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How to Write a PhD Concept Paper

format of a phd concept paper

A concept paper – or concept note – is one of the initial requirements of a PhD programme. It is normally written during the PhD application process as well as early on in the programme once a student has been admitted.

A concept paper is basically a shorter version of a research proposal – in most cases between 2,000 and 2,500 words – that expresses the research ideas of the potential PhD student.

Besides being short, it should be concise yet have adequate details to convince the Department the student is applying to that he/she is worth being admitted to the programme.

Example of a title with a sub-title

References/bibliography, why do phd programmes require applicants to submit a concept paper.

A concept paper serves four main purposes:

  • It gives the Department the student is applying to an idea of the student’s research interests.
  • Based on point one, it informs the Department whether the student will be a good fit to the Department or not. To be a good fit, the research interests of the applicant should match those of the Department’s faculty.
  • Based on the two points above, it enables the Department to offer support to the student throughout his/her PhD studies in the form of supervision and mentorship.
  • Because the concept paper is written – and must be accepted – before the full proposal, it saves the student time and effort that would otherwise be spent on topics that may end up being rejected by the Department. A concept paper is therefore the first step to writing the PhD thesis/dissertation (see the figure below).

how to write phd concept note

Format of a PhD Concept Paper

The format of a concept paper might vary from one university to another. A PhD student should therefore read the guidelines provided by his/her University of interest before writing a concept paper.

In general, the following is a common format of a concept paper:

Title of proposed study

The title of the proposed study is the first element of a concept paper.

The title should describe what the study is about by highlighting the variables of the study and the relationship between the variables if applicable.

The title should be short and specific: it is best to have a title that is not more than 15 words’ long.

Example of a title:

Use of Mobile Phone Applications for Weight Management in the United States

In order to add more specificity to the title, you can add a subtitle to the main title. The title and subtitle should be separated by a full colon.

Use of Mobile Phone Applications for Weight Management in the United States:

A Behavioural Economics’ Analysis

Background to the study

The background to the study contains the following elements:

  • The history of the topic, both globally and in the proposed location of your study.
  • What other researchers have found out from their own studies.
  • What the gaps in the existing literature are, that is, what the other researchers have not addressed.
  • What your study will contribute towards filling the identified gaps.

The implication of the above is that one must have conducted some literature review prior to writing the background to the study.

Statement of the problem

The statement of the problem is a clear description of the issue that the study will address, the relevance of the issue, the importance (benefits) of addressing the issue, and the method the researcher will use to address the issue.

Goal and objectives of the study

Once you have identified the problem of your study, the next step is to write the goal and objectives of the study. There is a difference between these two:

The goal of the study is a broad statement of what the researcher hopes to accomplish at the end of the study. The goal should also be related to the problem statement.

Any given project should have one goal because having many goals would lead to confusion. However, that one goal can have multiple elements in it, which would be accomplished through the project’s objectives.

The objectives of the study, on the other hand, are specific and detailed statements of how the researcher will go about accomplishing the stated goal.

The objectives should:

  • Support the accomplishment of the goal.
  • Follow a sequence, that is, like a step-by-step order. This will help you frame the activities needed to be undertaken in a logical manner so that the goal is achieved.
  • Be stated using action verbs, for instance, “to identify”, “to create”, “to establish”, “to measure”, etc.
  • Be about 3-4: having too few of objectives will limit the scope of your PhD dissertation, while having too many objectives may complicate the dissertation.
  • Be SMART, that is, Specific, Measurable, Achievable, Realistic, and Time-bound.

The video below clearly explains how to set SMART goals and objectives:

https://www.youtube.com/watch?v=MAhs-m6cNzY

Important tip 1: depending on your PhD programme, you may be required to have at least 3 journal papers to qualify for graduation. Each of your objectives can be converted into a separate journal paper on its own.

Research questions and hypotheses

Every PhD dissertation needs research questions. Research questions will help the student stay focused on his/her research.

The aim of the research is to provide answers to the research questions. The answers to the questions will form the thesis statement.

Examples of research questions:

In the title example given earlier about use of mobile phone applications for weight management in the United States, a student may be interested in the following questions:

  • To what extent do adults in the United States use mobile phone applications to manage their weight?
  • Is there any gender disparity in the use of mobile phone apps for weight management in the United States?
  • How effective are mobile apps for weight management in the United States?

Good research questions are those that can be explored deeply and widely as well as defended using evidence. Questions with ‘yes” or “no” responses are not academic-worthy.

When developing research questions, you also need to think about the data that will be required to answer the questions. Do you have access to that data? If no, will your time and financial resources allow you to collect that data?

Important tip 2: Your PhD study is time-limited therefore data requirement issues need to be thought through at the initial stages of your concept paper writing so that you don’t waste too much time either collecting the data in the future or trying to access the data if it already exists elsewhere.

Preliminary literature review

At the concept paper stage, a preliminary literature review serves three main purposes:

  • It shows whether you have knowledge of the current state of debate about your chosen topic.
  • It shows whether you are familiar with the experts in your chosen topic.
  • It also helps you identify the research gaps.

Proposed research design, methods and procedures

This sections provides a brief overview of the research methodology that you will adopt in your study. Some issues to consider include:

  • Will your study use quantitative, qualitative or mixed-methods approach?
  • Will you use secondary or primary data?
  • What will be the sources of your data? Will you need any ethical clearance from your university before collecting data?
  • Will the data sources be readily accessible?
  • Will you use external assistance for data collection? Or will you do all the data collection yourself?
  • How will the data be analysed? Which softwares will you use? Are you competent in those softwares?

While the above issues are important to think through, please note that the research design and methods will be informed by your research objectives and research questions. As an illustration:

A research question that aims to measure the effect of one (or more) variable(s) on another variable will definitely require quantitative research methods.

On the other hand, a research question that aims to explain the existence of a phenomenon will render itself to the use of qualitative research methods.

Contribution to knowledge

This is perhaps the most important aspect of a PhD dissertation. Your concept note needs to briefly highlight how your project will add value to knowledge.

Making significant contribution to knowledge at the PhD level does not mean a Nobel prize standard of knowledge (this you can do after your PhD when you’ll have all the time in the world to do so). You can achieve this in various ways:

  • New applications of existing ideas.
  • New interpretations of previous ideas.
  • Investigating an existing issue in a new location.
  • Development of a new theory.
  • Coming up with a new technique, among others.

The last section of the concept paper is the reference list or bibliography. This is the section that lists the literatures that you have reviewed and cited in your paper.

There is a slight difference between a reference list and a bibliography:

A reference list includes all those studies that have been directly cited in the paper.

A bibliography, on the other hand, includes all those studies that have been directly cited in the paper as well as those that were reviewed and consulted but not cited in the paper.

When creating the reference list/bibliography, one should be mindful of the referencing style that is required by their PhD department (that is, whether APA, MLA, Chicago, Havard, etc).

Final Thoughts on Writing a PhD Concept Paper

The concept paper is the first step to writing the PhD dissertation. Once accepted, the student will proceed to writing the proposal, which will then be defended before proceeding with writing the full dissertation.

The concept paper is a mini-proposal and has most of the components expected in the proposal.

However, the concept paper should be short and precise while at the same time have adequate information to enable the PhD Committee of the PhD Programme the student is applying to judge if the student will be a good fit to the programme or not.

Related posts

How To Choose a Research Topic For Your PhD Thesis (7 Key Factors to Consider)

Comprehensive Guidelines for Writing a PhD Thesis Proposal (+ free checklist for PhD Students)

Grace Njeri-Otieno

Grace Njeri-Otieno is a Kenyan, a wife, a mom, and currently a PhD student, among many other balls she juggles. She holds a Bachelors' and Masters' degrees in Economics and has more than 7 years' experience with an INGO. She was inspired to start this site so as to share the lessons learned throughout her PhD journey with other PhD students. Her vision for this site is "to become a go-to resource center for PhD students in all their spheres of learning."

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How to Write a Concept Paper for a PhD: A 10-Step Guide

Adela B.

Table of contents

You’re ready to enroll for your Ph.D. studies but feeling anxious. You don’t know whether your application will be accepted or what it would take to be accepted.

Aside from your academic qualifications, a concept paper is one of the most critical determinants. If you’re planning to pursue a Ph.D., you need to learn how to write an effective concept paper to convince your professors.

Writing a concept paper requires strong analytical skills, advanced research knowledge, and excellent writing skills.

This blog post will give you a step-by-step guide on how to write a concept paper for a Ph.D. to get you a step closer to becoming a doctor of philosophy.

What is a concept paper for Ph.D.?

A concept paper for a Ph.D. is a written statement outlining the objectives and concepts of a proposed research study. It acts as an introduction to your dissertation or full thesis.

It is also an important part of the application process for Ph.D. programs and helps the admissions committee evaluate a student's research potential.

It typically includes background information on the topic to be studied, an overview of existing research, and the proposed research design. It also highlights potential results from the proposed study and their practical applications.

Ultimately, concept papers for Ph.D. programs help determine whether a student is qualified to pursue doctoral-level work in their chosen field.

How long is a Ph.D. concept paper?

The length of your concept paper will depend on your field of study and the requirements set by your university. Generally speaking, most universities expect concept papers to be between 3-5 pages long. Some papers may be longer or shorter depending on how much detail your project entails.

Key takeaways

A concept paper for Ph.D. includes:

  • Background information on the topic;
  • Overview of existing research;
  • Proposed research design;
  • Potential results from the study;
  • Practical applications of the study.

How to Write a Concept Paper for Ph.D.?

An effective concept paper will help you get approval from your professor or adviser to begin your doctoral work.

What are the characteristics of a good concept paper?

A good concept paper should present an idea or topic in a clear and concise manner. It should provide an overview of what the research project will cover and explain why it’s important.

Additionally, it should highlight any potential implications of the research study and how they can be addressed or minimized. The goal of the paper is to convince the reader that your proposed project is worth pursuing and that it contributes new knowledge to your field of study.

What are the 5 elements of a concept paper?

The five elements of a concept paper are:

  • Background;
  • Purpose statement;
  • Problem statement;
  • Research questions or hypotheses;
  • Significance or implications for practice.

These elements work together to provide a comprehensive overview of your proposed research project and show why it’s worth pursuing.

Here are the steps to write an outstanding concept paper that stands no chance of being rejected.

1. Define the title and purpose of your study

The first step in writing a concept paper is defining the title and purpose of your study. What will your research be about? And what are you trying to accomplish through it?

The title and purpose of your study will set the foundation for your concept paper. This part should be concise and clear so that readers understand the basis and significance of your research. When formulating the title, ensure it accurately reflects the main focus of your entire research study.

2. Describe the background and scope of your study

The next step is to provide an overview of the background information of your study topic and explain how it relates to your proposed project.

When describing the background of your study, you need to provide some context about why this topic is important enough to warrant academic inquiry.

Highlight any existing studies or theories related to your topic so that readers understand why you have chosen it as part of your dissertation research.

3. Identify the problem statement

Next, identify a problem statement that outlines what issue or gap in the knowledge you are attempting to address through your research project. Every good concept paper should include a well thought problem statement.

Your problem statement should be precise and concise so readers can easily understand what they can expect from reading further.

Here, you should make it clear why there’s a need for further investigation in your chosen field and how your research will contribute new insights into existing knowledge.

4. List your goals and objectives

Now that you’ve established your problem statement, you need to outline the specific goals and objectives that will guide you through your research.

Here, you outline what steps you’ll take and what specifically you hope to achieve in every stage of the study. This could mean anything from creating new theories, testing existing theories or models, exploring the techniques used in other studies, etc.

Your goals and objectives will give the readers a heads-up about what outcomes they can expect from the project.

Ensure whatever goals and objectives you list are measurable and achievable within the scope of your research study.

5. Formulate research questions

Next, formulate detailed research questions (and accompanying hypotheses) based on the topic you plan to explore.

These questions should include the variables you plan to manipulate or measure during data collection. Ensure the questions are clear and written in simple language so readers can understand what you’ll address through the study.

Also, don’t forget to create hypotheses for every research question you write. These are specific claims that will act as the starting points for further inquiry and potential conclusions for the study.

6. Explain the theoretical framework of the study

Once you’ve formulated your research questions, the next step is to explain the theoretical framework or foundational concept of the study.

Identify and briefly explain the theories that inspired you and connect them back to your intended study.

This will set out the context of your project and show that you’ve read and understood existing knowledge on the subject. This theoretical knowledge will come in handy if your application is accepted.

7. Write the literature review

The next step is to write the literature review. Here, you identify information and existing knowledge from previous studies and other published articles.

Your literature review should also include summaries or reviews of key texts related to your topic. You can get information for this section from peer-reviewed articles and online journals like OpenDOAR and CORE.

Remember, all the facts, statistics, and other relevant information must be accompanied by appropriate citations and references.

8. Describe the proposed research methodology

After writing the literature review, go ahead and describe the research design and methodology you’ll be employing.

Some of the critical details to include in this section include:

  • What data collection methods you’ll use? (e.g., surveys, interviews, or questionnaires).
  • How many participants will form your sample size?
  • What data analysis methods will you use? (e.g., qualitative versus quantitative).

Be sure to highlight any ethical considerations involved in your research methodology. For instance, explain the informed consent procedures you’ll use if your research involves human participation.

Also, explain how you’ll minimize the potential risks associated with participating in your research activities.

9. Explain the significance of the study (and its implications)

Now that you’ve explained the methodology, it’s time to let the readers understand why this study is important and why it makes a significant contribution to existing research.

Additionally, explain how this study will impact theory development and its significance for policymakers or practitioners in your field of study.

You should also discuss any potential implications of conducting this research (e.g., ethical considerations or political ramifications).

10. Include references/bibliography

Finally, include references or a bibliography at the end of your concept paper to build credibility for your research paper.

A bibliography enables you to give credit where it belongs by recognizing the owners of your reference materials.

Ensure you format references properly according to the style specified by the institution you’re applying to. This could be, for example, APA, MLA, or Harvard referencing style.

What is the difference between a concept paper and a research paper?

A concept paper outlines what you plan to do (in future tense), while a research paper explains what you did (in past tense) after completing your research project. In other words, a concept paper serves as an introduction to your research, while a research paper provides evidence-based results from experiments conducted during your study.

Final thoughts

The thought of writing a concept paper for your Ph.D. can be intimidating at first. However, once you know the right approach to take and invest enough time, the writing process becomes hassle-free.

Start by brainstorming your ideas, researching related topics, and creating an outline. Also, ensure you clearly define your concept and know the exact approach you’ll be taking. This way, you won’t find yourself stuck when your concept paper has been approved for further research.

After completing the paper, revise it to ensure everything is clear and accurate with no typos. In the end, you’ll have an excellent concept paper that will pave the way for you to pursue your doctoral studies.

If you need help writing a concept paper for your Ph.D., turn to Writers Per Hour for assistance. With expert Doctoral writers on the team, we can draft a compelling concept paper that is 100% original and written from scratch as per your requirements.

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how to write phd concept note

How to Write a Concept Note: A Step-by-Step Guide

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Concept notes are important documents that serve as a brief outline of a project. They are used to present a proposed project to potential stakeholders and funders, and are usually requested before a full project proposal is submitted. If you are planning to embark on a new project, it is essential to know how to write a concept note. In this guide, we'll take you through the step-by-step process of writing a winning concept note.

Understanding the Purpose of a Concept Note

Before we delve into the details of how to write a concept note, it is important to understand its purpose. A concept note serves several functions:

What is a Concept Note?

A concept note is a brief outline of a project proposal, usually submitted to potential stakeholders and funders to solicit their support.

Let’s take an example of a non-profit organization that wants to start a new project to provide education to underprivileged children. The organization will need funding and support from donors to make this project a success. To attract potential donors, the organization will need to submit a concept note that outlines the basic details of the project.

Why is a Concept Note Important?

Concept notes are important because they help to identify potential stakeholders and funders for a proposed project. By providing a brief overview of the project, concept notes help to gauge interest and support. This is especially important when dealing with multiple potential stakeholders and funders, as it allows the organization to tailor their proposal to the interests of each party.

Moreover, concept notes help organizations to save time and resources. Instead of preparing a full proposal for every potential stakeholder or funder, concept notes can be used to filter out those who are not interested in the project, allowing the organization to focus on those who are.

When to Use a Concept Note?

Concept notes are usually requested by potential stakeholders and funders before a full project proposal is submitted. They can also be used to introduce a new project to an organization or community. In addition, concept notes can be used as a tool for internal planning and decision-making.

For example, a company may use a concept note to introduce a new product or service to its employees before launching it to the public. This allows the company to gather feedback and make any necessary changes before investing resources into a full launch.

In conclusion, concept notes are an important tool for organizations to attract support and funding for their projects. By providing a brief overview of the project, concept notes help to gauge interest and support, saving time and resources. They can be used to introduce new projects to stakeholders and funders, as well as for internal planning and decision-making.

Key Components of a Concept Note

The following are key components that should be included when writing a concept note:

Project Title

The project title should be clear and concise. It should capture the essence of the project in a few words.

Project Objective

The project objective should be clearly stated, and should contain a succinct statement of what the project intends to achieve.

Background and Context

The background and context should provide an overview of the problem that the project intends to address. It should also highlight the relevance of the problem to the target audience and the broader community.

Target Audience and Beneficiaries

The target audience and beneficiaries should be clearly identified. This helps to ensure that the project is designed to meet the needs of the intended beneficiaries.

Project Activities and Methodology

The project activities and methodology should describe the specific steps that will be taken to achieve the project objectives. It should also provide details on how the project will be implemented.

Expected Outcomes and Impact

The expected outcomes and impact should clearly state what the project hopes to achieve and how it will contribute to the broader goals of the organization or community.

Monitoring and Evaluation

The monitoring and evaluation plan should outline how the project will be monitored and evaluated to determine its success.

Budget and Resources

The budget and resources section should provide a detailed breakdown of the costs associated with the project, as well as the resources required to implement it.

Step-by-Step Guide to Writing a Concept Note

Now that we have covered the key components of a concept note, it is time to take you through a step-by-step guide to writing a winning concept note.

Step 1: Research and Preparation

Before you start writing your concept note, it is important to conduct thorough research on the problem you are seeking to address, the target audience, and the available resources. This will help you to develop a comprehensive understanding of the project and its requirements.

Step 2: Develop a Clear Project Objective

The project objective is the backbone of your concept note. It should be clear, concise, and specific. A well-defined objective will help you to stay focused on the project and ensure that the project is designed to achieve the intended outcomes.

Step 3: Provide a Strong Background and Context

The background and context section of your concept note should provide a clear understanding of the problem the project intends to address and its relevance to the target audience and the broader community. This section should demonstrate the importance of the project and why it is needed.

Step 4: Identify Your Target Audience and Beneficiaries

The target audience and beneficiaries section of your concept note should clearly identify who the project is meant to benefit. This section should also provide details on how the project will improve the lives of the intended beneficiaries.

Step 5: Outline Your Project Activities and Methodology

The project activities and methodology section of your concept note should provide a detailed explanation of how the project will achieve its objectives. This section should outline the specific steps that will be taken to implement the project and achieve the desired outcomes.

Step 6: Describe Expected Outcomes and Impact

The expected outcomes and impact section of your concept note should detail the expected results of the project and how they will contribute to the broader goals of the organization or community. This section should also provide a clear understanding of the impact the project is expected to have on the beneficiaries.

Step 7: Develop a Monitoring and Evaluation Plan

The monitoring and evaluation plan should outline how the project will be monitored and evaluated to determine its success. This section should also include the indicators that will be used to measure the project's impact.

Step 8: Prepare a Budget and Identify Resources

The budget and resources section of your concept note should provide a detailed breakdown of the costs associated with the project, as well as the resources required to implement it. This section should also include details on how the project will be funded.

By following these steps, you will be able to develop a comprehensive and winning concept note that will help you to secure funding for your project. Remember to keep your concept note clear, concise and focused on the project objectives. Good luck!

ChatGPT Prompt for Writing a Concept Note

Use the following prompt in an AI chatbot . Below each prompt, be sure to provide additional details about your situation. These could be scratch notes, what you'd like to say or anything else that guides the AI model to write a certain way.

Please prepare a comprehensive and detailed document outlining the key ideas, objectives, and strategies for a proposed project or initiative. This document should clearly articulate the purpose of the project, the target audience, the expected outcomes, and the resources required to implement it. The concept note should be well-structured, concise, and informative, providing a clear roadmap for the proposed project and demonstrating its potential impact and value.

[ADD ADDITIONAL CONTEXT. CAN USE BULLET POINTS.]

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What is a Concept Paper and How do You Write One?

DiscoverPhDs

  • By DiscoverPhDs
  • August 26, 2020

Concept Paper

What is a Concept Paper?

A concept paper is a short document written by a researcher before starting their research project, with the purpose of explaining what the study is about, why it is important and the methods that will be used.

The concept paper will include your proposed research title, a brief introduction to the subject, the aim of the study, the research questions you intend to answer, the type of data you will collect and how you will collect it. A concept paper can also be referred to as a research proposal.

What is the Purpose of a Concept Paper?

The primary aim of a research concept paper is to convince the reader that the proposed research project is worth doing. This means that the reader should first agree that the research study is novel and interesting. They should be convinced that there is a need for this research and that the research aims and questions are appropriate.

Finally, they should be satisfied that the methods for data collection proposed are feasible, are likely to work and can be performed within the specific time period allocated for this project.

The three main scenarios in which you may need to write a concept paper are if you are:

  • A final year undergraduate or master’s student preparing to start a research project with a supervisor.
  • A student submitting a research proposal to pursue a PhD project under the supervision of a professor.
  • A principal investigator submitting a proposal to a funding body to secure financial support for a research project.

How Long is a Concept Paper?

The concept paper format is usually between 2 and 3 pages in length for students writing proposals for undergraduate, master’s or PhD projects. Concept papers written as part of funding applications may be over 20 pages in length.

How do you Write a Concept Paper?

There are 6 important aspects to consider when writing a concept paper or research proposal:

  • 1. The wording of the title page, which is best presented as a question for this type of document. At this study concept stage, you can write the title a bit catchier, for example “Are 3D Printed Engine Parts Safe for Use in Aircraft?”.
  • A brief introduction and review of relevant existing literature published within the subject area and identification of where the gaps in knowledge are. This last bit is particularly important as it guides you in defining the statement of the problem. The concept paper should provide a succinct summary of ‘the problem’, which is usually related to what is unknown or poorly understood about your research topic . By the end of the concept paper, the reader should be clear on how your research idea will provide a ‘solution’ to this problem.
  • The overarching research aim of your proposed study and the objectives and/or questions you will address to achieve this aim. Align all of these with the problem statement; i.e. write each research question as a clear response to addressing the limitations and gaps identified from previous literature. Also give a clear description of your primary hypothesis.
  • The specific data outputs that you plan to capture. For example, will this be qualitative or quantitative data? Do you plan to capture data at specific time points or at other defined intervals? Do you need to repeat data capture to asses any repeatability and reproducibility questions?
  • The research methodology you will use to capture this data, including any specific measurement or analysis equipment and software you will use, and a consideration of statistical tests to help interpret the data. If your research requires the use of questionnaires, how will these be prepared and validated? In what sort of time frame would you plan to collect this data?
  • Finally, include a statement of the significance of the study , explaining why your research is important and impactful. This can be in the form of a concluding paragraph that reiterate the statement of the problem, clarifies how your research will address this and explains who will benefit from your research and how.

You may need to include a short summary of the timeline for completing the research project. Defining milestones of the time points at which you intend to complete certain tasks can help to show that you’ve considered the practicalities of running this study. It also shows that what you have proposed is feasible in order to achieve your research goal.

If you’re pitching your proposed project to a funder, they may allocate a proportion of the money based on the satisfactory outcome of each milestone. These stakeholders may also be motivated by knowing that you intend to convert your dissertation into an article for journal publication; this level of dissemination is of high importance to them.

Additionally, you may be asked to provide a brief summary of the projected costs of running the study. For a PhD project this could be the bench fees associated with consumables and the cost of any travel if required.

Make sure to include references and cite all other literature and previous research that you discuss in your concept paper.

This guide gave you an overview of the key elements you need to know about when writing concept papers. The purpose of these are first to convey to the reader what your project’s purpose is and why your research topic is important; this is based on the development of a problem statement using evidence from your literature review.

Explain how it may positively impact your research field and if your proposed research design is appropriate and your planned research method achievable.

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How to Write a Ph.D. Concept Paper

Stuart robertson.

The concept paper is often the first step of a lengthy research process.

A concept paper is an initial stage of a Ph.D program where the candidate student submits a proposal of what they wish to study and research as part of their doctorate. A concept paper is typically two to three pages in length and covers, broadly, the research problem, the context and methods of research. The concept paper is submitted to the Ph.D. candidate's doctoral committee, who may provide some feedback on the concept paper.

Describe the setting of your study or research. Identify geographical locations relevant to your research, as well as individuals, groups or communities that you will be studying or who will be affected by your study.

Identify questions that you will attempt to answer with your research. Consider developing a central question to pursue, as well as several subquestions that will contribute to an overall understanding of the central question.

Describe what method you will use to conduct your research or study. Describe the activities, such as interviews or observational studies, that you will use to gather data and insights.

Research relevant literature on your proposed area of research and list any relevant literature that you will be consulting when writing your dissertation. Similarly, research any studies or other relevant research that has already been completed.

Identify experts, researchers and professionals in your area of study that may be able to provide you with insights and information.

Describe the hypothesis of your research, if you have developed one. At this stage a hypothesis is not necessary, but is something that you should at least be thinking about.

Develop a time line for your research or study. Set goals and dates at which you will have certain aspects of your research completed.

About the Author

Stuart Robertson has been freelance writing since 2008, covering topics such as health, environmental issues and technology for websites such as Chiff.com and Environmental Graffiti. He has a bachelor's degree in political science.

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how to write phd concept note

The way I take notes for my PhD

In high school I was really bad at taking notes and studying. So much so that I barely got into a university degree! In my undergraduate I slowly learnt tricks for studying and remembering all the things I had to do. But when you begin a PhD, it is quite honestly a whole new ball game. The things you read you will need to be able to find, and remember in two or three years time!

Everybody has a different process, but I thought I would outline mine in this blog post. I’ll begin with a confession;  the thought of PDFs in folders has always scared me.  To me, the idea of knowing what a file is by the way I name it and being able to find the things I have highlighted a year later seemed (and still seems) impossible. I honestly do not know how people just use PDFs on their computer to remember all of the things they have read (hats off to those who can do that!). In the beginning of my PhD I printed every article I read, so I could file it manually ( my inspiration here ). I still think this is the best method for me, but I have had to adapt it due to overseas fieldwork (can’t exactly drag printed articles around the world with me).

Below I detail the steps I take when reading an article/book/whatever for my PhD.

Manually enter the article into EndNote

I know some (most?) PhD students import database searches into their EndNote libraries and work from there. But I have two issues from this:

  • You have to check the references to ensure authors don’t have different name versions (otherwise in documents your EndNote will automatically treat them like two authors who have the same last name and first initial).
  • How do you know what you have read? Or where to start reading?

I manually enter the details to avoid this. In the beginning I used the EndNote keyword feature to help find articles I had entered, but now I do not do this (as I use Nvivo and it is easier to find things and it is a bit redundant with the way I file articles). In my endnote I simply add all necessary bibliographical information and attach the PDF (my back up in case of catastrophic tech failure). I also use the endnote online to sync my library to the cloud.

Add an annotated bibliography entry to my scrivener

This annotated bibliography is whatever I am thinking/feeling at the time. Some entries are more detailed than others. See the example below:

screen shot 2019-01-29 at 2.23.30 pm

I have blocked the first two entries APA reference as I am quite critical in my entry of them (not quite ready to have such a strong academic voice just yet). You will notice how all four of the entries are quite different with what they identify and talk about. I don’t follow a set pattern for these, it is quite literally my thoughts. For most it is a summary of what the article said and my thoughts. This is a good way to begin to think critically about all of the things you read.

Add some writing to my scrivener file

This part has helped me to actually start writing. Since the beginning of my PhD I have always added sentences to my Scrivener file to match the article I am reading. For example:

Screen Shot 2019-01-29 at 2.30.31 pm.png

This is my scrivener file for my whole PhD. On the left side you can see I have folders set up and each of these contains sub-folders and text within. The top ones are actual chapter drafts that I have begun working on and the ones filed under ‘research’ are things I have randomly written that I am unsure if I will need/what chapter they will be in. The text in this screen here is an example of where I have begun to write about postcolonialism and education. Notice how I have written sentences about what Matereke argues, but also included a quote I think might be relevant. When I begin to write this section later, I can use these as starting points to construct an argument that flows (and actual paragraphs). I will also know what authors I have read who are related to this area. My other files generally have more writing in them than this, but I chose a small example in case someone wants to read the text (to see what I mean)! Let me know if you want more detail on using Scrivener for a PhD!

Code the article in Nvivo

I have already discussed this in my blogpost:  Nvivo for a literature review: How and why . I use Nvivo to help me sort my PDFS and find quotes that I like, or in general sentences that I think are really eloquent and helpful at understanding a concept. For example:

screen shot 2019-01-29 at 2.35.38 pm

A quick glance at my code for ‘colonialism’ allows me to see some ways of writing about colonialism and allows me to remember the key words that are used when discussing this concept (‘civilising mission’ ‘racialised hierachies’ etc).

In conclusion…

I hope this blog has helped you understand the way I take notes, as I have managed to transform from a person who was completely analog with note taking (in undergraduate) to able to work digitally. Not only do I work digitally, I always know where my readings are, how to find something quickly and I don’t start writing with a blank page!

If you are just beginning your PhD, don’t be afraid to find the system that works for you by experimenting with a jigsaw of other people’s methods!

Share this:

10 thoughts on “ the way i take notes for my phd ”.

Thank for sharing Kate. It is a very helpful article.

I’d like to hear bout how you use Scrivener for your PhD, I have not heard bout it until I read your post 🙂

I would also like to hear more about using Scrivener for you PhD! I will be beginning a doctoral program this fall and would love to have a good organization system for articles and research ideas.

Pingback: How I plan in my PhD/Organise my desk – Adventures of a PhD candidate

Love seeing Scrivener incorporated within a note-taking system. Scrivener is probably the best tool in my PhD portfolio! Love it! For those asking, there’s heaps of how-to videos and blogs about using Scrivener for academic work.

thankyou so much. and much love from indonesia… 🙏

The notes you made under education and postcolonialism, did you just keep that in a list of notes with different themes under Research?

And what is Good things docu… just curious 🙂

Hi, yes I just kept them there. In the screenshot I believe you can’t see all my subheadings and folders. I eventually sorted my notes via how I anticipated my chapters would work out so more in headings and subheadings. Then I wrote my actual chapters!

The good things document is where I keep nice feedback I have received etc. it helps when you feel down to be able to see some positive feedback 🙂

Pingback: 3 Other Methods for Taking Notes in your PhD – Adventures of a PhD candidate

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IMAGES

  1. Concept Note template

    how to write phd concept note

  2. Free Concept Note Templates & Samples [Word+PDF]

    how to write phd concept note

  3. How to write a concept paper for PhD research

    how to write phd concept note

  4. 16+ Concept Note Templates

    how to write phd concept note

  5. How To Write Your PHD Proposal

    how to write phd concept note

  6. Concept Note Template: How to write (with Samples)

    how to write phd concept note

VIDEO

  1. How to write PhD synopsis

  2. PhD के बाद यहाँ है Job की गारंटी || पैसा और नाम दोनों मिलेगा || खुद का उद्योग भी हो सकता है

  3. How to write your PhD thesis #1: Calm Focus

  4. How to Write a Concept Note With 360 Research Solutions: A Guide For Busitema University_Uganda

  5. Designing a Msc or PhD concept note for Admission

  6. What is Research Proposal?

COMMENTS

  1. PDF HOW TO WRITE A CONCEPT NOTE

    Background. 300 words maximum. Three paragraphs maximum. Paragraph 1-. Provide the context of the study- why is a phenomenon of interest in relation to health service delivery or health outcomes in your region of interest. Provide recent background literature evidence on the research phenomenon.

  2. How to Write a PhD Concept Paper

    The title of the proposed study is the first element of a concept paper. The title should describe what the study is about by highlighting the variables of the study and the relationship between the variables if applicable. The title should be short and specific: it is best to have a title that is not more than 15 words' long.

  3. How to Write a Concept Paper for a PhD: A 10-Step Guide

    A concept paper for a Ph.D. is a written statement outlining the objectives and concepts of a proposed research study. It acts as an introduction to your dissertation or full thesis. It is also an important part of the application process for Ph.D. programs and helps the admissions committee evaluate a student's research potential.

  4. Guidelines to Develop Concept Note for Research Students/ Ph.D

    in the academic documents, t he area of specialization of the Ph.D./research as advertised and months and date. • Introduction- Briefly tells us about the area of your proposed interest and

  5. How to Write a Concept Note: A Step-by-Step Guide

    Concept notes are important documents that serve as a brief outline of a project. They are used to present a proposed project to potential stakeholders and funders, and are usually requested before a full project proposal is submitted. If you are planning to embark on a new project, it is essential to know how to write a concept note.

  6. How to write a concept paper for PhD research

    In this video, I discuss the purpose of a concept paper at the PhD level, as well as how to write a concept paper.

  7. What is a Concept Paper and How do You Write One?

    A concept paper is a short document written by a researcher before starting their research project, with the purpose of explaining what the study is about, why it is important and the methods that will be used. The concept paper will include your proposed research title, a brief introduction to the subject, the aim of the study, the research ...

  8. PDF Guidelines to preparing a research concept note

    The concept note is prepared as part of the application to provisional admission and needs to be uploaded as part of the application material on SUNStudent. Candidates that are provisionally admitted, will work with their academic supervisors to prepare a full doctoral proposal that needs to be approved by a departmental admissions committee. A ...

  9. PDF Preparing a PhD concept paper

    To prepare a potential concept paper you are required to contact one of faculty's instructor with knowledge associated in your area of interest to work with. Your concept paper is more likely to be accepted by the committees if you consult with the instructor and bounce your ideas off him. 6. Giving feedback

  10. HOW TO WRITE A CONCEPT PAPER: A step-by-step guide with examples

    Learn how to write a concept paper for your research proposal with clear examples and tips in this video. Watch now and get your proposal approved.

  11. PDF Writing up your PhD (Qualitative Research)

    In writing this course I have used extracts from a number of qualitative studies, mainly PhD theses written by my ex-students and (former) colleagues at the Institute for Applied Language Studies, University of Edinburgh: Dr Lesley Gourlay, Dr Heather Hewitt, Dr Ko Chao-Jung, Dr Paul Mennim, Dr Joy Northcott and Dr Melada Sudajit-apa.

  12. What Is a Dissertation?

    A dissertation is a long-form piece of academic writing based on original research conducted by you. It is usually submitted as the final step in order to finish a PhD program. Your dissertation is probably the longest piece of writing you've ever completed. It requires solid research, writing, and analysis skills, and it can be intimidating ...

  13. How to Write a Ph.D. Concept Paper

    A concept paper is an initial stage of a Ph.D program where the candidate student submits a proposal of what they wish to study and research as part of their doctorate. A concept paper is typically two to three pages in length and covers, broadly, the research problem, the context and methods of research. The concept ...

  14. PDF Guidelines for Writing Concept Notes, Proposals

    Ph.D : Doctor of Philosophy SI: System ... "Concept Note" means an outline of the research proposal of 3 to 5 pages (including references). "Dissertation" means an academic writing that presents the author's research and findings and is submitted in support of partial fulfilment of candidature for a degree or professional ...

  15. PDF A Guide to Writing your PhD Proposal

    Therefore, in a good research proposal you will need to demonstrate two main things: 1. that you are capable of independent critical thinking and analysis. 2. that you are capable of communicating your ideas clearly. Applying for a PhD is like applying for a job, you are not applying for a taught programme.

  16. PDF BRIEF: HOW TO WRITE A CONCEPT PAPER

    to interest potential funders. to develop potential solutions or investigations into project ideas. to determine whether a project idea is fundable. to serve as the foundation of a full proposal. Funders that request concept papers often provide a template or format. If templates or formats are not provided, the following can serve as a useful ...

  17. PDF Writing a concept paper **For PhDs in Psychology, Speech Pathology

    If you resubmit in a new academic year, you will have to reapply for the PhD through the Student Enrolment Centre. School PhD Coordinator Prof. Maria Marchetti Mercer. [email protected] or 011 717 4518. PhD including publications in Psychoanalytic Psychotherapy Prof. Katherine Bain. [email protected] or 011 717 4558.

  18. PDF Concept Note Contents and Instructions

    The concept note should not exceed 5 pages (12 pts, Times New Roman, 1.5 spacing, 1 inch margin in all sides) and Microsoft Word file type. Strictly stick to the proposal writing format. A proposal which doesn't follow the format will be rejected and will not be considered for evaluation.

  19. What is a Concept Note?

    An Introduction to what is a Concept Note and how to write it. This short video will help NGOs and fundraisers understand the basics of a Concept Note and th...

  20. PDF University of South Africa

    Note Writing the Concept Note What is Research The Introduction, aim , objectives and problem statement Rules of Good Writing How to choose your Research Topic ... If you are enrolling for a PhD, you can either continue with the foundation laid by your Master's study or you may choose a totally different project. The choice is up to you.

  21. The way I take notes for my PhD

    Add some writing to my scrivener file. This part has helped me to actually start writing. Since the beginning of my PhD I have always added sentences to my Scrivener file to match the article I am reading. For example: This is my scrivener file for my whole PhD. On the left side you can see I have folders set up and each of these contains sub ...

  22. (PDF) PhD Concept Note

    the concept of the marginal (to gain better insight into this I shall refer to Kevin Anderson' s 'Marx. on the Margins'), i.e., those who are lying outside the space of capital, within the ...

  23. Concept Note Template: How to write (with Samples)

    In order to write a concept note, the following steps would be useful: Start the concept note with a title. The header section would include information like submitted by along with the date of submission. It is important to keep in mind that the title should be short; however, it would be such that it reflects information about the project.