of others' copyright material doesn't fit within what's outlined above, you may need to get permission.

TIP: with the larger commercial publishers, you will often find a standard form for requesting permissions. This is sometimes a link on a website's 'contact us' or 'terms / copyright' pages; other times you might find a 'Get  permissions' link on pages for individual articles. These forms usually have boxes and drop down menus to specify how much you want to use and for what purpose. Check out a video on this.

Otherwise, contact the copyright owner and advise them that you intend to use their work, detail the pages, graphs, diagrams, etc. you want to use and in what ways. Do this in writing so you have a record.

• Sample letter to use copyrighted work in a thesis or publication

With traditionally published material, the publisher will most likely hold copyright so ask them (not the author). With Open Access material, you don't need to ask because the open access licence gives you permission up front. If the copyright holder is an individual person then contact the person; if the person has died then you need to contact their estate. If you want to use material held by galleries, libraries, archives and museums, they may require permission. Note that your use might still be allowed without permission, as outlined in the boxes above this one. However, there may also be non-copyright reasons why you can't copy something, like indigenous property rights.

TIP: if you have an image and you can't remember where you got it from, you can 'reverse search' for images using Google image search or Tineye . Basically you can upload an image (rather than entering text) and the search will show you images it thinks are the same or similar. This can be useful in tracking down where images came from and who might own the copyright.

When you receive permission to use a work in your thesis, record the details, such as:

• who you sought permission from,
• what permission you sought,
• which material it relates to,
• what sort of permission was granted e.g. was it granted for print use but not digital,
• the relevant dates

One way to record these is to use a Permissions log. Another option is to use reference management software such as Endnote or Zotero.

In the thesis itself, you should not only attribute each source as you normally would but also add a rights statement such as 'Copyright XYZ Publishing, used with permission' or describe the licence that applies. For work licensed under Creative Commons, check their best practice for attributions .

When Permission is Not Granted (including not hearing back)

Some copyright owners may not grant you permission to use their work. Some may not respond (or even exist anymore!). If you don't hear back that doesn't mean you can use it. If you don't get permission then consider:

• linking to the original;
• finding an openly-licensed alternative (see the 'Finding things you can reuse' box below);
• reworking the material so that it is no longer a direct quotation or duplication, referencing it and indicating that the material has been adapted or modified; or
• reducing the amount of material quoted so that it falls within fair dealing, and reference it.

Permissions Log - one of the additional files you will upload when you deposit the electronic version of your thesis. Such evidence provided to the Library will be retained offline , together with the corresponding thesis. 

If permission to use works of others has either not been sought, or has been refused, those particular items in your thesis (photos, tables, etc) will not be made accessible within Otago University Research (OUR) Archive, or your thesis can be submitted at Abstract only level .  Add a note per item to indicate which have been suppressed, e.g. “This image has been removed for copyright reasons”.

You may have other additional files, e.g. sound, video, image or data, that are part of your research output. Provide a URL or option to download when you deposit them.

Finding things you can reuse

For openly-licensed works you can reuse, use the search engines on the following sites. In most cases, you need to use licensing filters on the advanced search or the results page.

Photographs, images

Europeana , Digital Public Library of America , DigitalNZ (all public aggregators of millions of works)

Flickr , Everystockphoto , Google images (using Search tools/Usage rights filter on the results page), Gratisography , Pixabay , Freepik

Wikimedia Commons (includes graphs, diagrams, ...)

Wellcome images ("...ranging from medical and social history to contemporary healthcare and science.")

Soundcloud , Jamendo

Publishing articles or chapters during or after your thesis

Many students will consider or even be expected to publish articles or chapters while working on or after completing their thesis. This is fine in most cases but you should always check the policies of publishers you're considering or likely to submit to. These policies should make clear whether the publisher accepts thesis-related work. Consult the MIT Library website for a comprehensive list of major publishers' policies . If the publisher you're looking at isn't listed there then search the publisher's website for 'thesis' or 'prior publication' or consult their information for authors.

This is especially important for students completing a thesis by publication.

Note that you will always be able to include your publications in your thesis and have it examined -- the restriction may be on whether your final thesis can be made free-to-access via OUR Archive when you make your thesis deposit.

A related issue is that the rules for what you might be able to copy in your thesis can change when publishing with a commercial publisher. Even if something is allowed by the law (e.g. fair dealing for criticism and review to quote a short extract from another article), some publishers may require you to clear permission for everything . In other words, this is their practice as a matter of policy.. 

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• Last Updated: May 15, 2024 9:01 AM
• URL: https://otago.libguides.com/thesisinformation

The Graduate College at the University of Illinois at Urbana-Champaign

Copyright page (optional).

Inclusion of a copyright page is optional. Refer to the Sample Copyright page.

• If included, the copyright page is an unnumbered page at the beginning of the thesis, and the copyright notice should be centered horizontally and vertically on the page in the following format:

Copyright (year of degree conferral) (name of student as it appears on title page)

Example: Copyright 2017 Jane Doe