how to write the introduction chapter of a thesis

How To Write A Dissertation Introduction

A Simple Explainer With Examples + Free Template

By: Derek Jansen (MBA) | Reviewed By Dr Eunice Rautenbach (D. Tech) | March 2020

If you’re reading this, you’re probably at the daunting early phases of writing up the introduction chapter of your dissertation or thesis. It can be intimidating, I know. 

In this post, we’ll look at the 7 essential ingredients of a strong dissertation or thesis introduction chapter, as well as the essential things you need to keep in mind as you craft each section. We’ll also share some useful tips to help you optimize your approach.

Overview: Writing An Introduction Chapter

• The purpose and function of the intro chapter
• Craft an enticing and engaging opening section
• Provide a background and context to the study
• Clearly define the research problem
• State your research aims, objectives and questions
• Explain the significance of your study
• Identify the limitations of your research
• Outline the structure of your dissertation or thesis

A quick sidenote:

You’ll notice that I’ve used the words dissertation and thesis interchangeably. While these terms reflect different levels of research – for example, Masters vs PhD-level research – the introduction chapter generally contains the same 7 essential ingredients regardless of level. So, in this post, dissertation introduction equals thesis introduction.

Start with why.

To craft a high-quality dissertation or thesis introduction chapter, you need to understand exactly what this chapter needs to achieve. In other words, what’s its purpose ? As the name suggests, the introduction chapter needs to introduce the reader to your research so that they understand what you’re trying to figure out, or what problem you’re trying to solve. More specifically, you need to answer four important questions in your introduction chapter.

These questions are:

• What will you be researching? (in other words, your research topic)
• Why is that worthwhile? (in other words, your justification)
• What will the scope of your research be? (in other words, what will you cover and what won’t you cover)
• What will the limitations of your research be? (in other words, what will the potential shortcomings of your research be?)

Simply put, your dissertation’s introduction chapter needs to provide an overview of your planned research , as well as a clear rationale for it. In other words, this chapter has to explain the “what” and the “why” of your research – what’s it all about and why’s that important.

Simple enough, right?

Well, the trick is finding the appropriate depth of information. As the researcher, you’ll be extremely close to your topic and this makes it easy to get caught up in the minor details. While these intricate details might be interesting, you need to write your introduction chapter on more of a “need-to-know” type basis, or it will end up way too lengthy and dense. You need to balance painting a clear picture with keeping things concise. Don’t worry though – you’ll be able to explore all the intricate details in later chapters.

Now that you understand what you need to achieve from your introduction chapter, we can get into the details. While the exact requirements for this chapter can vary from university to university, there are seven core components that most universities will require. We call these the seven essential ingredients . 

The 7 Essential Ingredients

• The opening section – where you’ll introduce the reader to your research in high-level terms
• The background to the study – where you’ll explain the context of your project
• The research problem – where you’ll explain the “gap” that exists in the current research
• The research aims , objectives and questions – where you’ll clearly state what your research will aim to achieve
• The significance (or justification) – where you’ll explain why your research is worth doing and the value it will provide to the world
• The limitations – where you’ll acknowledge the potential limitations of your project and approach
• The structure – where you’ll briefly outline the structure of your dissertation or thesis to help orient the reader

By incorporating these seven essential ingredients into your introduction chapter, you’ll comprehensively cover both the “ what ” and the “ why ” I mentioned earlier – in other words, you’ll achieve the purpose of the chapter.

Side note – you can also use these 7 ingredients in this order as the structure for your chapter to ensure a smooth, logical flow. This isn’t essential, but, generally speaking, it helps create an engaging narrative that’s easy for your reader to understand. If you’d like, you can also download our free introduction chapter template here.

Alright – let’s look at each of the ingredients now.

#1 – The Opening Section

The very first essential ingredient for your dissertation introduction is, well, an introduction or opening section. Just like every other chapter, your introduction chapter needs to start by providing a brief overview of what you’ll be covering in the chapter.

This section needs to engage the reader with clear, concise language that can be easily understood and digested. If the reader (your marker!) has to struggle through it, they’ll lose interest, which will make it harder for you to earn marks. Just because you’re writing an academic paper doesn’t mean you can ignore the basic principles of engaging writing used by marketers, bloggers, and journalists. At the end of the day, you’re all trying to sell an idea – yours is just a research idea.

So, what goes into this opening section?

Well, while there’s no set formula, it’s a good idea to include the following four foundational sentences in your opening section:

1 – A sentence or two introducing the overall field of your research.

For example:

“Organisational skills development involves identifying current or potential skills gaps within a business and developing programs to resolve these gaps. Management research, including X, Y and Z, has clearly established that organisational skills development is an essential contributor to business growth.”

2 – A sentence introducing your specific research problem.

“However, there are conflicting views and an overall lack of research regarding how best to manage skills development initiatives in highly dynamic environments where subject knowledge is rapidly and continuously evolving – for example, in the website development industry.”

3 – A sentence stating your research aims and objectives.

“This research aims to identify and evaluate skills development approaches and strategies for highly dynamic industries in which subject knowledge is continuously evolving.”.

4 – A sentence outlining the layout of the chapter.

“This chapter will provide an introduction to the study by first discussing the background and context, followed by the research problem, the research aims, objectives and questions, the significance and finally, the limitations.”

As I mentioned, this opening section of your introduction chapter shouldn’t be lengthy . Typically, these four sentences should fit neatly into one or two paragraphs, max. What you’re aiming for here is a clear, concise introduction to your research – not a detailed account.

PS – If some of this terminology sounds unfamiliar, don’t stress – I’ll explain each of the concepts later in this post.

#2 – Background to the study

Now that you’ve provided a high-level overview of your dissertation or thesis, it’s time to go a little deeper and lay a foundation for your research topic. This foundation is what the second ingredient is all about – the background to your study.

So, what is the background section all about?

Well, this section of your introduction chapter should provide a broad overview of the topic area that you’ll be researching, as well as the current contextual factors . This could include, for example, a brief history of the topic, recent developments in the area, key pieces of research in the area and so on. In other words, in this section, you need to provide the relevant background information to give the reader a decent foundational understanding of your research area.

Let’s look at an example to make this a little more concrete.

If we stick with the skills development topic I mentioned earlier, the background to the study section would start by providing an overview of the skills development area and outline the key existing research. Then, it would go on to discuss how the modern-day context has created a new challenge for traditional skills development strategies and approaches. Specifically, that in many industries, technical knowledge is constantly and rapidly evolving, and traditional education providers struggle to keep up with the pace of new technologies.

Importantly, you need to write this section with the assumption that the reader is not an expert in your topic area. So, if there are industry-specific jargon and complex terminology, you should briefly explain that here , so that the reader can understand the rest of your document.

Don’t make assumptions about the reader’s knowledge – in most cases, your markers will not be able to ask you questions if they don’t understand something. So, always err on the safe side and explain anything that’s not common knowledge.

#3 – The research problem

Now that you’ve given your reader an overview of your research area, it’s time to get specific about the research problem that you’ll address in your dissertation or thesis. While the background section would have alluded to a potential research problem (or even multiple research problems), the purpose of this section is to narrow the focus and highlight the specific research problem you’ll focus on.

But, what exactly is a research problem, you ask?

Well, a research problem can be any issue or question for which there isn’t already a well-established and agreed-upon answer in the existing research. In other words, a research problem exists when there’s a need to answer a question (or set of questions), but there’s a gap in the existing literature , or the existing research is conflicting and/or inconsistent.

So, to present your research problem, you need to make it clear what exactly is missing in the current literature and why this is a problem . It’s usually a good idea to structure this discussion into three sections – specifically:

• What’s already well-established in the literature (in other words, the current state of research)
• What’s missing in the literature (in other words, the literature gap)
• Why this is a problem (in other words, why it’s important to fill this gap)

Let’s look at an example of this structure using the skills development topic.

Organisational skills development is critically important for employee satisfaction and company performance (reference). Numerous studies have investigated strategies and approaches to manage skills development programs within organisations (reference).

(this paragraph explains what’s already well-established in the literature)

However, these studies have traditionally focused on relatively slow-paced industries where key skills and knowledge do not change particularly often. This body of theory presents a problem for industries that face a rapidly changing skills landscape – for example, the website development industry – where new platforms, languages and best practices emerge on an extremely frequent basis.

(this paragraph explains what’s missing from the literature)

As a result, the existing research is inadequate for industries in which essential knowledge and skills are constantly and rapidly evolving, as it assumes a slow pace of knowledge development. Industries in such environments, therefore, find themselves ill-equipped in terms of skills development strategies and approaches.

(this paragraph explains why the research gap is problematic)

As you can see in this example, in a few lines, we’ve explained (1) the current state of research, (2) the literature gap and (3) why that gap is problematic. By doing this, the research problem is made crystal clear, which lays the foundation for the next ingredient.

#4 – The research aims, objectives and questions

Now that you’ve clearly identified your research problem, it’s time to identify your research aims and objectives , as well as your research questions . In other words, it’s time to explain what you’re going to do about the research problem.

So, what do you need to do here?

Well, the starting point is to clearly state your research aim (or aims) . The research aim is the main goal or the overarching purpose of your dissertation or thesis. In other words, it’s a high-level statement of what you’re aiming to achieve.

Let’s look at an example, sticking with the skills development topic:

“Given the lack of research regarding organisational skills development in fast-moving industries, this study will aim to identify and evaluate the skills development approaches utilised by web development companies in the UK”.

As you can see in this example, the research aim is clearly outlined, as well as the specific context in which the research will be undertaken (in other words, web development companies in the UK).

Next up is the research objective (or objectives) . While the research aims cover the high-level “what”, the research objectives are a bit more practically oriented, looking at specific things you’ll be doing to achieve those research aims.

Let’s take a look at an example of some research objectives (ROs) to fit the research aim.

• RO1 – To identify common skills development strategies and approaches utilised by web development companies in the UK.
• RO2 – To evaluate the effectiveness of these strategies and approaches.
• RO3 – To compare and contrast these strategies and approaches in terms of their strengths and weaknesses.

As you can see from this example, these objectives describe the actions you’ll take and the specific things you’ll investigate in order to achieve your research aims. They break down the research aims into more specific, actionable objectives.

The final step is to state your research questions . Your research questions bring the aims and objectives another level “down to earth”. These are the specific questions that your dissertation or theses will seek to answer. They’re not fluffy, ambiguous or conceptual – they’re very specific and you’ll need to directly answer them in your conclusions chapter .

The research questions typically relate directly to the research objectives and sometimes can look a bit obvious, but they are still extremely important. Let’s take a look at an example of the research questions (RQs) that would flow from the research objectives I mentioned earlier.

• RQ1 – What skills development strategies and approaches are currently being used by web development companies in the UK?
• RQ2 – How effective are each of these strategies and approaches?
• RQ3 – What are the strengths and weaknesses of each of these strategies and approaches?

As you can see, the research questions mimic the research objectives , but they are presented in question format. These questions will act as the driving force throughout your dissertation or thesis – from the literature review to the methodology and onward – so they’re really important.

A final note about this section – it’s really important to be clear about the scope of your study (more technically, the delimitations ). In other words, what you WILL cover and what you WON’T cover. If your research aims, objectives and questions are too broad, you’ll risk losing focus or investigating a problem that is too big to solve within a single dissertation.

Simply put, you need to establish clear boundaries in your research. You can do this, for example, by limiting it to a specific industry, country or time period. That way, you’ll ringfence your research, which will allow you to investigate your topic deeply and thoroughly – which is what earns marks!

Need a helping hand?

#5 – Significance

Now that you’ve made it clear what you’ll be researching, it’s time to make a strong argument regarding your study’s importance and significance . In other words, now that you’ve covered the what, it’s time to cover the why – enter essential ingredient number 5 – significance.

Of course, by this stage, you’ve already briefly alluded to the importance of your study in your background and research problem sections, but you haven’t explicitly stated how your research findings will benefit the world . So, now’s your chance to clearly state how your study will benefit either industry , academia , or – ideally – both . In other words, you need to explain how your research will make a difference and what implications it will have .

Let’s take a look at an example.

“This study will contribute to the body of knowledge on skills development by incorporating skills development strategies and approaches for industries in which knowledge and skills are rapidly and constantly changing. This will help address the current shortage of research in this area and provide real-world value to organisations operating in such dynamic environments.”

As you can see in this example, the paragraph clearly explains how the research will help fill a gap in the literature and also provide practical real-world value to organisations.

This section doesn’t need to be particularly lengthy, but it does need to be convincing . You need to “sell” the value of your research here so that the reader understands why it’s worth committing an entire dissertation or thesis to it. This section needs to be the salesman of your research. So, spend some time thinking about the ways in which your research will make a unique contribution to the world and how the knowledge you create could benefit both academia and industry – and then “sell it” in this section.

#6 – The limitations

Now that you’ve “sold” your research to the reader and hopefully got them excited about what’s coming up in the rest of your dissertation, it’s time to briefly discuss the potential limitations of your research.

But you’re probably thinking, hold up – what limitations? My research is well thought out and carefully designed – why would there be limitations?

Well, no piece of research is perfect . This is especially true for a dissertation or thesis – which typically has a very low or zero budget, tight time constraints and limited researcher experience. Generally, your dissertation will be the first or second formal research project you’ve ever undertaken, so it’s unlikely to win any research awards…

Simply put, your research will invariably have limitations. Don’t stress yourself out though – this is completely acceptable (and expected). Even “professional” research has limitations – as I said, no piece of research is perfect. The key is to recognise the limitations upfront and be completely transparent about them, so that future researchers are aware of them and can improve the study’s design to minimise the limitations and strengthen the findings.

Generally, you’ll want to consider at least the following four common limitations. These are:

• Your scope – for example, perhaps your focus is very narrow and doesn’t consider how certain variables interact with each other.
• Your research methodology – for example, a qualitative methodology could be criticised for being overly subjective, or a quantitative methodology could be criticised for oversimplifying the situation (learn more about methodologies here ).
• Your resources – for example, a lack of time, money, equipment and your own research experience.
• The generalisability of your findings – for example, the findings from the study of a specific industry or country can’t necessarily be generalised to other industries or countries.

Don’t be shy here. There’s no use trying to hide the limitations or weaknesses of your research. In fact, the more critical you can be of your study, the better. The markers want to see that you are aware of the limitations as this demonstrates your understanding of research design – so be brutal.

#7 – The structural outline

Now that you’ve clearly communicated what your research is going to be about, why it’s important and what the limitations of your research will be, the final ingredient is the structural outline.The purpose of this section is simply to provide your reader with a roadmap of what to expect in terms of the structure of your dissertation or thesis.

In this section, you’ll need to provide a brief summary of each chapter’s purpose and contents (including the introduction chapter). A sentence or two explaining what you’ll do in each chapter is generally enough to orient the reader. You don’t want to get too detailed here – it’s purely an outline, not a summary of your research.

Let’s look at an example:

In Chapter One, the context of the study has been introduced. The research objectives and questions have been identified, and the value of such research argued. The limitations of the study have also been discussed.

In Chapter Two, the existing literature will be reviewed and a foundation of theory will be laid out to identify key skills development approaches and strategies within the context of fast-moving industries, especially technology-intensive industries.

In Chapter Three, the methodological choices will be explored. Specifically, the adoption of a qualitative, inductive research approach will be justified, and the broader research design will be discussed, including the limitations thereof.

So, as you can see from the example, this section is simply an outline of the chapter structure, allocating a short paragraph to each chapter. Done correctly, the outline will help your reader understand what to expect and reassure them that you’ll address the multiple facets of the study.

By the way – if you’re unsure of how to structure your dissertation or thesis, be sure to check out our video post which explains dissertation structure .

Keep calm and carry on.

Hopefully you feel a bit more prepared for this challenge of crafting your dissertation or thesis introduction chapter now. Take a deep breath and remember that Rome wasn’t built in a day – conquer one ingredient at a time and you’ll be firmly on the path to success.

Let’s quickly recap – the 7 ingredients are:

• The opening section – where you give a brief, high-level overview of what your research will be about.
• The study background – where you introduce the reader to key theory, concepts and terminology, as well as the context of your study.
• The research problem – where you explain what the problem with the current research is. In other words, the research gap.
• The research aims , objectives and questions – where you clearly state what your dissertation will investigate.
• The significance – where you explain what value your research will provide to the world.
• The limitations – where you explain what the potential shortcomings and limitations of your research may be.
• The structural outline – where you provide a high-level overview of the structure of your document

If you bake these ingredients into your dissertation introduction chapter, you’ll be well on your way to building an engaging introduction chapter that lays a rock-solid foundation for the rest of your document.

Remember, while we’ve covered the essential ingredients here, there may be some additional components that your university requires, so be sure to double-check your project brief!

Psst... there’s more!

This post was based on one of our popular Research Bootcamps . If you're working on a research project, you'll definitely want to check this out ...

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43 Comments

Thanks very much for such an insight. I feel confident enough in undertaking my thesis on the survey;The future of facial recognition and learning non verbal interaction

Glad to hear that. Good luck with your thesis!

Thanks very much for such an insight. I feel confident now undertaking my thesis; The future of facial recognition and learning non verbal interaction.

Thanks so much for this article. I found myself struggling and wasting a lot of time in my thesis writing but after reading this article and watching some of your youtube videos, I now have a clear understanding of what is required for a thesis.

Thank you Derek, i find your each post so useful. Keep it up.

Thank you so much Derek ,for shedding the light and making it easier for me to handle the daunting task of academic writing .

Thanks do much Dereck for the comprehensive guide. It will assist me queit a lot in my thesis.

thanks a lot for helping

i LOVE the gifs, such a fun way to engage readers. thanks for the advice, much appreciated

Thanks a lot Derek! It will be really useful to the beginner in research!

You’re welcome

This is a well written, easily comprehensible, simple introduction to the basics of a Research Dissertation../the need to keep the reader in mind while writing the dissertation is an important point that is covered../ I appreciate the efforts of the author../

The instruction given are perfect and clear. I was supposed to take the course , unfortunately in Nepal the service is not avaialble.However, I am much more hopeful that you will provide require documents whatever you have produced so far.

Thank you very much

Thanks so much ❤️😘 I feel am ready to start writing my research methodology

This is genuinely the most effective advice I have ever been given regarding academia. Thank you so much!

This is one of the best write up I have seen in my road to PhD thesis. regards, this write up update my knowledge of research

I was looking for some good blogs related to Education hopefully your article will help. Thanks for sharing.

This is an awesome masterpiece. It is one of the most comprehensive guides to writing a Dissertation/Thesis I have seen and read.

You just saved me from going astray in writing a Dissertation for my undergraduate studies. I could not be more grateful for such a relevant guide like this. Thank you so much.

Thank you so much Derek, this has been extremely helpful!!

I do have one question though, in the limitations part do you refer to the scope as the focus of the research on a specific industry/country/chronological period? I assume that in order to talk about whether or not the research could be generalized, the above would need to be already presented and described in the introduction.

Thank you again!

Phew! You have genuinely rescued me. I was stuck how to go about my thesis. Now l have started. Thank you.

This is the very best guide in anything that has to do with thesis or dissertation writing. The numerous blends of examples and detailed insights make it worth a read and in fact, a treasure that is worthy to be bookmarked.

Thanks a lot for this masterpiece!

Powerful insight. I can now take a step

Thank you very much for these valuable introductions to thesis chapters. I saw all your videos about writing the introduction, discussion, and conclusion chapter. Then, I am wondering if we need to explain our research limitations in all three chapters, introduction, discussion, and conclusion? Isn’t it a bit redundant? If not, could you please explain how can we write in different ways? Thank you.

Excellent!!! Thank you…

Thanks for this informative content. I have a question. The research gap is mentioned in both the introduction and literature section. I would like to know how can I demonstrate the research gap in both sections without repeating the contents?

I’m incredibly grateful for this invaluable content. I’ve been dreading compiling my postgrad thesis but breaking each chapter down into sections has made it so much easier for me to engage with the material without feeling overwhelmed. After relying on your guidance, I’m really happy with how I’ve laid out my introduction.

Thank you for the informative content you provided

Hi Derrick and Team, thank you so much for the comprehensive guide on how to write a dissertation or a thesis introduction section. For some of us first-timers, it is a daunting task. However, the instruction with relevant examples makes it clear and easy to follow through. Much appreciated.

It was so helpful. God Bless you. Thanks very much

I thank you Grad coach for your priceless help. I have two questions I have learned from your video the limitations of the research presented in chapter one. but in another video also presented in chapter five. which chapter limitation should be included? If possible, I need your answer since I am doing my thesis. how can I explain If I am asked what is my motivation for this research?

You explain what moment in life caused you to have a peaked interest in the thesis topic. Personal experiences? Or something that had an impact on your life, or others. Something would have caused your drive of topic. Dig deep inside, the answer is within you!

Thank you guys for the great work you are doing. Honestly, you have made the research to be interesting and simplified. Even a novice will easily grasp the ideas you put forward, Thank you once again.

Excellent piece!

I feel like just settling for a good topic is usually the hardest part.

Thank you so much. My confidence has been completely destroyed during my first year of PhD and you have helped me pull myself together again

Happy to help 🙂

I am so glad I ran into your resources and did not waste time doing the wrong this. Research is now making so much sense now.

Gratitude to Derrick and the team I was looking for a solid article that would aid me in drafting the thesis’ introduction. I felt quite happy when I came across the piece you wrote because it was so well-written and insightful. I wish you success in the future.

thank you so much. God Bless you

Thank you so much Grad Coach for these helpful insights. Now I can get started, with a great deal of confidence.

It’s ‘alluded to’ not ‘eluded to’.

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How to write a fantastic thesis introduction (+15 examples)

The thesis introduction, usually chapter 1, is one of the most important chapters of a thesis. It sets the scene. It previews key arguments and findings. And it helps the reader to understand the structure of the thesis. In short, a lot is riding on this first chapter. With the following tips, you can write a powerful thesis introduction.

Disclosure: This post may contain affiliate links, which means I may earn a small commission if you make a purchase using the links below at no additional cost to you . I only recommend products or services that I truly believe can benefit my audience. As always, my opinions are my own.

Elements of a fantastic thesis introduction

In addition, a powerful thesis introduction is well-written, logically structured, and free of grammar and spelling errors. Reputable thesis editors can elevate the quality of your introduction to the next level. If you are in search of a trustworthy thesis or dissertation editor who upholds high-quality standards and offers efficient turnaround times, I recommend the professional thesis and dissertation editing service provided by Editage . 

Ways to capture the reader’s attention

Open with a (personal) story.

An established way to capture the reader’s attention in a thesis introduction is by starting with a story. Regardless of how abstract and ‘scientific’ the actual thesis content is, it can be useful to ease the reader into the topic with a short story.

This story can be, for instance, based on one of your study participants. It can also be a very personal account of one of your own experiences, which drew you to study the thesis topic in the first place.

Start by providing data or statistics

Data and statistics are another established way to immediately draw in your reader. Especially surprising or shocking numbers can highlight the importance of a thesis topic in the first few sentences!

Begin with a problem

The third established way to capture the reader’s attention is by starting with the problem that underlies your thesis. It is advisable to keep the problem simple. A few sentences at the start of the chapter should suffice.

Usually, at a later stage in the introductory chapter, it is common to go more in-depth, describing the research problem (and its scientific and societal relevance) in more detail.

Emphasising the thesis’ relevance

Of course, a thesis heavily relies on the work of other scholars. However, each thesis is – and should be – unique. If you want to write a fantastic thesis introduction, your job is to point out this uniqueness!

Define a clear research gap

In academic research, a research gap signifies a research area or research question that has not been explored yet, that has been insufficiently explored, or whose insights and findings are outdated.

Describe the scientific relevance of the thesis

Scientific relevance comes in different forms. For instance, you can critically assess a prominent theory explaining a specific phenomenon. Maybe something is missing? Or you can develop a novel framework that combines different frameworks used by other scholars. Or you can draw attention to the context-specific nature of a phenomenon that is discussed in the international literature.

Describe the societal relevance of the thesis

Formulating a compelling argument, write down the thesis’ core claim in 1-2 sentences.

Including an argument in the introduction of your thesis may seem counterintuitive. After all, the reader will be introduced to your core claim before reading all the chapters of your thesis that led you to this claim in the first place.

Support your argument with sufficient evidence

Consider possible objections.

A good argument already anticipates possible objections. Not everyone will agree with your core claim. Therefore, it is smart to think ahead. What criticism can you expect?

Providing a captivating preview of findings

Address the empirical research context.

Give a taste of the thesis’ empirical analysis

The empirical part of your thesis centers around the collection and analysis of information. What information, and what evidence, did you generate? And what are some of the key findings?

Hint at the practical implications of the research

Presenting a crystal clear thesis structure

Provide a reading guide.

The reading guide basically tells the reader what to expect in the chapters to come.

Briefly summarise all chapters to come

Design a figure illustrating the thesis structure, master academia, get new content delivered directly to your inbox, the most useful academic social networking sites for phd students, 10 reasons not to do a master's degree, related articles, how to prepare your viva opening speech, minimalist writing for a better thesis, dealing with conflicting feedback from different supervisors, better thesis writing with the pomodoro® technique.

How To Write A Thesis Introduction Chapter

Crafting the introductory chapter of a thesis can be confusing. If you are feeling the same, you are the at right place.

This post will explore how you can write a thesis introduction chapter, by outlining the essential components of a thesis introduction. We will look at the process, one section at a time, and explain them to help you get a hang of how to craft your thesis introduction.

How To Write A Good Thesis Introduction?

The opening section of a thesis introduction sets the stage for what’s to come, acting as a crucial hook to capture the reader’s attention.

Unlike the broader strokes found in the table of contents, this initial foray into your research is where you must distill the essence of your thesis into a potent, digestible form.

A skillful introduction begins with a concise preview of the chapter’s terrain, delineating the structure of the thesis with a clarity that avoids overwhelming the reader.

This is not the stage for exhaustive details; rather, it’s where you prime the reader with a snapshot of the intellectual journey ahead.

In crafting this segment, insiders advise adhering to a quartet of foundational sentences that offer an academic handshake to the reader.

First Section: I ntroduces the broad field of research, such as the significance of organisational skills development in business growth. 

Second Section: Narrows the focus, pinpointing a specific research problem or gap — perhaps the debate on managing skill development in fast-paced industries like web development.

Third Section: Clearly state the research aims and objectives, guiding the reader to the ‘why’ behind your study. Finally, a sentence should outline the roadmap of the introduction chapter itself, forecasting the background context, research questions, significance, and limitations that will follow.

Such a calibrated approach ensures that every element from the research objective to the hypothesis is presented with precision.

This method, a well-guarded secret amongst seasoned researchers, transforms a mundane introduction into a compelling entrée into your dissertation or thesis.

Background To The Study

This section sets the tone for the research journey ahead. The goal here is to capture the reader’s attention by threading relevant background information into a coherent narrative that aligns with the research objectives of the thesis.

To write a good thesis introduction, one must carefully describe the background to highlight the context in which the research is grounded.

This involves not just a literature review but a strategic presentation of the current state of research, pinpointing where your work will wedge itself into the existing body of knowledge.

For instance, if the research project focuses on qualitative changes in urban planning, the introduction should spotlight key developmental milestones and policy shifts that foreground the study’s aims and objectives.

When writing this section, articulate the focus and scope of the research, ensuring the reader grasps the importance of the research questions and hypothesis.

This section must not only be informative but also engaging. By the end of the introductory chapter, the reader should be compelled to continue reading, having grasped a clear and easy-to-understand summary of each chapter that will follow.

It’s a good idea to address frequently asked questions and to clearly state any industry-specific terminology, assuming no prior expertise on the reader’s part.

This approach establishes a solid foundation for the rest of the thesis or dissertation, ensuring the reader is well-prepared to dive into the nuances of your research project.

Research Problem

Crafting the nucleus of your thesis or dissertation hinges on pinpointing a compelling research problem. This step is crucial; it is the keystone of a good thesis introduction chapter, drawing the reader’s attention and setting the stage for the rest of your thesis.

A well-defined research problem addresses a gap in the existing literature, underscored by a qualitative or quantitative body of research that lacks consensus or is outdated, especially in rapidly evolving fields.

Consider the dynamic sphere of organizational skills development. Established research might agree on strategies for industries where skills change at a snail’s pace.

However, if the landscape shifts more quickly—take web development for example, where new languages and platforms emerge incessantly—the literature gap becomes evident. 

Herein lies the research problem: existing strategies may not suffice in industries characterized by a swift knowledge turnover.

When writing your introduction, your goal is to clearly state this gap. A great thesis introduction delineates what is known, what remains unknown, and why bridging this chasm is significant.

It should illuminate the research objectives and questions, laying out a roadmap for the reader in a language that’s clear and easy to understand, regardless of their familiarity with the topic.

You’ll be able to capture and maintain the reader’s interest by effectively communicating why your research matters—setting the scene for your hypothesis and subsequent investigation.

Remember, a good thesis introduction should not only provide background information but also articulate the focus and scope of the study, offering a preview of the structure of your thesis.

Research Aims, Objectives And Questions

This pivotal section lays out the foundation by providing relevant background information, but it is the articulation of research aims, objectives, and questions that clarifies the focus and scope of your study.

The research aim is the lighthouse of your thesis, illuminating the overarching purpose of your investigation.

For instance, a thesis exploring skills development in fast-paced industries might present an aim to evaluate the effectiveness of various strategies within UK web development companies. This broad goal sets the direction for more detailed planning.

Research objectives drill down into specifics, acting as stepping stones toward achieving your aim. They are the tangible checkpoints of your research project, often action-oriented, outlining what you will do.

Examples might include identifying common skills development strategies or evaluating their effectiveness. These objectives segment the monumental task into manageable portions, offering a clear and easy way to write a structured pathway for the research.

Equally critical are the research questions, which translate your objectives into inquiries that your thesis will answer. They narrow the focus even further, dictating the structure of the thesis.

For instance:

• “What are the prevalent skills development strategies employed by UK web development firms?”
• “How effective are these strategies?”

Such questions demand concrete responses and guide the reader through the rest of the thesis.

Significance Of The Study

The “Significance of the Study” section within the introduction chapter of your thesis or dissertation holds considerable weight in laying out the importance of your research.

This segment answers the pivotal question: “Why does this research matter?” It is strategically placed after the background information and literature review to underscore the contribution your study makes to the existing body of research.

In writing this section, you’ll be able to capture the reader’s attention by clearly stating the impact and added value your research project offers.

Whether it’s a qualitative or quantitative study, the significance must be articulated in terms of:

• Theoretical
• Academic, and
• Societal contributions.

For instance, it may fill gaps identified in the literature review, propose innovative solutions to pressing problems, or advance our understanding in a certain field.

A good thesis introduction will succinctly convey three main things: the research objective, the hypothesis or research questions, and the importance of your research.

It’s a good idea to provide your reader with a roadmap, foreshadowing the structure of the thesis and offering a summary of each chapter, thus enticing the reader to continue reading.

When you write the introduction section, it should also serve as a concise synopsis of the focus and scope of your research.

It’s often beneficial to include examples of introductions that clearly state the research objectives and questions, offering a snapshot of the whole thesis, and setting the stage for the rest of your thesis.

Limitations Of The Study

A thorough thesis introduction lays out specific research objectives and questions, yet it also sheds light on the study’s inherent boundaries. This is the purpose of the Limitation of The Study section.

The limitations section is not a confession of failure; instead, it’s a good idea to see it as demonstrating academic maturity.

Here, you clearly state the parameters within which the research was conducted.

For instance, a qualitative study might face scrutiny for subjectivity, or a quantitative one for potentially oversimplifying complexities. Other common constraints include the scope—perhaps focusing on a narrow aspect without considering variable interplay—resources, and generalizability.

For example, a study concentrated on a specific industry in Florida may not hold water in a different context, for example in Tokyo, Japan.

It’s essential to write this section with transparency. A good thesis introduction doesn’t shy away from limitations. Instead, it captures the reader’s attention by laying them out systematically, often in a dedicated paragraph for each chapter.

This honesty allows the reader to understand the research’s focus and scope while providing a clear and easy-to-follow structure of the thesis.

This approach also serves to manage the reader’s expectations. By preempting frequently asked questions about the scope of your research, the introductory chapter establishes a trust that encourages the reader to continue reading, aware of the contours shaping the body of research.

Thus, a well-articulated limitations section is not just part of the thesis; it is an integral piece of a responsibly woven research narrative.

Structural Outline Of Thesis, Thesis Statement

Within the thesis or dissertation, the structural outline section is akin to a compass, orienting the reader’s journey through the academic landscape laid out within the pages.

Crafting this section is a strategic exercise, one that requires an understanding of the work’s skeleton.

In essence, it’s the blueprint for the construction of a scholarly argument, and writing a good thesis necessitates a clear and easy-to-follow outline.

When you write a thesis outline, it’s not only about catching the reader’s attention; it’s also about holding it throughout the rest of the thesis.

This is where the structural outline comes into play, often beginning with an introduction chapter that presents the thesis statement, research objectives, and the importance of your research.

Following the introduction, a typical outline might proceed with Chapter 2, offering a literature review to acquaint the reader with existing literature and how this piece of research fits within it.

Subsequent chapters, each with a paragraph in the outline, detail the methodological approach—whether it’s qualitative or quantitative—and the research’s focus and scope.

A well-thought-out outline should also preview the structure of the thesis, succinctly:

• Summarizing the main aim and objectives of each chapter, and
• Indicating the type of data and analysis that will be presented.

This roadmap reassures the reader that the dissertation or thesis will cover the necessary ground in a logical progression, continuing from where the introduction first captivated their interest.

The structural outline is not only part of the thesis—it’s a strategic framework that informs the reader what to expect in each subsequent chapter.

Done correctly, this section allows the reader to understand the whole thesis in a nutshell and can often serve as a checklist for both the reader and the writer.

This ensures that the key stages of the research project are clearly stated and that the reader is provided with a roadmap to guide them through the detailed landscape of your scholarly work.

Write An Introduction Chapter With Ease

Mastering the thesis introduction chapter is a critical step towards a successful dissertation. It’s about striking a balance between engagement and information, presenting a snapshot of your research with clarity and intrigue.

Remember to start with a hook, establish the context, clarify your aims, and highlight the significance, all while being mindful of the study’s scope and limitations.

By adhering to these principles, your introduction will not only guide but also inspire your readers, laying a strong foundation for the in-depth exploration that follows in your thesis or dissertation.

Dr Andrew Stapleton has a Masters and PhD in Chemistry from the UK and Australia. He has many years of research experience and has worked as a Postdoctoral Fellow and Associate at a number of Universities. Although having secured funding for his own research, he left academia to help others with his YouTube channel all about the inner workings of academia and how to make it work for you.

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How to Write the Thesis Or Dissertation Introduction – Guide

Published by Carmen Troy at August 31st, 2021 , Revised On June 7, 2024

What would you tell someone if they asked you to introduce yourself? You’d probably start with your name, what you do for a living…etc., etc., etc. Think of your dissertation as the same. How would you go about it if you had to introduce it to the world for the first time?

Keep this forefront in your mind for the remainder of this guide: you are introducing your research to the world that doesn’t even know it exists. Every word, phrase and line you write in your introduction will stand for the strength of your dissertation’s character.

This is not very different from how, in real life, if someone fails to introduce themselves properly (such as leaving out what they do for a living, where they live, etc.) to a stranger, it leaves a lasting impression on the stranger.

Don’t leave your dissertation a stranger among other strangers. Let’s review the little, basic concepts we already have at the back of our minds, perhaps, to piece them together in one body: an introduction.

What Goes Inside an Introduction

The exact ingredients of a dissertation or thesis introduction chapter vary depending on  your chosen research topic, your university’s guidelines, and your academic subject – but they are generally mixed in one sequence or another to introduce an academic argument.

The critical elements of an excellent dissertation introduction include a definition of the selected research topic , a reference to previous studies on the subject, a statement of the value of the subject for academic and scientific communities, a clear aim/purpose of the study, a list of your objectives, a reference to viewpoints of other researchers and a justification for the research.

Steps of Writing a Dissertation Introduction

• Research background
• Significance of the research 
• Research problem 
• Research questions 
• The research aims and objectives 
• Limitations of the research 
• Outline of dissertation

1. Research Background – Writing a Dissertation Introduction

This is the very first section of your introduction. Building a background of your chosen topic will help you understand more about the topic and help readers know why the general research area is problematic, interesting, central, important, etc.

Your research background should include significant concepts related to your dissertation topic. This will give your supervisor and markers an idea that you’ve investigated the research problem thoroughly and know the various aspects of your topic.

The introduction to a dissertation shouldn’t talk only about other research work in the same area, as this will be discussed in the literature review section. Moreover, this section should not include the research design  and  data collection method(s) .

All about  research strategy  should be covered in the  methodology chapter . Research background only helps to build up your research in general.

For instance, if your research is based on job satisfaction measures of a specific country, the content of the introduction chapter will generally be about job satisfaction and its impact.

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2.     Significance of the Research

As a researcher, you must demonstrate how your research will provide value to the scientific and academic communities. If your dissertation is based on a specific company or industry, you need to explain why that industry and company were chosen.

If you’re comparing, explain why you’re doing so and what this research will yield. Regardless of your chosen research topic, explain thoroughly in this section why this research is being conducted and what benefits it will serve.

The idea here is to convince your supervisor and readers that the concept should be researched to find a solution to a problem.

3.     Research Problem

Once you’ve described the main research problem  and the importance of your research, the next step would be to present your  problem statement , i.e., why this research is being conducted and its purpose.

This is one of the essential aspects of writing a dissertation’s introduction. Doing so will help your readers understand what you intend to do in this research and what they should expect from this study.

Presenting the research problem competently is crucial in persuading your readers to read other parts of the dissertation paper . This research problem is the crux of your dissertation, i.e., it gives a direction as to why this research is being carried out, and what issues the study will consider. The research problem should be a clear and concise statement that identifies the gap in the existing knowledge that your research aims to fill. It should be specific enough to guide your research, but broad enough to allow for a comprehensive investigation.

For example, if your dissertation is based on measuring the job satisfaction of a specific organisation, your research problem should talk about the problem the company is facing and how your research will help the company to solve that.

If your dissertation is not based on any specific organisation, you can explain the common issues that companies face when they do not consider job satisfaction as a pillar of business growth and elaborate on how your research will help them realise its importance.

Citing too many references in the introduction chapter isn’t recommended because here, you must explain why you chose to study a specific area and what your research will accomplish. Any citations only set the context, and you should leave the bulk of the literature for a later section.

4.     Research Question(s)

The central part of your introduction is the research question , which should be based on your research problem and the dissertation title. Combining these two aspects will help you formulate an exciting yet manageable research question. Your research question is what your research aims to answer and around which your dissertation will revolve. The research question should be specific and concise.

Your research question is what your research aims to answer and around which your dissertation will revolve. The research question should be specific and concise.

It should be a one- or two-line question you’ve set out to answer through your dissertation. For the job satisfaction example, a sample research question could be, how does job satisfaction positively impact employee performance?

Look up dissertation introduction examples online or ask your friends to get an idea of how an ideal research question is formed. Or you can review our dissertation introduction example here  and  research question examples here .

Once you’ve formed your research question, pick out vital elements from it, based on which you will then prepare your theoretical framework  and literature review. You will come back to your research question again when  concluding your dissertation .

Sometimes, you might have to formulate a hypothesis in place of a research question. The hypothesis is a simple statement you prove with your  results ,  discussion and analysis .

A sample hypothesis could be job satisfaction is positively linked to employee job performance . The results of your dissertation could be in favour of this dissertation or against it.

Tip: Read up about what alternative, null, one-tailed and two-tailed hypotheses are so you can better formulate the hypothesis for your dissertation. Following are the definitions for each term, as retrieved from Trochim et al.’s Research Methods: The Essential Knowledge Base (2016):

• Alternative hypothesis (H 1 ): “A specific statement of prediction that usually states what you expect will happen in your study.”
• Null hypothesis (H 0 ): “The hypothesis that describes the possible outcomes other than the alternative hypothesis. Usually, the null hypothesis predicts there will be no effect of a program or treatment you are studying.”
• One-tailed hypothesis: “A hypothesis that specifies a direction; for example, when your hypothesis predicts that your program will increase the outcome.”
• Two-tailed hypothesis: “A hypothesis that does not specify a direction. For example, if you hypothesise that your program or intervention will affect an outcome, but you are unwilling to specify whether that effect will be positive or negative, you are using a two-tailed hypothesis.”

Get Help with Any Part of Your Dissertation!

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Interesting read: 10 ways to write a practical introduction fast .

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Uk’s best academic support services. how would you know until you try, 5.     research aims and objectives.

Next, the research aims and objectives. Aims and objectives are broad statements of desired results of your dissertation . They reflect the expectations of the topic and research and address the long-term project outcomes.

These statements should use the concepts accurately, must be focused, should be able to convey your research intentions and serve as steps that communicate how your  research question  will be answered.

You should formulate your aims and objectives based on your topic, research question, or hypothesis. These are simple statements and are an extension of your research question.

Through the aims and objectives, you communicate to your readers what aspects of research you’ve considered and how you intend to answer your research question.

Usually, these statements initiate with words like ‘to explore’, ‘to study’, ‘to assess’, ‘to critically assess’, ‘to understand’, ‘to evaluate’ etc.

You could ask your supervisor to provide some thesis introduction examples to help you understand better how aims and objectives are formulated. More examples are here .

Your aims and objectives should be interrelated and connect to your research question and problem. If they do not, they’ll be considered vague and too broad in scope.

Always ensure your research aims and objectives are concise, brief, and relevant.

Once you conclude  your dissertation , you will have to revert back to address whether your research aims and objectives have been met.

You will have to reflect on how your dissertation’s findings , analysis, and discussion related to your aims and objectives and how your research has helped in achieving them.

6.     Research Limitations

This section is sometimes a part of the  dissertation methodology section ; however, it is usually included in the introduction of a dissertation.

Every research has some limitations. Thus, it is normal for you to experience certain limitations when conducting your study.

You could experience  research design limitations, data limitations or even financial limitations. Regardless of which type of limitation you may experience, your dissertation would be impacted. Thus, it would be best if you mentioned them without any hesitation.

When including this section in the introduction, make sure that you clearly state the type of constraint you experienced. This will help your supervisor understand what problems you went through while working on your dissertation.

However, one aspect that you should take care of is that your results, in no way, should be influenced by these restrictions. The results should not be compromised, or your dissertation will not be deemed authentic and reliable.

After you’ve mentioned your research limitations, discuss how you overcame them to produce a perfect dissertation .

Also, mention that your limitations do not adversely impact your results and that you’ve produced research with accurate results the academic community can rely on.

Also read:   How to Write Dissertation Methodology .

7.     Outline of the Dissertation

Even though this isn’t a mandatory sub-section of the introduction chapter, good introductory chapters in dissertations outline what’s to follow in the preceding chapters.

It is also usual to set out an  outline of the rest of the dissertation . Depending on your university and academic subject, you might also be asked to include it in your research proposal .

Because your tutor might want to glance over it to see how you  plan your dissertation and what sections you’d include; based on what sections you include and how you intend to research and cover them, they’d provide feedback for you to improve.

Usually, this section discusses what sections you plan to include and what concepts and aspects each section entails. A standard dissertation consists of five sections : chapters, introduction,  literature review ,  methodology ,  results  and  discussion , and  conclusion .

Some  dissertation assignments do not use the same chapter for results and discussion. Instead, they split it into two different chapters, making six chapters. Check with your supervisor regarding which format you should follow.

When discussing the  outline of your dissertation , remember that you’d have to mention what each section involves. Discuss all the significant aspects of each section to give a brief overview of what your dissertation contains. This is precisely what our dissertation outline service  provides.

Writing a dissertation introduction might seem complicated, but it is not if you understand what is expected of you. To understand the required elements and make sure that you focus on all of them.

Include all the aspects to ensure your supervisor and other readers can easily understand how you intend to undertake your research.

“If you find yourself stuck at any stage of your dissertation introduction, get introduction writing help from our writers! At ResearchProspect, we offer a dissertation writing service , and our qualified team of writers will also assist you in conducting in-depth research for your dissertation.

Topic Discussion versus Topic Introduction

Discussing and introducing a topic are two highly different aspects of dissertation introduction writing. You might find it easy to discuss a topic, but introducing it is much trickier.

The introduction is the first thing a reader reads; thus, it must be to the point, informative, engaging, and enjoyable. Even if one of these elements is missing, the reader will not be motivated to continue reading the paper and will move on to something different.

So, it’s critical to fully understand how to write the introduction of a dissertation before starting the actual write-up.

When writing a dissertation introduction, one has to explain the title, discuss the topic and present a background so that readers understand what your research is about and what results you expect to achieve at the end of the research work.

As a standard practice, you might work on your dissertation introduction chapter several times. Once when you’re working on your proposal and the second time when writing your actual dissertation.

“Want to keep up with the progress of the work done by your writer? ResearchProspect can deliver your dissertation order in three parts; outline, first half, and final dissertation delivery. Here is the link to our online order form .

Many academics argue that the Introduction chapter should be the last section of the dissertation paper you should complete, but by no means is it the last part you would think of because this is where your research starts from.

Write the draft introduction as early as possible. You should write it at the same time as the proposal submission, although you must revise and edit it many times before it takes the final shape.

Considering its importance, many students remain unsure of how to write the introduction of a dissertation. Here are some of the essential elements of how to write the introduction of a dissertation that’ll provide much-needed dissertation introduction writing help.

Here are some guidelines for you to learn to write a flawless first-class dissertation paper.

Dissertation Introduction Samples & Examples

Check out some basic samples of dissertation introduction chapters to get started.

FAQs about Dissertation Introduction

How to write a dissertation introduction.

• Capture the attention of your reader 
• Add the following sections:
• Learn from others

What is the purpose of an introduction chapter?

It’s used to introduce key constructs, ideas, models and/or theories etc. relating to the topic; things that you will be basing the remainder of your dissertation on.

How do you start an introduction in a dissertation?

There is more than one way of starting a dissertation’s introductory chapter. You can begin by stating a problem in your area of interest, review relevant literature, identify the gap, and introduce your topic. Or, you can go the opposite way, too. It’s all entirely up to your discretion. However, be consistent in the format you choose to write in.

How long should a dissertation introduction be?

It can range from 1000 to 2000 words for a master’s dissertation , but for a higher-level dissertation, it mostly ranges from 8,000 to 10,000 words ’ introduction chapter. In the end, though, it depends on the guidelines provided to you by your department.

Dissertation Introduction Checklist

You may also like.

Appendices or Appendixes are used to provide additional date related to your dissertation research project. Here we explain what is appendix in dissertation

Dissertation discussion is where you explore the relevance and significance of results. Here are guidelines to help you write the perfect discussion chapter.

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How to write an introduction chapter for a thesis

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When writing a thesis, you will need to write an introductory chapter. This chapter is critical as it is the first thing that the examiner will read and it is therefore important to make a good first impression. 

A good introduction chapter should incite the reader to read the rest of the thesis by establishing the context of your topic, the motivation for undertaking your work and the importance of your research.

As a lecturer and supervisor, I have read many introductory chapters for research projects such as theses. Here is my advice to those undertaking a research project and writing a thesis.

Capture the reader’s interest

Initially you need to capture the reader’s attention with a discussion of a broader theme relating to your research. To add impact draw on research, data and quotations from international or national professional bodies, governmental organisations or key authors on the topic of study.

Give an overview of your research topic

Your discussion should then begin by detailing the broader aspects of the topic more, before focussing on the specific topic of your research. It is a good idea when you do this to assume that the reader knows nothing about your topic. Therefore definitions, drawing on key research, need to be clarified and explained. Alternatively, if having read key literature for the literature review chapter, you are not satisfied with existing definitions, then draw on these, to devise your own (but make it clear you have done this).

Detail how your research is going to make a contribution

You must then sell your idea for undertaking the research topic, demonstrating the main reasons why the research will make a significant contribution to the current body of research. This can be achieved by demonstrating a gap or limitation with existing research, then showing how your research will resolve this. There are different types of contribution (see  Constructing Research Questions: Doing Interesting Research ).

Explain what your interest is in the topic

Next you need to demonstrate your personal reasons for choosing the topic. These could relate to your previous research, work or experiences.

List your research objectives

You need to include your three or four overarching research objectives. Also include corresponding research questions if it is a qualitative piece of research or hypotheses if it is quantitative-based. The former are usually derivatives of the research objectives. Note though that these objectives and questions or hypotheses are fluid in nature and can be tweaked as you undertake the research.

Give a forthcoming chapter overview

The final part of the introduction is an overview of the rest of the chapters in the thesis. The other sections can go in any order, providing it is a logical sequence.

Learn from others

Look at other theses for example from  White Rose etheses  or your university library’s website. The majority of journal articles that you will read in the content of your topic will also provide useful insights.

Speak with your supervisor

Remember to always speak with your supervisor and have regular catch-ups. They will be able to offer guidance and encouragement, and steer you in the right direction.

Related content

• Writing a research PhD proposal
• Presenting with impact
• The benefits of undertaking a placement alongside your PhD

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How to write a good thesis introduction

1. Identify your readership

2. hook the reader and grab their attention, 3. provide relevant background, 4. give the reader a sense of what the paper is about, 5. preview key points and lead into your thesis statement, frequently asked questions about writing a good thesis introduction, related articles.

Many people struggle to write a thesis introduction. Much of your research prep should be done and you should be ready to start your introduction. But often, it’s not clear what needs to be included in a thesis introduction. If you feel stuck at this point not knowing how to start, this guide can help.

Tip: If you’re really struggling to write your thesis intro, consider putting in a placeholder until you write more of the body of your thesis. Then, come back to your intro once you have a stronger sense of the overall content of your thesis.

A good introduction draws readers in while providing the setup for the entire project. There is no single way to write an introduction that will always work for every topic , but the points below can act as a guide. These points can help you write a good thesis introduction.

Before even starting with your first sentence, consider who your readers are. Most likely, your readers will be the professors who are advising you on your thesis.

You should also consider readers of your thesis who are not specialists in your field. Writing with them in your mind will help you to be as clear as possible; this will make your thesis more understandable and enjoyable overall.

Tip: Always strive to be clear, correct, concrete, and concise in your writing.

The first sentence of the thesis is crucial. Looking back at your own research, think about how other writers may have hooked you.

It is common to start with a question or quotation, but these types of hooks are often overused. The best way to start your introduction is with a sentence that is broad and interesting and that seamlessly transitions into your argument.

Once again, consider your audience and how much background information they need to understand your approach. You can start by making a list of what is interesting about your topic:

• Are there any current events or controversies associated with your topic that might be interesting for your introduction?
• What kinds of background information might be useful for a reader to understand right away?
• Are there historical anecdotes or other situations that uniquely illustrate an important aspect of your argument?

A good introduction also needs to contain enough background information to allow the reader to understand the thesis statement and arguments. The amount of background information required will depend on the topic .

There should be enough background information so you don't have to spend too much time with it in the body of the thesis, but not so much that it becomes uninteresting.

Tip: Strike a balance between background information that is too broad or too specific.

Let the reader know what the purpose of the study is. Make sure to include the following points:

• Briefly describe the motivation behind your research.
• Describe the topic and scope of your research.
• Explain the practical relevance of your research.
• Explain the scholarly consensus related to your topic: briefly explain the most important articles and how they are related to your research.

At the end of your introduction, you should lead into your thesis statement by briefly bringing up a few of your main supporting details and by previewing what will be covered in the main part of the thesis. You’ll want to highlight the overall structure of your thesis so that readers will have a sense of what they will encounter as they read.

A good introduction draws readers in while providing the setup for the entire project. There is no single way to write an introduction that will always work for every topic, but these tips will help you write a great introduction:

• Identify your readership.
• Grab the reader's attention.
• Provide relevant background.
• Preview key points and lead into the thesis statement.

A good introduction needs to contain enough background information, and let the reader know what the purpose of the study is. Make sure to include the following points:

• Briefly describe the motivation for your research.

The length of the introduction will depend on the length of the whole thesis. Usually, an introduction makes up roughly 10 per cent of the total word count.

The best way to start your introduction is with a sentence that is broad and interesting and that seamlessly transitions into your argument. Consider the audience, then think of something that would grab their attention.

In Open Access: Theses and Dissertations you can find thousands of recent works. Take a look at any of the theses or dissertations for real-life examples of introductions that were already approved.

How to Write Thesis Introduction Chapter: An Ultimate Guide

If you’ve landed here, you might be in the early challenging phase of penning down the dissertation introduction chapter. Well, we all know that it’s not an easy feat.

In this post, we will learn and review all the essential ingredients necessary for writing a strong dissertation and the details on which you should focus in this section.

Let’s get started by finding out what a thesis introduction is!

What Is Thesis Introduction?

The introduction is the first chapter of your dissertation that is placed right after the table of content. Your introduction should be intriguing and informative enough to draw your readers’ attention and set up the ground for your research with clarity, direction, and purpose on a relevant topic.

Your dissertation introduction should include;

• Topic Introduction And Subject Background: This initial part serves as an introduction, providing a broad overview of your research and the necessary context for your project, explaining the factors surrounding it.
• Research problem: This section highlights the gap or deficiency in current research that your study aims to address.
• Focus And scope: Clearly articulate the specific achievements and inquiries your research intends to accomplish.
• Relevance And importance: Justify the worth and value of your research, explaining why it is important to undertake and the contributions it will make.
• Questions And objectives: Outline the specific research questions or objectives that this dissertation will address and achieve.
• Limitations: Acknowledge and address the potential limitations inherent in your project and approach.
• Structure Overview: Briefly outline the organisation and framework of your dissertation or thesis, helping the reader navigate its contents.

How To Start Writing The Dissertation Introduction

While the dissertation introduction traditionally serves as the opening section, it is not mandatory to write it first. In fact, it is often one of the final components to be written, usually preceding the abstract.

But we suggest you write a rough draft of your dissertation introduction before starting the research to guide you throughout the writing process. However, revise the introduction from time to time to ensure that it matches the content of all sections.

1.    Topic Introduction And Subject Background

Start by introducing your dissertation subject and providing essential contextual details. Define the significance of your research to educate your readers and grab their interest. It’s better to demonstrate the timeliness or importance of your topic, potentially by referring to a pertinent news article, ongoing academic discussion, or practical issue.

2.    Focus And scope

After providing a concise introduction to the broader field of study, it is essential to narrow your research focus and clearly delineate your investigation’s specific boundaries and objectives.

There are several ways through which you can narrow down your research focus, including:

• Time period
• Demographics
• Geographical area
• Topics, themes, and aspects

3.    Research Problem

Once you have provided your readers with an overview of your research area, it becomes essential to delve into the specifics of the research problem that your dissertation or thesis will address. While the background section may have hinted at potential research problems, this section aims to narrow down the focus and emphasise the specific research problem you will concentrate on.

Now, you might wonder, what exactly constitutes a research problem?

A research problem arises when there is a need to address a question or set of questions, but there exists a gap in the current literature, or the existing research presents conflicting or inconsistent findings.

To present your research problem effectively, it is crucial to clarify what is missing in the current literature and why it poses a problem. It is generally advisable to structure this discussion into three sections, namely:

• The Current State Of Research: This entails highlighting what is already well-established in the existing literature.
• The Literature Gap: Here, you identify the aspects or areas that are missing or inadequately addressed in the literature.
• The Significance Of The Problem: This section elucidates why filling this gap in the literature is important and emphasises the implications and potential contributions of addressing the research problem.

By structuring your discussion in this manner, you can effectively convey the specific research problem and its importance within the existing academic landscape.

4.    Relevance And importance

To establish a strong foundation for your research, it is crucial to articulate your motivation behind undertaking this study and highlight its connection to existing scholarship. It is also important to outline the anticipated contributions and novel insights your research aims to offer.

Begin by providing a concise overview of the current state of research, including relevant literature citations. While it is important to acknowledge key sources, keep in mind that a more comprehensive survey of relevant literature will be conducted in the literature review section, thus avoiding excessive detail in the introduction.

Ultimately, your dissertation introduction should

• Contributes to resolving the theoretical or practical problem.
• Fills a gap in the existing literature.
• Expands and builds upon previous research.
• Introduces a new understanding of the topic.

5.    Questions And Objectives

Formulating research questions and objectives is critical to any introduction, as it establishes the framework for the subsequent thesis or dissertation. How you craft these questions and objectives will vary based on your field of study, subject matter, and specific focus.

Moreover, if your objective in conducting research is to evaluate hypotheses, you can express them in this section. Additionally, your introduction provides an opportune space to present a conceptual framework that proposes associations among variables.

6.    The limitations

After successfully defining your dissertation’s subject area and objectives, it is important to address the potential limitations of your research in a brief discussion.

Scope: It is crucial to acknowledge any narrow focus in your research that may overlook the interaction between certain variables.

Research Methodology: Critiques may arise regarding the subjectivity of qualitative methodologies or the oversimplification associated with quantitative methodologies.

Resources: It is important to consider limitations such as time constraints, financial constraints, equipment availability, and personal research experience.

Generalisability Of Findings: Keep in mind that findings obtained from studying a specific industry or country may not be readily applicable or generalised to other industries or countries.

7.    Structure Overview

The structural outline is the last component after effectively conveying the research topic, significance, and limitations. Its purpose is to give the reader a clear idea of the dissertation or thesis structure.

In this section, a concise summary of each chapter, including the introduction chapter, is necessary. A sentence or two that outlines the purpose and contents of each chapter will suffice to guide the reader. It’s important to avoid excessive detail as this section serves as an outline, not a comprehensive research summary.

Introduction Checklist

☐  I have captivated the reader with an interesting introduction to my research subject.

☐  I have presented essential background information to aid the reader’s comprehension of the topic.

☐  I have precisely indicated the main focus of my research.

☐  I have demonstrated the significance and relevance of the dissertation topic.

☐  I have clearly defined the problem or question my research aims to tackle.

☐  I have outlined the specific goals and objectives of the research.

☐  I have given a brief overview of the structure of the dissertation.

Wrapping Up!

By incorporating these elements into your dissertation introduction chapter, you will create a compelling opening that establishes a strong framework for the rest of your dissertation. It’s important to note that your university might have specific requirements or additional components for the introduction, so make sure to review your project guidelines thoroughly.

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How to Write a Thesis Introduction

What types of information should you include in your introduction .

In the introduction of your thesis, you’ll be trying to do three main things, which are called Moves :

• Move 1 establish your territory (say what the topic is about)
• Move 2 establish a niche (show why there needs to be further research on your topic)
• Move 3 introduce the current research (make hypotheses; state the research questions)

Each Move has a number of stages. Depending on what you need to say in your introduction, you might use one or more stages. Table 1 provides you with a list of the most commonly occurring stages of introductions in Honours theses (colour-coded to show the Moves ). You will also find examples of Introductions, divided into stages with sample sentence extracts. Once you’ve looked at Examples 1 and 2, try the exercise that follows.

Most thesis introductions include SOME (but not all) of the stages listed below. There are variations between different Schools and between different theses, depending on the purpose of the thesis.

Stages in a thesis introduction

• state the general topic and give some background
• provide a review of the literature related to the topic
• define the terms and scope of the topic
• outline the current situation
• evaluate the current situation (advantages/ disadvantages) and identify the gap
• identify the importance of the proposed research
• state the research problem/ questions
• state the research aims and/or research objectives
• state the hypotheses
• outline the order of information in the thesis
• outline the methodology

Example 1: Evaluation of Boron Solid Source Diffusion for High-Efficiency Silicon Solar Cells (School of Photovoltaic and Renewable Energy Engineering)

Example 2: Methods for Measuring Hepatitis C Viral Complexity (School of Biotechnology and Biological Sciences)

Note: this introduction includes the literature review.

Now that you have read example 1 and 2, what are the differences?

Example 3: The IMO Severe-Weather Criterion Applied to High-Speed Monohulls (School of Mechanical and Manufacturing Engineering)

Example 4: The Steiner Tree Problem (School of Computer Science and Engineering)

Introduction exercise

Example 5.1 (extract 1): The effects of Fluoride on the reproduction of three native Australian plant Species (School of Geography)

Example 5.2 (extract 2): The effects of Fluoride on the reproduction of three native Australian plant Species (School of Geography)

Example 5.3

Example 5.4 (extract 4): The effects of Fluoride on the reproduction of three native Australian plant Species (School of Geography)

Example 5.5 (extract 5): The effects of Fluoride on the reproduction of three native Australian plant Species (School of Geography)

Example 5.6 (extract 6): The effects of Fluoride on the reproduction of three native Australian plant Species (School of Geography)

Well, firstly, there are many choices that you can make. You will notice that there are variations not only between the different Schools in your faculty, but also between individual theses, depending on the type of information that is being communicated. However, there are a few elements that a good Introduction should include, at the very minimum:

• Either Statement of general topic Or Background information about the topic;
• Either Identification of disadvantages of current situation Or Identification of the gap in current research;
• Identification of importance of proposed research
• Either Statement of aims Or Statement of objectives
• An Outline of the order of information in the thesis

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Chapter introductions

Your overall thesis objectives or questions can be distinguished from specific objectives of each chapter, however, it should be broad enough to embody the latter. So whenever you have difficulty deciding what information to include in the thesis introduction and what to include in the introductory sections of individual chapters, remember it's primarily a matter of scale (see the table below).

Introductions

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Phd writing 3: how to write the introduction chapter of a thesis.

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• 11 November, 2021

If you find it tricky to write the introduction chapter of a PhD thesis, rest assured that you’re not alone. The introduction can be one of the hardest sections to write for any piece of research writing. However, the introduction is also one of the most important sections as it lays the groundwork for the following chapters and offers a first impression of the rest of the research that you are about to share. This article discusses some of the key things to consider as you write your introduction.

Write your introduction last

It is very common practice for most researchers to write the introduction chapter last. You might be wondering why that is, since it is the first chapter of the thesis. However, think of it in this way: you cannot introduce something until you know exactly what you are introducing .

You will have a complete overview and understanding of the entire project only when you have largely completed it and written all the other constituent parts. By writing the introduction at the end of your project, you’ll be able to look back over your initial research questions , the way you conducted the research, the results you generated and the conclusions you formed. You will then be in a better position to present and introduce the research as a whole, coherent piece of work. 

Provide an overview 

The introduction should offer the reader an overview of the research that you have conducted. You are setting the scene for your reader and giving them a broad idea of what they can expect throughout the rest of the thesis. As such, you don’t need to go into too much depth at this stage – the details can come later in the following chapters. In particular, you need to talk about what you are studying and why.

What are you studying?

The introduction is the best place to outline your working hypothesis and/or research questions . After all, this is what the rest of your thesis will entail.

Make it very clear for your reader exactly what you are setting out to investigate.

What are you trying to find out? What are you testing? What answers or results are you hoping to obtain by doing this study?

You might find it easier and clearer to outline your research questions as distinct bullet points . Then, you can follow this list with a more detailed discussion of each of the questions or hypotheses – for example, why you are asking each question, what you hope to find out from each question and what methods you will use to answer those questions. 

Why are you doing this research? 

Apart from giving your reader an idea of what your thesis is about, it is important to explain in the introduction why you are doing this research. Start by highlighting exactly what issue(s) you are addressing in this research, then outline why this research is important and why there is a need for this study to be conducted.

Although you shouldn’t give everything away and reveal all your findings and conclusions at the beginning of the thesis, you can begin to hint at the potential impact and implications that such a study could create, either for your specific field, or for society more generally. This will again emphasise the significance and relevance of this research. 

Offer some background

In order to effectively set the scene, you can also begin to introduce some of the most prominent work that has already been done on the subject. This chapter is a good place to contextualise your research within the broader, existing body of work. Again, you don’t need to go into great detail – that will be covered in the literature review – but it can be helpful to briefly mention some of the existing relevant work that has informed and motivated your unique study.

For example, perhaps your research responds directly to a recent scientific discovery. You can use the introduction to refer to this previous study and explain how you are addressing the limitations and problems of that study or exploring the effects of using an alternative method.

How are you conducting this research?

When you’ve introduced the reasons informing your study and explained what you will be investigating, you will then want to offer a brief explanation of how you have designed and conducted this research. Again, as you are only giving an overview at this stage, you don’t need to go into too much detail – further explanations will come later in your methods /methodology chapter.

Remember that you want to offer your reader a broad idea of what the overall research project entails. Naturally, this includes some discussion of the main approaches and directions you took in your research to adequately answer the questions that you set out to investigate.

Offer a clear chapter outline

It is a good idea to include a section within your introduction that clearly outlines what each of the proceeding chapters will include. As you write these chapter outlines, think of them as small summaries, or mini abstracts, of each chapter .

Your reader will then have a much firmer and focused idea of what is to come next, and how each chapter will connect with and links to each other. Think of the chapter outline as something like a recipe or a roadmap laying out the steps that the reader will follow. 

In conclusion

Although it can feel a bit overwhelming to have to summarise all your research into a single introductory chapter, it might help to place yourself in the position of your ideal reader or examiner .

What would you like them to know as they start reading your thesis? What important pieces of information would they need here in order to fully appreciate and understand the rest of your paper?

Think about what you would like to see and what details you appreciate when you read introductory chapters, and try to recreate that same clarity for your reader.

Read next (final) in series:  PhD Writing 4: How to write the conclusion chapter of your thesis

Read previous in series: PhD Writing 2: How to improve your writing skills in preparation for writing your thesis

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Need editing and proofreading services, how to write a strong dissertation & thesis introduction.

• Tags: Academic Writing , Language , Writing Tips

Need help with how to start your thesis or dissertation?  Explore our 7-step guide to create the perfect thesis or dissertation! We’ve also included practical thesis introduction examples to help you. 

From how to explain your research topic to how to summarize important points, we’ve covered everything. Together, let’s understand how to write an introduction that hooks your readers from the start! 

Ensure a high-quality error-free thesis today! Learn more

So without wasting time, let’s begin! Firstly, let’s understand more about the thesis introduction’s length. 

How long is a thesis/dissertation introduction? 

A thesis or dissertation introduction is usually 10% of your paper’s length. For example, if your thesis or dissertation is 30,000 words, you can write an introduction of 3,000 words. However, the actual length can vary, depending on the scope of research, institutional requirements, and guidelines given. 

An empirical dissertation or thesis introduction is usually shorter than a humanities paper’s introduction. Now, let’s see how to write a thesis introduction and dissertation introduction

7 simple steps to write a thesis/dissertation introduction 

1. start with a broad context .

Begin by giving a short background about your topic and highlighting your topic’s importance. Some strategies to create an introduction are: Start with a relevant fact, quotation, question, an existing problem, important news, theories, or a debate related to your topic. 

Here is an example: 

In an age dominated by technology, the rapid spread of smartphones and computers has dramatically changed how people communicate and share information worldwide. 

2. Summarize important contributions by researchers

Mention important contributions by researchers that are relevant to your topic. This is like a mini literature review to provide background about your topic. Highlight any gap in the literature that your research covers. Here is an example: 

Key contributions include those by Rainie and Wellman (2012) who explored the concept of ‘networked individualism’ driven by personal technology; and Turkle (2015), who investigated the psychological effects of perpetual digital connectivity

However, there remains a notable gap in the literature regarding the long-term implications of technology on interpersonal skills and deep communication. 

Also read: 100+ Useful ChatGPT Prompts for Thesis Writing in 2024 : 

3. Restrict the scope

In this step, only mention the specific factors involved in your study. This can include the time, location, the communities studied, and the central themes of your study. If relevant, focus on a specific event or phenomenon that your research covers. Following is an example: 

This study narrows its focus to the past ten years (2014-2024), during which social media and mobile technology have become indispensable. It examines the impact of digital technologies on key interpersonal skills—empathetic listening and verbal expression—within the context of North American urban communities, specifically targeting the millennial and Gen Z populations in New York City and Toronto. 

4. Mention the thesis statement 

A thesis statement should concisely communicate the main argument, claim, or purpose of your research, rather than focusing on the specifics of your research methods .

The increasing reliance on renewable energy sources, such as solar and wind power, is not only crucial for mitigating climate change but also has the potential to create job opportunities and stimulate economic growth. This can be seen in the successful implementation of green energy policies in Germany and Denmark.  

Browse through the next step of writing a dissertation conclusion/thesis conclusion! 

5. Explain your research’s importance 

In this step, describe why your research is essential. Also, if your research has any practical implications for future research or policies, add it to your introduction. 

This research intends to uncover patterns and potential shifts in communication competencies that could inform educational approaches, mental health strategies, and technological design aimed at supporting healthy social development in an increasingly digital landscape. 

Now let us see the last step of writing a dissertation or thesis introduction. 

6. Mention any questions/objectives of your research 

This is a crucial step to establish the focus and purpose of your research. The research questions should be specific, focused, and aligned with the identified research gap you wish to address. If you’re testing a hypothesis, you can mention it in this section. 

Let’s see an example of this: 

This dissertation seeks to answer the research question: How do changes in minimum wage affect employment rates in the retail sector?

Also read: How to Write a Dissertation & Thesis Conclusion (+ Examples)

7. Briefly outline your thesis 

This is the final step where you summarize all other chapters in your thesis or dissertation. The summary for every chapter shouldn’t be more than 1-2 sentences. Here is an example: 

Reading Guide 

This introduction is followed by the theoretical chapter that provides a brief overview of the research objectives, highlighting the intent to explore how digital technology affects communication skills among young adults and the significance of educational frameworks, mental health, and technology design. After this, the next chapter presents the existing research on the intersection of technology use with empathetic listening and verbal expression, setting the context for understanding current knowledge and gaps. 

The literature review chapter is followed by the methods chapter which provides a detailed description of the mixed-methods research approach used, including survey design, participant selection, and the rationale for qualitative interviews and focus groups. After this chapter, the results chapter objectively states the results gained from interviews and focus groups, providing depth to the understanding of individual and collective experiences with digital communication. This is followed by the discussion chapter that interprets these results and finally the conclusion chapter. Several appendices are added to elaborate on some of the analyses along with technical documentation in terms of flowcharts relevant to explaining data analysis procedures. 

Let us now see another introduction example to clarify any doubts. 

Introduction example 

As cities try to fight climate change, urban green spaces like parks have become important in removing carbon from the air. Studies by Smith et al. (2020) and Johnson and Thompson (2021) show that these green spaces can help capture carbon and regulate the climate in cities. However, it’s not clear how much urban parks in North American cities with mild climates actually help to balance out the carbon emissions from those cities. This leads to the question: How well have urban parks in New York City and Vancouver helped to offset urban carbon emissions between 2010 and 2023?

To address this question, this study employs a mixed-methods research approach, focusing on New York City and Vancouver to provide a comparative look at how green spaces function within different urban infrastructures and community usage patterns. The methodology includes a temporal analysis of satellite imagery and environmental sensor data to quantify carbon sequestration, coupled with surveys and interviews with park management and visitors to assess the perceived and actualized benefits of urban greenery.

Asserting that urban parks are a substantial yet underutilized asset for climate mitigation, the importance of this work extends beyond environmental benefits, potentially influencing policy, urban design, and quality of life. It offers a nuanced perspective for city planners and policymakers to integrate green spaces into climate strategies more effectively.

Reading Guide: 

This introduction is followed by a literature review that compiles the findings on the environmental impact of urban greenery. After this, the methodology chapter provides a detailed account of the mixed-methods approach used for assessing carbon sequestration in urban parklands, including data collection and analysis techniques.

This is followed by the results chapter which presents analytical findings, after which the conclusion chapter discusses broader implications for sustainable urban planning and suggests directions for future research.

Now that you know how to write a dissertation introduction/thesis introduction, you can begin brainstorming. You can research more thesis and dissertation introduction examples related to your field to strongly introduce your topic.  

Once you write your dissertation introduction and complete your paper, the next step will be to edit it. As experts in dissertation editing and proofreading services , we’d love to help you perfect your paper. 

Here are some articles you might find interesting: 

• Final Submission Checklist | Dissertation & Thesis
• Thesis Editing | Definition, Scope & Standard Rates
• The 10 Best Essential Resources for Academic Research
• Best ChatGPT Prompts for Academic Writing (100+ Prompts!)
• Research Methodology Guide: Writing Tips, Types, & Examples

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How to Write a Thesis or Dissertation Introduction

Published on 9 September 2022 by Tegan George and Shona McCombes.

The introduction is the first section of your thesis or dissertation , appearing right after the table of contents . Your introduction draws your reader in, setting the stage for your research with a clear focus, purpose, and direction.

Your introduction should include:

• Your topic, in context: what does your reader need to know to understand your thesis dissertation?
• Your focus and scope: what specific aspect of the topic will you address?
• The relevance of your research: how does your work fit into existing studies on your topic?
• Your questions and objectives: what does your research aim to find out, and how?
• An overview of your structure: what does each section contribute to the overall aim?

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Table of contents

How to start your introduction, topic and context, focus and scope, relevance and importance, questions and objectives, overview of the structure, thesis introduction example, introduction checklist, frequently asked questions about introductions.

Although your introduction kicks off your dissertation, it doesn’t have to be the first thing you write – in fact, it’s often one of the very last parts to be completed (just before your abstract ).

It’s a good idea to write a rough draft of your introduction as you begin your research, to help guide you. If you wrote a research proposal , consider using this as a template, as it contains many of the same elements. However, be sure to revise your introduction throughout the writing process, making sure it matches the content of your ensuing sections.

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Begin by introducing your research topic and giving any necessary background information. It’s important to contextualise your research and generate interest. Aim to show why your topic is timely or important. You may want to mention a relevant news item, academic debate, or practical problem.

After a brief introduction to your general area of interest, narrow your focus and define the scope of your research.

You can narrow this down in many ways, such as by:

• Geographical area
• Time period
• Demographics or communities
• Themes or aspects of the topic

It’s essential to share your motivation for doing this research, as well as how it relates to existing work on your topic. Further, you should also mention what new insights you expect it will contribute.

Start by giving a brief overview of the current state of research. You should definitely cite the most relevant literature, but remember that you will conduct a more in-depth survey of relevant sources in the literature review section, so there’s no need to go too in-depth in the introduction.

Depending on your field, the importance of your research might focus on its practical application (e.g., in policy or management) or on advancing scholarly understanding of the topic (e.g., by developing theories or adding new empirical data). In many cases, it will do both.

Ultimately, your introduction should explain how your thesis or dissertation:

• Helps solve a practical or theoretical problem
• Addresses a gap in the literature
• Builds on existing research
• Proposes a new understanding of your topic

Perhaps the most important part of your introduction is your questions and objectives, as it sets up the expectations for the rest of your thesis or dissertation. How you formulate your research questions and research objectives will depend on your discipline, topic, and focus, but you should always clearly state the central aim of your research.

If your research aims to test hypotheses , you can formulate them here. Your introduction is also a good place for a conceptual framework that suggests relationships between variables .

• Conduct surveys to collect data on students’ levels of knowledge, understanding, and positive/negative perceptions of government policy.
• Determine whether attitudes to climate policy are associated with variables such as age, gender, region, and social class.
• Conduct interviews to gain qualitative insights into students’ perspectives and actions in relation to climate policy.

To help guide your reader, end your introduction with an outline  of the structure of the thesis or dissertation to follow. Share a brief summary of each chapter, clearly showing how each contributes to your central aims. However, be careful to keep this overview concise: 1-2 sentences should be enough.

I. Introduction

Human language consists of a set of vowels and consonants which are combined to form words. During the speech production process, thoughts are converted into spoken utterances to convey a message. The appropriate words and their meanings are selected in the mental lexicon (Dell & Burger, 1997). This pre-verbal message is then grammatically coded, during which a syntactic representation of the utterance is built.

Speech, language, and voice disorders affect the vocal cords, nerves, muscles, and brain structures, which result in a distorted language reception or speech production (Sataloff & Hawkshaw, 2014). The symptoms vary from adding superfluous words and taking pauses to hoarseness of the voice, depending on the type of disorder (Dodd, 2005). However, distortions of the speech may also occur as a result of a disease that seems unrelated to speech, such as multiple sclerosis or chronic obstructive pulmonary disease.

This study aims to determine which acoustic parameters are suitable for the automatic detection of exacerbations in patients suffering from chronic obstructive pulmonary disease (COPD) by investigating which aspects of speech differ between COPD patients and healthy speakers and which aspects differ between COPD patients in exacerbation and stable COPD patients.

Checklist: Introduction

I have introduced my research topic in an engaging way.

I have provided necessary context to help the reader understand my topic.

I have clearly specified the focus of my research.

I have shown the relevance and importance of the dissertation topic .

I have clearly stated the problem or question that my research addresses.

I have outlined the specific objectives of the research .

I have provided an overview of the dissertation’s structure .

You've written a strong introduction for your thesis or dissertation. Use the other checklists to continue improving your dissertation.

The introduction of a research paper includes several key elements:

• A hook to catch the reader’s interest
• Relevant background on the topic
• Details of your research problem
• A thesis statement or research question
• Sometimes an outline of the paper

Don’t feel that you have to write the introduction first. The introduction is often one of the last parts of the research paper you’ll write, along with the conclusion.

This is because it can be easier to introduce your paper once you’ve already written the body ; you may not have the clearest idea of your arguments until you’ve written them, and things can change during the writing process .

Research objectives describe what you intend your research project to accomplish.

They summarise the approach and purpose of the project and help to focus your research.

Your objectives should appear in the introduction of your research paper , at the end of your problem statement .

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How to Write a Compelling Thesis Introduction

The introduction to your thesis is like a first impression: you want it to be great. It is the first chapter and appears before the literature review and after the table of contents. You want the introduction to set the stage for your reader: tell them what you’re writing about, why, and what comes next. So how can you write a compelling thesis introduction?

Structure and elements of a thesis introduction

Before you write a compelling thesis introduction, you need to know what elements belong in this section and how it should be structured. A typical thesis introduction includes:

• A clear thesis statement
• An explanation of the context (brief background) for the study
• The focus and scope of the paper
• An explanation of the relevance and importance of your research
• A description of the objectives of your research and how your methodology achieves them
• A guide to the structure of the rest of the thesis (roadmap)

A thesis introduction is typically about 10% of the total length of your paper. If your introduction includes diagrams or figures, the length may be longer. It is critical to include all of the points above when writing a clear and compelling introduction. You may include additional elements if you feel they are essential in introducing your topic to the audience.

Thesis introduction: Getting started

If you do decide to write your introduction first, you can draw on the information in your thesis/dissertation proposal to help construct your draft.

How should you draft your thesis introduction, and when should you do it?

Despite the fact that your introduction comes first in the structure of your thesis, there is absolutely no need to write it first. Starting your thesis is often difficult and overwhelming, and many writers suffer from blank page syndrome —the paralysis of not knowing where to start. For this reason, some people advocate writing a kind of placeholder introduction when you begin, just to get something written down. You are free to write the introduction section at the beginning, middle, or end of the thesis drafting process . I personally find it preferable to write the introduction to a paper after I have already drafted a significant portion of the remainder of the paper. This is because I can draw on what I have written already to make sure that I cover all of the important points above.

However, if you do decide to write your introduction first, you can draw on the information in your thesis/dissertation proposal  to help construct your draft. Just keep in mind that you will need to revisit your introduction after you have written the rest of your thesis to make sure it still provides an accurate roadmap and summary of the paper for your readers.

Topic and background information

When you introduce your topic, you want to draw your reader in.

Your thesis introduction should begin by informing the reader what your topic is and providing them with some relevant background information. The amount of background information you provide in this step will actually depend on what type of thesis/dissertation you are writing.

If you are writing a paper in the natural sciences or some social sciences, then it will have a separate background section after the introduction. Not a lot of background information is needed here. You can just state the larger context of the research. However, if your paper is structured such that there is no separate background chapter, then this portion of your thesis will be a bit longer and that is okay.

When you introduce your topic, you want to draw your reader in. Provide them with the reasons your research is interesting and important so that they will want to keep reading. Don’t be afraid to offer up some surprising facts or an interesting anecdote. You don’t need to be sensationalist, but your writing does not have to be dry and boring also! It is encouraged that you try to connect to your reader by offering them a relevant fact or story about your topic.

Example (topic) Weaknesses in financial regulatory systems in the United States

Example (context): Highlight some news stories about banks allowing money laundering on a massive scale, which financed gangs and led to more street drugs in major American cities. You could include a story about someone personally impacted by drugs in their neighborhood and then connect the presence of drugs to the gangs who were allowed to launder their money through big banks.

Focus and scope of your thesis

Once you have introduced your reader to the broader topic and provided some background information, you might want to explain the specific focus and scope of your thesis.

Once you have introduced your reader to the broader topic and provided some background information, you might want to explain the specific focus and scope of your thesis. What aspect of your topic will you research in particular? Why? What will your research not cover, and why? While this second part is optional, it is often helpful to be very specific about the aims of your research.

Example : Regulatory capture in the Federal Reserve and how it contributes to lax enforcement of anti-money laundering regulations.

You might write about this by explaining that your study focuses on regulatory capture in the Federal Reserve because they are one of the primary regulatory bodies monitoring the financial institutions, which were caught allowing money laundering. You could further specify that you will be focusing specifically on the role the Federal Reserve plays in monitoring banks for compliance with anti-money laundering laws; however, you will not be talking about the role they play in monitoring for compliance in other areas such as loans or mergers. This prepares your reader for what they are going to read and sets their expectations for what will come next.

Explaining the relevance and importance of your research

You must explain to the reader why your research matters, and by implication, why your reader should continue reading!

This is one of the most critical parts of your introduction. You must explain to the reader why your research matters, and by implication, why your reader should continue reading! Your research does not have to be completely revolutionary or groundbreaking to have value. You don’t need to inflate the importance of the thesis/dissertation you are writing when explaining why the research you have done is worthwhile.

Example: Corruption is an increasingly important issue in the maintenance and promotion of democratic norms and good governance. Without the ability to enforce effective penalties against institutions that turn a blind eye to money laundering, democratic governments like the United States will be threatened by the increasing power of bad actors flouting regulations. With the dollar being the global reserve currency, the US must enforce anti-money laundering legislation at home to have any hopes of shutting down global networks of corrupt operators that rely on its financial institutions. Identifying the presence of regulatory capture in the Federal Reserve sounds the alarm bell for lawmakers and regulators and suggests important interventions for policymakers are needed.

The above example clearly explains the wider impact of the issue without making overly broad statements such as “this research will revolutionize financial regulation in the United States as we know it” or “this research provides a roadmap for ending corrupt financial flows.” Just focus on what made the issue important and interesting to you and clearly state it within the broader context you provided earlier on.

Giving your reader a roadmap

At the end of your thesis introduction, you will want to provide your reader with a roadmap to the rest of the thesis.

At the end of your thesis introduction, you will want to provide your reader with a roadmap to the rest of the thesis. This differs from your table of contents in that it provides more context and details for how and why you have structured your thesis the way you have. The format of “first, next, finally” is a clear and easy way to structure this section of your introduction.

Example: First , this study reviews the existing literature on regulatory capture and how it impacts enforcement actions, with a specific focus on financial institutions and the history of the Federal Reserve. Next , it discusses the materials used for this research and how analysis was performed. Finally , it explains the results of the data analysis and investigates what the results mean and implications for future policymaking.

Now your reader knows exactly what to expect and how this fits into your overall aims and objectives. They are primed with the knowledge of your topic, its background, its relevance, and your specific focus in this study.

One common problem people have when writing an introduction to a thesis is actually writing too much . Many students and young researchers fear they won’t have enough to say and then will find themselves with a super long introduction that they somehow need to cut in half. You don’t have to give too much detail in the introduction of your thesis! Remember, the substance of your paper is located in the chapters that follow. If you are struggling with how to cut down (or add to) your introduction, you might benefit from the help of a professional editor who can see your paper with fresh eyes and quickly help you revise it. The introduction is the first part of your thesis/dissertation that people will read, so use these tips to make sure you write a great one! Check out our site for more tips on how to write a good thesis/dissertation, where to find the best thesis editing services , and more about thesis editing and proofreading services .

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Checklist: Tips for writing a compelling thesis introduction

Remember the below points when you are writing a thesis introduction:

Know your audience

Refer to your thesis/dissertation proposal or notes

Make sure you clearly state your topic, aims, and objectives

Explain why your research matters

Try to offer interesting facts or statistics that may surprise your reader and draw their interest

Draw a roadmap of what your paper will discuss

Don’t try to write too much detail about your topic

Remember to revise your introduction as you revise other sections of your thesis

What are the typical elements in an introduction section? +

The typical elements in an introduction section are as follows:

• Thesis statement
• Brief background of the study
• The focus and scope of the article
• The relevance and importance of your research

Do I have to write my introduction first? +

You can write your introduction section whenever you feel ready. Many writers save the introduction section for last to make sure they provide a clear summary and roadmap of the content of the rest of the paper.

How long should my introduction be? +

Most introductions are about 10% of the total paper, but can be longer if they include figures or diagrams.

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Methodology

• How to Write a Literature Review | Guide, Examples, & Templates

How to Write a Literature Review | Guide, Examples, & Templates

Published on January 2, 2023 by Shona McCombes . Revised on September 11, 2023.

What is a literature review? A literature review is a survey of scholarly sources on a specific topic. It provides an overview of current knowledge, allowing you to identify relevant theories, methods, and gaps in the existing research that you can later apply to your paper, thesis, or dissertation topic .

There are five key steps to writing a literature review:

• Search for relevant literature
• Evaluate sources
• Identify themes, debates, and gaps
• Outline the structure
• Write your literature review

A good literature review doesn’t just summarize sources—it analyzes, synthesizes , and critically evaluates to give a clear picture of the state of knowledge on the subject.

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Table of contents

What is the purpose of a literature review, examples of literature reviews, step 1 – search for relevant literature, step 2 – evaluate and select sources, step 3 – identify themes, debates, and gaps, step 4 – outline your literature review’s structure, step 5 – write your literature review, free lecture slides, other interesting articles, frequently asked questions, introduction.

• Quick Run-through
• Step 1 & 2

When you write a thesis , dissertation , or research paper , you will likely have to conduct a literature review to situate your research within existing knowledge. The literature review gives you a chance to:

• Demonstrate your familiarity with the topic and its scholarly context
• Develop a theoretical framework and methodology for your research
• Position your work in relation to other researchers and theorists
• Show how your research addresses a gap or contributes to a debate
• Evaluate the current state of research and demonstrate your knowledge of the scholarly debates around your topic.

Writing literature reviews is a particularly important skill if you want to apply for graduate school or pursue a career in research. We’ve written a step-by-step guide that you can follow below.

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Writing literature reviews can be quite challenging! A good starting point could be to look at some examples, depending on what kind of literature review you’d like to write.

• Example literature review #1: “Why Do People Migrate? A Review of the Theoretical Literature” ( Theoretical literature review about the development of economic migration theory from the 1950s to today.)
• Example literature review #2: “Literature review as a research methodology: An overview and guidelines” ( Methodological literature review about interdisciplinary knowledge acquisition and production.)
• Example literature review #3: “The Use of Technology in English Language Learning: A Literature Review” ( Thematic literature review about the effects of technology on language acquisition.)
• Example literature review #4: “Learners’ Listening Comprehension Difficulties in English Language Learning: A Literature Review” ( Chronological literature review about how the concept of listening skills has changed over time.)

You can also check out our templates with literature review examples and sample outlines at the links below.

Download Word doc Download Google doc

Before you begin searching for literature, you need a clearly defined topic .

If you are writing the literature review section of a dissertation or research paper, you will search for literature related to your research problem and questions .

Make a list of keywords

Start by creating a list of keywords related to your research question. Include each of the key concepts or variables you’re interested in, and list any synonyms and related terms. You can add to this list as you discover new keywords in the process of your literature search.

• Social media, Facebook, Instagram, Twitter, Snapchat, TikTok
• Body image, self-perception, self-esteem, mental health
• Generation Z, teenagers, adolescents, youth

Search for relevant sources

Use your keywords to begin searching for sources. Some useful databases to search for journals and articles include:

• Your university’s library catalogue
• Google Scholar
• Project Muse (humanities and social sciences)
• Medline (life sciences and biomedicine)
• EconLit (economics)
• Inspec (physics, engineering and computer science)

You can also use boolean operators to help narrow down your search.

Make sure to read the abstract to find out whether an article is relevant to your question. When you find a useful book or article, you can check the bibliography to find other relevant sources.

You likely won’t be able to read absolutely everything that has been written on your topic, so it will be necessary to evaluate which sources are most relevant to your research question.

For each publication, ask yourself:

• What question or problem is the author addressing?
• What are the key concepts and how are they defined?
• What are the key theories, models, and methods?
• Does the research use established frameworks or take an innovative approach?
• What are the results and conclusions of the study?
• How does the publication relate to other literature in the field? Does it confirm, add to, or challenge established knowledge?
• What are the strengths and weaknesses of the research?

Make sure the sources you use are credible , and make sure you read any landmark studies and major theories in your field of research.

You can use our template to summarize and evaluate sources you’re thinking about using. Click on either button below to download.

Take notes and cite your sources

As you read, you should also begin the writing process. Take notes that you can later incorporate into the text of your literature review.

It is important to keep track of your sources with citations to avoid plagiarism . It can be helpful to make an annotated bibliography , where you compile full citation information and write a paragraph of summary and analysis for each source. This helps you remember what you read and saves time later in the process.

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To begin organizing your literature review’s argument and structure, be sure you understand the connections and relationships between the sources you’ve read. Based on your reading and notes, you can look for:

• Trends and patterns (in theory, method or results): do certain approaches become more or less popular over time?
• Themes: what questions or concepts recur across the literature?
• Debates, conflicts and contradictions: where do sources disagree?
• Pivotal publications: are there any influential theories or studies that changed the direction of the field?
• Gaps: what is missing from the literature? Are there weaknesses that need to be addressed?

This step will help you work out the structure of your literature review and (if applicable) show how your own research will contribute to existing knowledge.

• Most research has focused on young women.
• There is an increasing interest in the visual aspects of social media.
• But there is still a lack of robust research on highly visual platforms like Instagram and Snapchat—this is a gap that you could address in your own research.

There are various approaches to organizing the body of a literature review. Depending on the length of your literature review, you can combine several of these strategies (for example, your overall structure might be thematic, but each theme is discussed chronologically).

Chronological

The simplest approach is to trace the development of the topic over time. However, if you choose this strategy, be careful to avoid simply listing and summarizing sources in order.

Try to analyze patterns, turning points and key debates that have shaped the direction of the field. Give your interpretation of how and why certain developments occurred.

If you have found some recurring central themes, you can organize your literature review into subsections that address different aspects of the topic.

For example, if you are reviewing literature about inequalities in migrant health outcomes, key themes might include healthcare policy, language barriers, cultural attitudes, legal status, and economic access.

Methodological

If you draw your sources from different disciplines or fields that use a variety of research methods , you might want to compare the results and conclusions that emerge from different approaches. For example:

• Look at what results have emerged in qualitative versus quantitative research
• Discuss how the topic has been approached by empirical versus theoretical scholarship
• Divide the literature into sociological, historical, and cultural sources

Theoretical

A literature review is often the foundation for a theoretical framework . You can use it to discuss various theories, models, and definitions of key concepts.

You might argue for the relevance of a specific theoretical approach, or combine various theoretical concepts to create a framework for your research.

Like any other academic text , your literature review should have an introduction , a main body, and a conclusion . What you include in each depends on the objective of your literature review.

The introduction should clearly establish the focus and purpose of the literature review.

Depending on the length of your literature review, you might want to divide the body into subsections. You can use a subheading for each theme, time period, or methodological approach.

As you write, you can follow these tips:

• Summarize and synthesize: give an overview of the main points of each source and combine them into a coherent whole
• Analyze and interpret: don’t just paraphrase other researchers — add your own interpretations where possible, discussing the significance of findings in relation to the literature as a whole
• Critically evaluate: mention the strengths and weaknesses of your sources
• Write in well-structured paragraphs: use transition words and topic sentences to draw connections, comparisons and contrasts

In the conclusion, you should summarize the key findings you have taken from the literature and emphasize their significance.

When you’ve finished writing and revising your literature review, don’t forget to proofread thoroughly before submitting. Not a language expert? Check out Scribbr’s professional proofreading services !

This article has been adapted into lecture slides that you can use to teach your students about writing a literature review.

Scribbr slides are free to use, customize, and distribute for educational purposes.

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If you want to know more about the research process , methodology , research bias , or statistics , make sure to check out some of our other articles with explanations and examples.

• Sampling methods
• Simple random sampling
• Stratified sampling
• Cluster sampling
• Likert scales
• Reproducibility

 Statistics

• Null hypothesis
• Statistical power
• Probability distribution
• Effect size
• Poisson distribution

Research bias

• Optimism bias
• Cognitive bias
• Implicit bias
• Hawthorne effect
• Anchoring bias
• Explicit bias

A literature review is a survey of scholarly sources (such as books, journal articles, and theses) related to a specific topic or research question .

It is often written as part of a thesis, dissertation , or research paper , in order to situate your work in relation to existing knowledge.

There are several reasons to conduct a literature review at the beginning of a research project:

• To familiarize yourself with the current state of knowledge on your topic
• To ensure that you’re not just repeating what others have already done
• To identify gaps in knowledge and unresolved problems that your research can address
• To develop your theoretical framework and methodology
• To provide an overview of the key findings and debates on the topic

Writing the literature review shows your reader how your work relates to existing research and what new insights it will contribute.

The literature review usually comes near the beginning of your thesis or dissertation . After the introduction , it grounds your research in a scholarly field and leads directly to your theoretical framework or methodology .

A literature review is a survey of credible sources on a topic, often used in dissertations , theses, and research papers . Literature reviews give an overview of knowledge on a subject, helping you identify relevant theories and methods, as well as gaps in existing research. Literature reviews are set up similarly to other  academic texts , with an introduction , a main body, and a conclusion .

An  annotated bibliography is a list of  source references that has a short description (called an annotation ) for each of the sources. It is often assigned as part of the research process for a  paper .  

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Home / Guides / Citation Guides / How to Cite Sources

How to Cite Sources

Here is a complete list for how to cite sources. Most of these guides present citation guidance and examples in MLA, APA, and Chicago.

If you’re looking for general information on MLA or APA citations , the EasyBib Writing Center was designed for you! It has articles on what’s needed in an MLA in-text citation , how to format an APA paper, what an MLA annotated bibliography is, making an MLA works cited page, and much more!

MLA Format Citation Examples

The Modern Language Association created the MLA Style, currently in its 9th edition, to provide researchers with guidelines for writing and documenting scholarly borrowings.  Most often used in the humanities, MLA style (or MLA format ) has been adopted and used by numerous other disciplines, in multiple parts of the world.

MLA provides standard rules to follow so that most research papers are formatted in a similar manner. This makes it easier for readers to comprehend the information. The MLA in-text citation guidelines, MLA works cited standards, and MLA annotated bibliography instructions provide scholars with the information they need to properly cite sources in their research papers, articles, and assignments.

• Book Chapter
• Conference Paper
• Documentary
• Encyclopedia
• Google Images
• Kindle Book
• Memorial Inscription
• Museum Exhibit
• Painting or Artwork
• PowerPoint Presentation
• Sheet Music
• Thesis or Dissertation
• YouTube Video

APA Format Citation Examples

The American Psychological Association created the APA citation style in 1929 as a way to help psychologists, anthropologists, and even business managers establish one common way to cite sources and present content.

APA is used when citing sources for academic articles such as journals, and is intended to help readers better comprehend content, and to avoid language bias wherever possible. The APA style (or APA format ) is now in its 7th edition, and provides citation style guides for virtually any type of resource.

Chicago Style Citation Examples

The Chicago/Turabian style of citing sources is generally used when citing sources for humanities papers, and is best known for its requirement that writers place bibliographic citations at the bottom of a page (in Chicago-format footnotes ) or at the end of a paper (endnotes).

The Turabian and Chicago citation styles are almost identical, but the Turabian style is geared towards student published papers such as theses and dissertations, while the Chicago style provides guidelines for all types of publications. This is why you’ll commonly see Chicago style and Turabian style presented together. The Chicago Manual of Style is currently in its 17th edition, and Turabian’s A Manual for Writers of Research Papers, Theses, and Dissertations is in its 8th edition.

Citing Specific Sources or Events

• Declaration of Independence
• Gettysburg Address
• Martin Luther King Jr. Speech
• President Obama’s Farewell Address
• President Trump’s Inauguration Speech
• White House Press Briefing

Additional FAQs

• Citing Archived Contributors
• Citing a Blog
• Citing a Book Chapter
• Citing a Source in a Foreign Language
• Citing an Image
• Citing a Song
• Citing Special Contributors
• Citing a Translated Article
• Citing a Tweet

6 Interesting Citation Facts

The world of citations may seem cut and dry, but there’s more to them than just specific capitalization rules, MLA in-text citations , and other formatting specifications. Citations have been helping researches document their sources for hundreds of years, and are a great way to learn more about a particular subject area.

Ever wonder what sets all the different styles apart, or how they came to be in the first place? Read on for some interesting facts about citations!

1. There are Over 7,000 Different Citation Styles

You may be familiar with MLA and APA citation styles, but there are actually thousands of citation styles used for all different academic disciplines all across the world. Deciding which one to use can be difficult, so be sure to ask you instructor which one you should be using for your next paper.

2. Some Citation Styles are Named After People

While a majority of citation styles are named for the specific organizations that publish them (i.e. APA is published by the American Psychological Association, and MLA format is named for the Modern Language Association), some are actually named after individuals. The most well-known example of this is perhaps Turabian style, named for Kate L. Turabian, an American educator and writer. She developed this style as a condensed version of the Chicago Manual of Style in order to present a more concise set of rules to students.

3. There are Some Really Specific and Uniquely Named Citation Styles

How specific can citation styles get? The answer is very. For example, the “Flavour and Fragrance Journal” style is based on a bimonthly, peer-reviewed scientific journal published since 1985 by John Wiley & Sons. It publishes original research articles, reviews and special reports on all aspects of flavor and fragrance. Another example is “Nordic Pulp and Paper Research,” a style used by an international scientific magazine covering science and technology for the areas of wood or bio-mass constituents.

4. More citations were created on  EasyBib.com  in the first quarter of 2018 than there are people in California.

The US Census Bureau estimates that approximately 39.5 million people live in the state of California. Meanwhile, about 43 million citations were made on EasyBib from January to March of 2018. That’s a lot of citations.

5. “Citations” is a Word With a Long History

The word “citations” can be traced back literally thousands of years to the Latin word “citare” meaning “to summon, urge, call; put in sudden motion, call forward; rouse, excite.” The word then took on its more modern meaning and relevance to writing papers in the 1600s, where it became known as the “act of citing or quoting a passage from a book, etc.”

6. Citation Styles are Always Changing

The concept of citations always stays the same. It is a means of preventing plagiarism and demonstrating where you relied on outside sources. The specific style rules, however, can and do change regularly. For example, in 2018 alone, 46 new citation styles were introduced , and 106 updates were made to exiting styles. At EasyBib, we are always on the lookout for ways to improve our styles and opportunities to add new ones to our list.

Why Citations Matter

Here are the ways accurate citations can help your students achieve academic success, and how you can answer the dreaded question, “why should I cite my sources?”

They Give Credit to the Right People

Citing their sources makes sure that the reader can differentiate the student’s original thoughts from those of other researchers. Not only does this make sure that the sources they use receive proper credit for their work, it ensures that the student receives deserved recognition for their unique contributions to the topic. Whether the student is citing in MLA format , APA format , or any other style, citations serve as a natural way to place a student’s work in the broader context of the subject area, and serve as an easy way to gauge their commitment to the project.

They Provide Hard Evidence of Ideas

Having many citations from a wide variety of sources related to their idea means that the student is working on a well-researched and respected subject. Citing sources that back up their claim creates room for fact-checking and further research . And, if they can cite a few sources that have the converse opinion or idea, and then demonstrate to the reader why they believe that that viewpoint is wrong by again citing credible sources, the student is well on their way to winning over the reader and cementing their point of view.

They Promote Originality and Prevent Plagiarism

The point of research projects is not to regurgitate information that can already be found elsewhere. We have Google for that! What the student’s project should aim to do is promote an original idea or a spin on an existing idea, and use reliable sources to promote that idea. Copying or directly referencing a source without proper citation can lead to not only a poor grade, but accusations of academic dishonesty. By citing their sources regularly and accurately, students can easily avoid the trap of plagiarism , and promote further research on their topic.

They Create Better Researchers

By researching sources to back up and promote their ideas, students are becoming better researchers without even knowing it! Each time a new source is read or researched, the student is becoming more engaged with the project and is developing a deeper understanding of the subject area. Proper citations demonstrate a breadth of the student’s reading and dedication to the project itself. By creating citations, students are compelled to make connections between their sources and discern research patterns. Each time they complete this process, they are helping themselves become better researchers and writers overall.

When is the Right Time to Start Making Citations?

Make in-text/parenthetical citations as you need them.

As you are writing your paper, be sure to include references within the text that correspond with references in a works cited or bibliography. These are usually called in-text citations or parenthetical citations in MLA and APA formats. The most effective time to complete these is directly after you have made your reference to another source. For instance, after writing the line from Charles Dickens’ A Tale of Two Cities : “It was the best of times, it was the worst of times…,” you would include a citation like this (depending on your chosen citation style):

(Dickens 11).

This signals to the reader that you have referenced an outside source. What’s great about this system is that the in-text citations serve as a natural list for all of the citations you have made in your paper, which will make completing the works cited page a whole lot easier. After you are done writing, all that will be left for you to do is scan your paper for these references, and then build a works cited page that includes a citation for each one.

Need help creating an MLA works cited page ? Try the MLA format generator on EasyBib.com! We also have a guide on how to format an APA reference page .

2. Understand the General Formatting Rules of Your Citation Style Before You Start Writing

While reading up on paper formatting may not sound exciting, being aware of how your paper should look early on in the paper writing process is super important. Citation styles can dictate more than just the appearance of the citations themselves, but rather can impact the layout of your paper as a whole, with specific guidelines concerning margin width, title treatment, and even font size and spacing. Knowing how to organize your paper before you start writing will ensure that you do not receive a low grade for something as trivial as forgetting a hanging indent.

Don’t know where to start? Here’s a formatting guide on APA format .

3. Double-check All of Your Outside Sources for Relevance and Trustworthiness First

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Introduction to the Holocaust

• Invasion of the Soviet Union, June 1941
• Gay Men under the Nazi Regime
• Paragraph 175 and the Nazi Campaign against Homosexuality
• Lesbians under the Nazi Regime
• Antisemitism
• How Many People did the Nazis Murder?
• Treaty of Versailles

The Holocaust was the systematic, state-sponsored persecution and murder of six million European Jews by the Nazi German regime and its allies and collaborators. The Holocaust was an evolving process that took place throughout Europe between 1933 and 1945.

Antisemitism was at the foundation of the Holocaust. Antisemitism, the hatred of or prejudice against Jews, was a basic tenet of Nazi ideology. This prejudice was also widespread throughout Europe.

Nazi Germany’s persecution of Jews evolved and became increasingly more radical between 1933 and 1945. This radicalization culminated in the mass murder of six million Jews.

During World War II, Nazi Germany and its allies and collaborators killed nearly two out of every three European Jews using deadly living conditions, brutal mistreatment, mass shootings and gassings, and specially designed killing centers.

• Final Solution
• Third Reich
• World War II

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The Holocaust (1933–1945) was the systematic, state-sponsored persecution and murder of six million European Jews by the Nazi German regime and its allies and collaborators. 1 In addition to perpetrating the Holocaust, Nazi Germany also persecuted and murdered millions of other victims .  

What was the Holocaust? 

The United States Holocaust Memorial Museum defines the years of the Holocaust as 1933–1945. The Holocaust era began in January 1933 when Adolf Hitler and the Nazi Party came to power in Germany. It ended in May 1945, when the Allied Powers defeated Nazi Germany in World War II. The Holocaust is also sometimes referred to as “the Shoah,” the Hebrew word for “catastrophe.”

By the end of the Holocaust, the Nazi German regime and their allies and collaborators had murdered six million European Jews. 

Why did the Nazis target Jews?

The Nazis targeted Jews because the Nazis were radically antisemitic. This means that they were prejudiced against and hated Jews. In fact, antisemitism was a basic tenet of their ideology and at the foundation of their worldview. 

The Nazis falsely accused Jews of causing Germany’s social, economic, political, and cultural problems. In particular, they blamed them for Germany’s defeat in World War I (1914–1918). Some Germans were receptive to these Nazi claims. Anger over the loss of the war and the economic and political crises that followed contributed to increasing antisemitism in German society. The instability of Germany under the Weimar Republic (1918–1933), the fear of communism , and the economic shocks of the Great Depression also made many Germans more open to Nazi ideas, including antisemitism.

However, the Nazis did not invent antisemitism. Antisemitism is an old and widespread prejudice that has taken many forms throughout history. In Europe, it dates back to ancient times. In the Middle Ages (500–1400), prejudices against Jews were primarily based in early Christian belief and thought, particularly the myth that Jews were responsible for the death of Jesus. Suspicion and discrimination rooted in religious prejudices continued in early modern Europe (1400–1800). At that time, leaders in much of Christian Europe isolated Jews from most aspects of economic, social, and political life. This exclusion contributed to stereotypes of Jews as outsiders. As Europe became more secular, many places lifted most legal restrictions on Jews. This, however, did not mean the end of antisemitism. In addition to religious antisemitism, other types of antisemitism took hold in Europe in the 18th and 19th centuries. These new forms included economic, nationalist, and racial antisemitism. In the 19th century, antisemites falsely claimed that Jews were responsible for many social and political ills in modern, industrial society. Theories of race, eugenics , and Social Darwinism falsely justified these hatreds. Nazi prejudice against Jews drew upon all of these elements, but especially racial antisemitism . Racial antisemitism is the discriminatory idea that Jews are a separate and inferior race. 

Where did the Holocaust take place?

The Holocaust was a Nazi German initiative that took place throughout German- and Axis-controlled Europe. It affected nearly all of Europe’s Jewish population, which in 1933 numbered 9 million people. 

The Holocaust began in Germany after Adolf Hitler was appointed chancellor in January 1933. Almost immediately, the Nazi German regime (which called itself the Third Reich ) excluded Jews from German economic, political, social, and cultural life. Throughout the 1930s, the regime increasingly pressured Jews to emigrate. 

But the Nazi persecution of Jews spread beyond Germany. Throughout the 1930s, Nazi Germany pursued an aggressive foreign policy . This culminated in World War II, which began in Europe in 1939. Prewar and wartime territorial expansion eventually brought millions more Jewish people under German control. 

Nazi Germany’s territorial expansion began in 1938–1939. During this time, Germany annexed neighboring Austria and the Sudetenland and occupied the Czech lands. On September 1, 1939, Nazi Germany began World War II (1939–1945) by attacking Poland . Over the next two years, Germany invaded and occupied much of Europe, including western parts of the Soviet Union . Nazi Germany further extended its control by forming alliances with the governments of Italy , Hungary , Romania , and Bulgaria . It also created puppet states in Slovakia and Croatia. Together these countries made up the European members of the Axis alliance , which also included Japan. 

By 1942—as a result of annexations, invasions, occupations, and alliances—Nazi Germany controlled most of Europe and parts of North Africa. Nazi control brought harsh policies and ultimately mass murder to Jewish civilians across Europe. 

The Nazis and their allies and collaborators murdered six million Jews.

Geography of the Holocaust

How did Nazi Germany and its allies and collaborators persecute Jewish people? 

Between 1933 and 1945, Nazi Germany and its allies and collaborators implemented a wide range of anti-Jewish policies and measures. These policies varied from place to place. Thus, not all Jews experienced the Holocaust in the same way. But in all instances, millions of people were persecuted simply because they were identified as Jewish. 

Throughout German-controlled and aligned territories, the persecution of Jews took a variety of forms:

• Legal discrimination in the form of antisemitic laws . These included the Nuremberg Race Laws and numerous other discriminatory laws.
• Various forms of public identification and exclusion. These included antisemitic propaganda , boycotts of Jewish-owned businesses , public humiliation , and obligatory markings (such as the Jewish star badge worn as an armband or on clothing). 
• Organized violence. The most notable example is Kristallnacht . There were also isolated incidents and other pogroms (violent riots).
• Physical Displacement. Perpetrators used forced emigration, resettlement, expulsion, deportation, and ghettoization to physically displace Jewish individuals and communities.
• Internment. Perpetrators interned Jews in overcrowded ghettos , concentration camps , and forced-labor camps, where many died from starvation, disease, and other inhumane conditions.
• Widespread theft and plunder. The confiscation of Jews’ property, personal belongings, and valuables was a key part of the Holocaust. 
• Forced labor . Jews had to perform forced labor in service of the Axis war effort or for the enrichment of Nazi organizations, the military, and/or private businesses. 

Many Jews died as a result of these policies. But before 1941, the systematic mass murder of all Jews was not Nazi policy. Beginning in 1941, however, Nazi leaders decided to implement the mass murder of Europe’s Jews. They referred to this plan as the “Final Solution to the Jewish Question.” 

What was the “Final Solution to the Jewish Question”?

The Nazi “Final Solution to the Jewish Question” (“ Endlösung der Judenfrage ”) was the deliberate and systematic mass murder of European Jews. It was the last stage of the Holocaust and took place from 1941 to 1945. Though many Jews were killed before the "Final Solution" began, the vast majority of Jewish victims were murdered during this period.

Mass Shootings

The Nazi German regime perpetrated mass shootings of civilians on a scale never seen before. After Germany invaded the Soviet Union in June 1941, German units began to carry out mass shootings of local Jews. At first, these units targeted Jewish men of military age. But by August 1941, they had started massacring entire Jewish communities. These massacres were often conducted in broad daylight and in full view and earshot of local residents. 

Mass shooting operations took place in more than 1,500 cities, towns, and villages across eastern Europe. German units tasked with murdering the local Jewish population moved throughout the region committing horrific massacres. Typically, these units would enter a town and round up the Jewish civilians. They would then take the Jewish residents to the outskirts of the town. Next, they would force them to dig a mass grave or take them to mass graves prepared in advance. Finally, German forces and/or local auxiliary units would shoot all of the men, women, and children into these pits. Sometimes, these massacres involved the use of specially designed mobile gas vans. Perpetrators would use these vans to suffocate victims with carbon monoxide exhaust.

Germans also carried out mass shootings at killing sites in occupied eastern Europe. Typically these were located near large cities. These sites included Fort IX in Kovno (Kaunas), the Rumbula and Bikernieki Forests in Riga , and Maly Trostenets near Minsk . At these killing sites, Germans and local collaborators murdered tens of thousands of Jews from the Kovno, Riga, and Minsk ghettos. They also shot tens of thousands of German, Austrian, and Czech Jews at these killing sites. At Maly Trostenets, thousands of victims were also murdered in gas vans.

The German units that perpetrated the mass shootings in eastern Europe included Einsatzgruppen (special task forces of the SS and police), Order Police battalions, and Waffen-SS units. The German military ( Wehrmacht ) provided logistical support and manpower. Some Wehrmacht units also carried out massacres. In many places, local auxiliary units working with the SS and police participated in the mass shootings. These auxiliary units were made up of local civilian, military, and police officials.

As many as 2 million Jews were murdered in mass shootings or gas vans in territories seized from Soviet forces. 

Killing Centers

German authorities, with the help of their allies and collaborators, transported Jews from across Europe to these killing centers. They disguised their intentions by calling the transports to the killing centers “resettlement actions” or “evacuation transports.” In English, they are often referred to as “deportations.” Most of these deportations took place by train. In order to efficiently transport Jews to the killing centers, German authorities used the extensive European railroad system , as well as other means of transportation. In many cases the railcars on the trains were freight cars; in other instances they were passenger cars. 

The conditions on deportation transports were horrific. German and collaborating local authorities forced Jews of all ages into overcrowded railcars. They often had to stand, sometimes for days, until the train reached its destination. The perpetrators deprived them of food, water, bathrooms, heat, and medical care. Jews frequently died en route from the inhumane conditions.

The vast majority of Jews deported to killing centers were gassed almost immediately after their arrival. Some Jews whom German officials believed to be healthy and strong enough were selected for forced labor. 

My mother ran over to me and grabbed me by the shoulders, and she told me "Leibele, I'm not going to see you no more. Take care of your brother."  — Leo Schneiderman  describing arrival at Auschwitz, selection, and separation from his family

At all five killing centers, German officials forced some Jewish prisoners to assist in the killing process. Among other tasks, these prisoners had to sort through victims’ belongings and remove victims’ bodies from the gas chambers. Special units disposed of the millions of corpses through mass burial, in burning pits, or by burning them in large, specially designed crematoria .

Nearly 2.7 million Jewish men, women, and children were murdered at the five killing centers. 

What were ghettos and why did German authorities create them during the Holocaust? 

Ghettos were areas of cities or towns where German occupiers forced Jews to live in overcrowded and unsanitary conditions. German authorities often enclosed these areas by building walls or other barriers. Guards prevented Jews from leaving without permission. Some ghettos existed for years, but others existed only for months, weeks, or even days as holding sites prior to deportation or murder. 

German officials first created ghettos in 1939–1940 in German-occupied Poland. The two largest were located in the occupied Polish cities of Warsaw and Lodz (Łódź). Beginning in June 1941, German officials also established them in newly conquered territories in eastern Europe following the German attack on the Soviet Union. German authorities and their allies and collaborators also established ghettos in other parts of Europe. Notably, in 1944, German and Hungarian authorities created temporary ghettos to centralize and control Jews prior to their deportation from Hungary. 

The Purpose of the Ghettos

German authorities originally established the ghettos to isolate and control the large local Jewish populations in occupied eastern Europe. Initially, they concentrated Jewish residents from within a city and the surrounding area or region. However, beginning in 1941, German officials also deported Jews from other parts of Europe (including Germany) to some of these ghettos. 

Jewish forced labor became a central feature of life in many ghettos. In theory, it was supposed to help pay for the administration of the ghetto as well as support the German war effort. Sometimes, factories and workshops were established nearby in order to exploit the imprisoned Jews for forced labor. The labor was often manual and grueling. 

Life in the Ghettos

Jews in the ghettos sought to maintain a sense of dignity and community. Schools, libraries, communal welfare services, and religious institutions provided some measure of connection among residents. Attempts to document life in the ghettos, such as the Oneg Shabbat archive and clandestine photography, are powerful examples of spiritual resistance . Many ghettos also had underground movements that carried out armed resistance. The most famous of these is the Warsaw ghetto uprising in 1943.    

Liquidating the Ghettos

Beginning in 1941–1942, Germans and their allies and collaborators murdered ghetto residents en masse and dissolved ghetto administrative structures. They called this process “liquidation.” It was part of the “Final Solution to the Jewish Question.” The majority of Jews in the ghettos were murdered either in mass shootings at nearby killing sites or after deportation to killing centers. Most of the killing centers were deliberately located near the large ghettos of German-occupied Poland or on easily-accessible railway routes. 

Who was responsible for carrying out the Holocaust and the Final Solution?

Many people were responsible for carrying out the Holocaust and the Final Solution. 

At the highest level, Adolf Hitler inspired, ordered, approved, and supported the genocide of Europe’s Jews. However, Hitler did not act alone. Nor did he lay out an exact plan for the implementation of the Final Solution. Other Nazi leaders were the ones who directly coordinated, planned, and implemented the mass murder. Among them were Hermann Göring , Heinrich Himmler , Reinhard Heydrich , and Adolf Eichmann . 

However, millions of Germans and other Europeans participated in the Holocaust. Without their involvement, the genocide of the Jewish people in Europe would not have been possible. Nazi leaders relied upon German institutions and organizations; other Axis powers; local bureaucracies and institutions; and individuals. 

German Institutions, Organizations, and Individuals

As members of these institutions, countless German soldiers , policemen , civil servants , lawyers, judges , businessmen , engineers, and doctors and nurses chose to implement the regime’s policies. Ordinary Germans also participated in the Holocaust in a variety of ways. Some Germans cheered as Jews were beaten or humiliated. Others denounced Jews for disobeying racist laws and regulations. Many Germans bought, took, or looted their Jewish neighbors' belongings and property. These Germans’ participation in the Holocaust was motivated by enthusiasm, careerism, fear, greed, self-interest, antisemitism, and political ideals, among other factors. 

Non-German Governments and Institutions

Nazi Germany did not perpetrate the Holocaust alone. It relied on the help of its allies and collaborators. In this context, “allies” refers to Axis countries officially allied with Nazi Germany. “Collaborators” refers to regimes and organizations that cooperated with German authorities in an official or semi-official capacity. Nazi Germany’s allies and collaborators included:

• The European Axis Powers and other collaborationist regimes (such as Vichy France ). These governments passed their own antisemitic legislation and cooperated with German goals.
• German-backed local bureaucracies, especially local police forces. These organizations helped round up, intern, and deport Jews even in countries not allied with Germany, such as the Netherlands .
• Local auxiliary units made up of military and police officials and civilians. These German-backed units participated in massacres of Jews in eastern Europe (often voluntarily). 

The terms “allies” and “collaborators” can also refer to individuals affiliated with these governments and organizations.

Individuals across Europe 

Throughout Europe, individuals who had no governmental or institutional affiliation and did not directly participate in murdering Jews also contributed to the Holocaust. 

One of the deadliest things that neighbors, acquaintances, colleagues, and even friends could do was denounce Jews to Nazi German authorities. An unknown number chose to do so. They revealed Jews’ hiding places, unmasked false Christian identities, and otherwise identified Jews to Nazi officials. In doing so, they brought about their deaths. These individuals’ motivations were wide-ranging: fear, self-interest, greed, revenge, antisemitism, and political and ideological beliefs.

Individuals also profited from the Holocaust. Non-Jews sometimes moved into Jews’ homes, took over Jewish-owned businesses, and stole Jews’ possessions and valuables. This was part of the widespread theft and plunder that accompanied the genocide. 

Most often individuals contributed to the Holocaust through inaction and indifference to the plight of their Jewish neighbors. Sometimes these individuals are called bystanders . 

Who were the other victims of Nazi persecution and mass murder?

The Holocaust specifically refers to the systematic, state-sponsored persecution and murder of six million Jews. However, there were also millions of other victims of Nazi persecution and murder . In the 1930s, the regime targeted a variety of alleged domestic enemies within German society. As the Nazis extended their reach during World War II, millions of other Europeans were also subjected to Nazi brutality. 

The Nazis classified Jews as the priority “enemy.” However, they also targeted other groups as threats to the health, unity, and security of the German people. The first group targeted by the Nazi regime consisted of political opponents . These included officials and members of other political parties and trade union activists. Political opponents also included people simply suspected of opposing or criticizing the Nazi regime. Political enemies were the first to be incarcerated in Nazi concentration camps . Jehovah’s Witnesses were also incarcerated in prisons and concentration camps. They were arrested because they refused to swear loyalty to the government or serve in the German military.

The Nazi regime also targeted Germans whose activities were deemed harmful to German society. These included men accused of homosexuality , persons accused of being professional or habitual criminals, and so-called asocials (such as people identified as vagabonds, beggars, prostitutes, pimps, and alcoholics). Tens of thousands of these victims were incarcerated in prisons and concentration camps. The regime also forcibly sterilized and persecuted Afro-Germans . 

People with disabilities were also victimized by the Nazi regime. Before World War II, Germans considered to have supposedly unhealthy hereditary conditions were forcibly sterilized. Once the war began, Nazi policy radicalized. People with disabilities, especially those living in institutions, were considered both a genetic and a financial burden on Germany. These people were targeted for murder in the so-called Euthanasia Program .

The Nazi regime employed extreme measures against groups considered to be racial, civilizational, or ideological enemies. This included Roma (Gypsies) , Poles (especially the Polish intelligentsia and elites), Soviet officials , and Soviet prisoners of war . The Nazis perpetrated mass murder against these groups.

How did the Holocaust end? 

But liberation did not bring closure. Many Holocaust survivors faced ongoing threats of violent antisemitism and displacement as they sought to build new lives. Many had lost family members, while others searched for years to locate missing parents, children, and siblings.

How did some Jews survive the Holocaust? 

Despite Nazi Germany’s efforts to murder all the Jews of Europe, some Jews survived the Holocaust. Survival took a variety of forms. But, in every case, survival was only possible because of an extraordinary confluence of circumstances, choices, help from others (both Jewish and non-Jewish), and sheer luck. 

Survival outside of German-Controlled Europe 

Some Jews survived the Holocaust by escaping German-controlled Europe. Before World War II began, hundreds of thousands of Jews emigrated from Nazi Germany despite significant immigration barriers. Those who immigrated to the United States, Great Britain, and other areas that remained beyond German control were safe from Nazi violence. Even after World War II began, some Jews managed to escape German-controlled Europe. For example, approximately 200,000 Polish Jews fled the German occupation of Poland. These Jews survived the war under harsh conditions after Soviet authorities deported them further east into the interior of the Soviet Union.

Survival in German-Controlled Europe

A smaller number of Jews survived inside German-controlled Europe. They often did so with the help of rescuers. Rescue efforts ranged from the isolated actions of individuals to organized networks, both small and large. Throughout Europe, there were non-Jews who took grave risks to help their Jewish neighbors, friends, and strangers survive. For example, they found hiding places for Jews, procured false papers that offered protective Christian identities, or provided them with food and supplies. Other Jews survived as members of partisan resistance movements . Finally, some Jews managed, against enormous odds, to survive imprisonment in concentration camps, ghettos, and even killing centers. 

In the aftermath of the Holocaust, those Jews who survived were often confronted with the traumatic reality of having lost their entire families and communities. Some were able to go home and chose to rebuild their lives in Europe. Many others were afraid to do so because of postwar violence and antisemitism . In the immediate postwar period, those who could not or would not return home often found themselves living in displaced persons camps . There, many had to wait years before they were able to immigrate to new homes.

In the aftermath of the Holocaust, the world has struggled to come to terms with the horrors of the genocide, to remember the victims, and to hold perpetrators responsible . These important efforts remain ongoing.

Series: After the Holocaust

Liberation of Nazi Camps

The Aftermath of the Holocaust: Effects on Survivors

Displaced Persons

About Life after the Holocaust

Postwar Trials

What is Genocide?

Genocide timeline, series: the holocaust.

"Final Solution": Overview

Forced Labor: An Overview

Mass Shootings of Jews during the Holocaust

Gassing Operations

Deportations to Killing Centers

Killing Centers: An Overview

Switch series, critical thinking questions.

What can we learn from the massive size and scope of the Holocaust?

Across Europe, the Nazis found countless willing helpers who collaborated or were complicit in their crimes. What motives and pressures led so many individuals to persecute, to murder, or to abandon their fellow human beings?

Were there warning signs of what was to come before the Nazis came to power in 1933? Before the start of mass killing in 1941?

In this context, “allies” refers to Axis countries officially allied with Nazi Germany. “Collaborators” refers to regimes and organizations that cooperated with German authorities in an official or semi-official capacity. These German-backed collaborators included some local police forces, bureaucracies, and paramilitary units. The terms “allies” and “collaborators” can also refer to individuals affiliated with these governments and organizations.

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